SEC 13F Intelligence

Managers / Q3 2019 · view latest →

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

CIK 0000763848 · 2029 CENTURY PARK EAST, 16TH FLOOR, LOS ANGELES, CA, 90067 · (310) 552-5114

Reported Value
$4.1B
Q3 2019
Positions
155
Filings on Record
9
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Nwq Investment Management Company, LLC reported $4.1B in U.S.-listed holdings across 155 positions for Q3 2019.

Its largest position, Renaissancere, represents 2.8% of the portfolio.

Compared with Q2 2019, the fund opened 16 new positions and exited 10.

Portfolio Metrics

Turnover
+10.2%
vs prior filed quarter
Top-10 Concentration
+20.5%
share of reported value
Largest Position
+2.8%
Renaissancere
New / Exited
16 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.2BQ4 ’18Q1 ’19: $4.6BQ1 ’19Q2 ’19: $4.4BQ2 ’19Q3 ’19: $4.1BQ3 ’19Q4 ’19: $4.0BQ4 ’19Q1 ’20: $2.5BQ1 ’20Q2 ’20: $3.0BQ2 ’20Q3 ’20: $2.2BQ3 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 69.2%Other: 17.3%ADR: 6.9%REIT: 5.4%MLP: 1.1%Other: 0.1%
  • Common Stock · 69.2% · $2.8B
  • Other · 17.3% · $712M
  • ADR · 6.9% · $283M
  • REIT · 5.4% · $223M
  • MLP · 1.1% · $44M
  • Other · 0.1% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CNPCENTERPOINT ENERGY INCNEW+1.75M1.75M+$53M$53M
FISVFISERV INCNEW+295.6K295.6K+$31M$31M
SEAGATE TECHNOLOGY PLCNEW+547.7K547.7K+$29M$29M
NEENEXTERA ENERGY INCNEW+110.3K110.3K+$26M$26M
ATVIEURACTIVISION BLIZZARD INCNEW+428.0K428.0K+$23M$23M
ORIOLD REP INTL CORPNEW+832.2K832.2K+$20M$20M
VSTVISTRA ENERGY CORPNEW+701.4K701.4K+$19M$19M
FMSFRESENIUS MED CARE AG&CO KGANEW+406.2K406.2K+$14M$14M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

150 positions
#IssuerClass% PortfolioValueShares
1RENAISSANCERE HOLDINGS LTDCOM2.85%$117M604.6K
2FEFIRSTENERGY CORPhistory →COM2.67%$110M2.28M
3ETRNUSDEQUITRANS MIDSTREAM CORPORAThistory →COM2.10%$86M5.94M
4GLAXOSMITHKLINE PLCSPONSORED ADR2.09%$86M2.01M
5JPMJPMORGAN CHASE & COhistory →COM1.99%$82M695.8K
6TRVCCITIGROUP INChistory →COM NEW1.97%$81M1.17M
7DALDELTA AIR LINES INC DELhistory →COM NEW1.92%$79M1.37M
8MELLANOX TECHNOLOGIES LTDSHS1.79%$74M671.7K
9ORCLORACLE CORPhistory →COM1.63%$67M1.22M
10BMYBRISTOL MYERS SQUIBB COhistory →COM1.49%$61M1.21M
11GMGENERAL MTRS COhistory →COM1.43%$59M1.56M
12CITUSDCIT GROUP INChistory →COM NEW1.40%$57M1.27M
13GILDGILEAD SCIENCES INChistory →COM1.38%$57M892.1K
14BACBANK AMER CORPCOM · 7.25%CNV PFD L1.37%$56M1.94M
15PWRQUANTA SVCS INChistory →COM1.36%$56M1.48M
16ALLERGAN PLCSHS1.35%$55M329.4K
17WEAWESTERN ALLIANCE BANCORPhistory →COM1.34%$55M1.20M
18FT2FIRST HORIZON NATL CORPhistory →COM1.33%$55M3.37M
19CNPCENTERPOINT ENERGY INCCOM · DEP RP PFD CV B1.28%$53M2.56M
20ABCBAMERIS BANCORPhistory →COM1.27%$52M1.30M
21RPTUSDRPT REALTYhistory →SH BEN INT1.26%$52M3.82M
22DWDPEURDUPONT DE NEMOURS INChistory →COM1.20%$49M691.6K
23BUWABIO RAD LABS INChistory →CL A1.20%$49M147.7K
24CHVCHEVRON CORP NEWhistory →COM1.18%$48M408.6K
25AXIS CAPITAL HOLDINGS LTDSHS1.15%$47M711.3K
26BANK OF NT BUTTERFIELD&SON LSHS NEW1.15%$47M1.60M
27DFSEURDISCOVER FINL SVCShistory →COM1.15%$47M581.9K
28EPDENTERPRISE PRODS PARTNERS Lhistory →COM1.07%$44M1.54M
29TMHCTAYLOR MORRISON HOME CORPhistory →COM1.03%$42M1.64M
30TMTOYOTA MOTOR CORPhistory →SP ADR REP2COM1.03%$42M315.6K
31KOCOCA COLA COhistory →COM0.99%$41M748.5K
32AIGAMERICAN INTL GROUP INChistory →COM NEW0.97%$40M719.4K
33MGM GROWTH PPTYS LLCCL A COM0.96%$39M1.31M
34AON PLCSHS CL A0.95%$39M201.0K
35COLONY CAP INC NEWCL A COM0.94%$39M6.41M
36INGERSOLL-RAND PLCSHS0.93%$38M310.5K
37TRNTRINITY INDS INChistory →COM0.91%$38M1.91M
38KNXKNIGHT SWIFT TRANSN HLDGS INhistory →CL A0.90%$37M1.01M
39VIABVIACOM INC NEWhistory →CL B0.88%$36M1.50M
40BMCHBMC STK HLDGS INChistory →COM0.87%$36M1.37M
41INGING GROEP N Vhistory →SPONSORED ADR0.87%$36M3.42M
42SUSUNCOR ENERGY INC NEWhistory →COM0.86%$36M1.12M
43SK TELECOM LTDSPONSORED ADR0.86%$35M1.59M
44R6C2ROYAL DUTCH SHELL PLChistory →SPON ADR B0.86%$35M588.7K
45GOOGLALPHABET INChistory →CAP STK CL A0.85%$35M28.5K
46AWNADVANCE AUTO PARTS INChistory →COM0.81%$33M202.4K
47UNMUNUM GROUPhistory →COM0.81%$33M1.13M
48BWABORGWARNER INChistory →COM0.81%$33M911.6K
494I1PHILIP MORRIS INTL INChistory →COM0.81%$33M439.8K
50BDNBRANDYWINE RLTY TRhistory →SH BEN INT NEW0.80%$33M2.17M
51AVGOBROADCOM INCCOM0.78%$32M137.2K
52ENSENERSYShistory →COM0.78%$32M485.6K
53SYMCEURSYMANTEC CORPhistory →COM0.76%$31M1.31M
54LLOEWS CORPhistory →COM0.75%$31M601.6K
55FISVFISERV INChistory →COM0.75%$31M295.6K
56CRCCANADIAN NAT RES LTDhistory →COM0.74%$30M1.14M
57AZNNASTRAZENECA PLChistory →SPONSORED ADR0.72%$30M665.5K
58SEAGATE TECHNOLOGY PLCSHS0.72%$29M547.7K
59LDELANDEC CORPhistory →COM0.71%$29M2.70M
60RMBS*RAMBUS INC DELhistory →COM0.69%$28M2.17M
61LIVANOVA PLCSHS0.67%$28M375.0K
62UBS GROUP AGSHS0.67%$27M2.43M
63STAGSTAG INDL INChistory →COM0.65%$27M909.7K
64RTN1USDRAYTHEON COhistory →COM NEW0.65%$27M135.3K
65LNGCHENIERE ENERGY INChistory →COM NEW0.64%$26M417.8K
66ENQENTEGRIS INChistory →COM0.64%$26M556.4K
67NEENEXTERA ENERGY INChistory →COM0.63%$26M110.3K
68TERTERADYNE INChistory →COM0.62%$25M437.5K
69COHREURCOHERENT INChistory →COM0.61%$25M164.1K
70GLATFELTERCOM0.61%$25M1.64M
71ETRENTERGY CORP NEWhistory →COM0.61%$25M212.6K
72ALGALAMO GROUP INChistory →COM0.60%$25M211.2K
73PACWUSDPACWEST BANCORP DELhistory →COM0.58%$24M659.9K
74FLEX LTDORD0.57%$23M2.23M
75HOFTHOOKER FURNITURE CORPhistory →COM0.56%$23M1.08M
76TCBITEXAS CAPITAL BANCSHARES INChistory →COM0.56%$23M419.5K
77ATVIEURACTIVISION BLIZZARD INChistory →COM0.55%$23M428.0K
78EQTEQT CORPhistory →COM0.55%$23M2.12M
79NPEURNEENAH INChistory →COM0.51%$21M323.8K
80SYFSYNCHRONY FINLhistory →COM0.49%$20M595.7K
81HESHESS CORPhistory →COM0.48%$20M325.5K
82MCHBHOMESTREET INChistory →COM0.48%$20M718.5K
83ORIOLD REP INTL CORPhistory →COM0.48%$20M832.2K
84CBS CORP NEWCL B0.47%$19M477.1K
85WFCWELLS FARGO CO NEWCOM · PERP PFD CNV A0.47%$19M406.3K
86KALUKAISER ALUMINUM CORPhistory →COM PAR $0.010.46%$19M192.8K
87NVENT ELECTRIC PLCSHS0.46%$19M858.8K
88VSTVISTRA ENERGY CORPhistory →COM0.46%$19M701.4K
89MEIMETHODE ELECTRS INChistory →COM0.45%$19M555.9K
90SNYSANOFIhistory →SPONSORED ADR0.44%$18M389.5K
91WPXUSDWPX ENERGY INChistory →COM0.42%$17M1.64M
92DGXQUEST DIAGNOSTICS INChistory →COM0.41%$17M156.9K
93SRISTONERIDGE INChistory →COM0.40%$17M536.5K
94MSFTMICROSOFT CORPhistory →COM0.40%$16M117.6K
95AINALBANY INTL CORPhistory →CL A0.39%$16M179.9K
96FSSFEDERAL SIGNAL CORPhistory →COM0.39%$16M488.8K
97PDCEUSDPDC ENERGY INChistory →COM0.39%$16M573.6K
98HNIHNI CORPhistory →COM0.38%$16M445.1K
99CNACNA FINL CORPhistory →COM0.38%$16M318.8K
100BCCBOISE CASCADE CO DELhistory →COM0.38%$16M478.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2020$2.2B152Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B155Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.5B156May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.0B160Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.1B155Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.4B150Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.6B150May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.2B149Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Nuveen Investments, Inc.028-11405
  • SEI Investments Management Corporation028-16475

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.