SEC 13F Intelligence

Managers / Q2 2019 · view latest →

CITIZENS FINANCIAL GROUP INC/RI

CIK 0000759944 · 1 CITIZENS PLAZA, PROVIDENCE, RI, 02903 · 2039006715

Reported Value
$1.4B
Q2 2019
Positions
1,189
Filings on Record
30
2019–present window
Filed
Aug 9, 2019
original filing

Summary

Citizens Financial Group Inc/Ri reported $1.4B in U.S.-listed holdings across 1,189 positions for Q2 2019.

Its largest position, MSFT, represents 4.4% of the portfolio.

Compared with Q1 2019, the fund opened 126 new positions and exited 66.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+26.9%
share of reported value
Largest Position
+4.4%
Microsoft
New / Exited
126 / 66
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $1.4BQ1 ’19Q2 ’19: $1.4BQ3 ’19: $1.4BQ4 ’19: $1.5BQ1 ’20: $1.2BQ1 ’20Q2 ’20: $1.4BQ3 ’20: $1.6BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.3BQ3 ’21: $2.7BQ4 ’21: $3.0BQ1 ’22: $2.9BQ1 ’22Q2 ’22: $2.4BQ3 ’22: $2.3BQ4 ’22: $2.6BQ1 ’23: $2.7BQ1 ’23Q2 ’23: $2.7BQ3 ’23: $2.5BQ4 ’23: $2.9BQ1 ’24: $3.0BQ1 ’24Q2 ’24: $4.5BQ3 ’24: $5.0BQ4 ’24: $5.1BQ1 ’25: $5.1BQ1 ’25Q2 ’25: $6.2BQ3 ’25: $7.3BQ4 ’25: $7.5BQ1 ’26: $7.2BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 65.6%ETP: 32.1%Other: 2.1%ADR: 0.1%REIT: 0.0%Other: 0.1%
  • Common Stock · 65.6% · $896M
  • ETP · 32.1% · $438M
  • Other · 2.1% · $28M
  • ADR · 0.1% · $1M
  • REIT · 0.0% · $669,000
  • Other · 0.1% · $809,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DWDPEURDUPONT DE NEMOURS INCNEW+8.8K8.8K+$658,000$658,000
DOWDOW INCNEW+6.9K6.9K+$339,000$339,000
CTVACORTEVA INCNEW+9.0K9.0K+$265,000$265,000
PUTNAM PREMIER INCOME TRNEW+47.7K47.7K+$245,000$245,000
SPDR INDEX SHS FDSNEW+6.8K6.8K+$202,000$202,000
INVESCO EXCHANGE TRADED FD TNEW+1.4K1.4K+$166,000$166,000
SPDR SERIES TRUSTNEW+1.4K1.4K+$155,000$155,000
SPDR SERIES TRUSTNEW+3.9K3.9K+$120,000$120,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRMSCI EAFE ETF · CORE S&P500 ETF · CORE S&P MCP ETF · CORE MSCI EAFE · RUSSELL 2000 ETF13.81%$189M1.67M
2MSFTMICROSOFT CORPhistory →COM4.44%$61M452.8K
3SPDR S&P 500 ETF TRTR UNIT2.80%$38M130.5K
4AAPLAPPLE INChistory →COM2.64%$36M182.3K
5VANGUARD INDEX FDSS&P 500 ETF SHS2.64%$36M133.7K
6MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP2.36%$32M90.8K
7GOOGLALPHABET INChistory →CAP STK CL A · CAP STK CL C1.98%$27M25.0K
8AMZNAMAZON COM INChistory →COM1.71%$23M12.3K
9VVISA INChistory →COM CL A1.53%$21M120.4K
10JNJJOHNSON & JOHNSONhistory →COM1.45%$20M142.5K
11UNHUNITEDHEALTH GROUP INChistory →COM1.30%$18M72.8K
12BABOEING COhistory →COM1.27%$17M47.5K
13PEPPEPSICO INChistory →COM1.24%$17M129.2K
14TMOTHERMO FISHER SCIENTIFIC INChistory →COM1.23%$17M57.4K
15EXMOCEXXON MOBIL CORPhistory →COM1.12%$15M199.8K
16ADBEADOBE SYS INChistory →COM1.10%$15M51.1K
17NKENIKE INChistory →CL B1.10%$15M178.1K
18MCDMCDONALDS CORPhistory →COM1.07%$15M70.4K
19JPMJPMORGAN CHASE & COhistory →COM1.06%$14M129.4K
20NEENEXTERA ENERGY INChistory →COM1.06%$14M70.6K
21COPCONOCOPHILLIPShistory →COM1.00%$14M223.6K
22TAT&T INChistory →COM0.97%$13M395.4K
23CSCOCISCO SYS INChistory →COM0.96%$13M240.4K
24TXNTEXAS INSTRS INChistory →COM0.94%$13M112.0K
25HDHOME DEPOT INChistory →COM0.94%$13M61.5K
26HONGBPHONEYWELL INTL INChistory →COM0.94%$13M73.2K
27DISDISNEY WALT COhistory →COM DISNEY0.93%$13M90.7K
28BACVERIZON COMMUNICATIONS INChistory →COM0.91%$12M216.6K
29UNPUNION PAC CORPhistory →COM0.89%$12M71.5K
30WMTWAL-MART STORES INChistory →COM0.88%$12M109.1K
31AMGNAMGEN INChistory →COM0.88%$12M65.2K
32BACBANK AMER CORPhistory →COM0.87%$12M407.8K
33TRVCCITIGROUP INChistory →COM NEW0.84%$12M164.6K
34INTCINTEL CORPhistory →COM0.84%$11M238.4K
35FISVFISERV INChistory →COM0.82%$11M123.2K
36PFEPFIZER INChistory →COM0.81%$11M254.0K
37ORCLORACLE CORPhistory →COM0.80%$11M192.3K
38AXPAMERICAN EXPRESS COCOM0.73%$10M80.5K
39MRSHMARSH & MCLENNAN COS INCCOM0.72%$10M98.3K
40WMWASTE MGMT INC DELCOM0.72%$10M84.8K
41CHVCHEVRON CORP NEWCOM0.72%$10M78.5K
42CMCSACOMCAST CORP NEWCL A0.70%$9M224.5K
43EWEDWARDS LIFESCIENCES CORPCOM0.69%$9M51.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$7.2B1,041May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$7.5B1,018Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.3B1,007Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$6.2B901Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.1B807May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.1B783Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$5.0B770Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$4.5B719Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.0B578May 17, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$2.9B564Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.5B495Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.7B536Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.7B613May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.6B574Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.3B564Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.4B576Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.9B599May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.0B598Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.7B591Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.3B497Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B451May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B412Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.6B351Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,405Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,444May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,470Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.4B1,266Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.4B1,189Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.4B1,116May 9, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Citizens Bank, National Association028-17246
  • Clarfeld Financial Advisors, LLC028-19418
  • Citizens Bank, National Association028-17246

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.