SEC 13F Intelligence

Managers / Q4 2020 · view latest →

PINNACLE ASSOCIATES LTD

CIK 0000743127 · 335 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY, 10017 · 2126523200

Reported Value
$4.9B
Q4 2020
Positions
703
Filings on Record
31
2019–present window
Filed
Jan 26, 2021
original filing

Summary

Pinnacle Associates Ltd reported $4.9B in U.S.-listed holdings across 703 positions for Q4 2020.

Its largest position, AAPL, represents 3.2% of the portfolio.

Compared with Q3 2020, the fund opened 47 new positions and exited 21.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+19.8%
share of reported value
Largest Position
+3.2%
Apple
New / Exited
47 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.9BQ4 ’18Q1 ’19: $4.4BQ2 ’19: $4.3BQ3 ’19: $4.2BQ4 ’19: $4.6BQ4 ’19Q1 ’20: $3.3BQ2 ’20: $4.1BQ3 ’20: $4.2BQ4 ’20: $4.9BQ4 ’20Q1 ’21: $5.2BQ2 ’21: $5.5BQ3 ’21: $5.4BQ4 ’21: $5.8BQ4 ’21Q1 ’22: $5.6BQ2 ’22: $4.6BQ3 ’22: $4.4BQ4 ’22: $4.6BQ4 ’22Q1 ’23: $4.9BQ2 ’23: $5.8BQ3 ’23: $5.4BQ4 ’23: $5.9BQ4 ’23Q1 ’24: $6.3BQ2 ’24: $6.4BQ3 ’24: $5.9BQ4 ’24: $7.4BQ4 ’24Q1 ’25: $6.8BQ2 ’25: $6.9BQ3 ’25: $7.5BQ4 ’25: $7.8BQ4 ’25Q1 ’26: $7.8Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.0%ETP: 15.6%Other: 5.8%REIT: 1.8%ADR: 1.2%Other: 0.6%
  • Common Stock · 75.0% · $3.7B
  • ETP · 15.6% · $766M
  • Other · 5.8% · $285M
  • REIT · 1.8% · $91M
  • ADR · 1.2% · $60M
  • Other · 0.6% · $31M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SGENUSDSEAGEN INCNEW+351.1K351.1K+$61M$61M
TLSTELOS CORP MDNEW+372.2K372.2K+$12M$12M
COLMCOLUMBIA SPORTSWEAR CONEW+65.4K65.4K+$6M$6M
SK TELECOM LTDNEW+106.6K106.6K+$3M$3M
OCOWENS CORNING NEWNEW+31.6K31.6K+$2M$2M
VTRSVIATRIS INCNEW+76.0K76.0K+$1M$1M
SQMSOCIEDAD QUIMICA Y MINERA DENEW+28.3K28.3K+$1M$1M
ONESPAWORLD HOLDINGS LIMITEDNEW+118.3K118.3K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM3.18%$157M1.18M
2PLUNPLUG POWER INChistory →COM NEW2.70%$133M3.93M
3JNJJOHNSON & JOHNSONhistory →COM2.69%$133M842.5K
4VANGUARD INDEX FDSSMALL CP ETF · TOTAL STK MKT2.18%$107M551.1K
5MSFTMICROSOFT CORPhistory →COM2.14%$105M473.4K
6QRVOQORVO INChistory →COM1.89%$93M560.7K
7LRCXEURLAM RESEARCH CORPhistory →COM1.68%$83M174.8K
8SPDR S&P 500 ETF TRTR UNIT1.41%$70M186.1K
9ISHARES TRCORE S&P500 ETF · MSCI USA QLT FCT1.36%$67M374.2K
10LITELUMENTUM HLDGS INChistory →COM1.29%$63M668.2K
11II-VI INCCOM1.28%$63M829.3K
12SGENUSDSEAGEN INChistory →COM1.25%$61M351.1K
13GOOGLALPHABET INChistory →CAP STK CL A · CAP STK CL C1.19%$59M33.5K
14CGNXCOGNEX CORPhistory →COM1.16%$57M712.3K
15TRMBTRIMBLE INChistory →COM1.11%$55M818.7K
16BYDBOYD GAMING CORPhistory →COM1.11%$54M1.27M
17JPMJPMORGAN CHASE & COhistory →COM1.07%$53M416.6K
18REGNREGENERON PHARMACEUTICALShistory →COM1.04%$51M105.8K
19AMZNAMAZON COM INChistory →COM1.04%$51M15.7K
20MTCHMATCH GROUP INC NEWhistory →COM1.03%$51M336.6K
21AMBARELLA INCSHS1.02%$50M546.8K
22FQIDIGITAL RLTY TR INChistory →COM0.92%$45M324.9K
23ROYAL CARIBBEAN GROUPCOM0.91%$45M597.5K
24IRDMIRIDIUM COMMUNICATIONS INChistory →COM0.89%$44M1.12M
25METAFACEBOOK INChistory →CL A0.88%$43M158.6K
26NDQINVESCO QQQ TRhistory →UNIT SER 10.88%$43M137.9K
27VVISA INChistory →COM CL A0.87%$43M195.8K
28PRKSSEAWORLD ENTMT INChistory →COM0.81%$40M1.26M
29KSUEURKANSAS CITY SOUTHERNhistory →COM NEW0.80%$39M193.0K
30CMICUMMINS INChistory →COM0.79%$39M171.5K
31CMCSACOMCAST CORP NEWhistory →CL A0.75%$37M703.6K
32AQUAUSDEVOQUA WATER TECHNOLOGIES COhistory →COM0.73%$36M1.34M
33VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.71%$35M596.6K
34CONE1EURCYRUSONE INChistory →COM0.69%$34M462.2K
35HDHOME DEPOT INChistory →COM0.66%$32M122.0K
36MRKMERCK & CO. INChistory →COM0.65%$32M392.6K
37TENBTENABLE HLDGS INChistory →COM0.65%$32M609.0K
38MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP0.64%$31M74.8K
39ISIIONIS PHARMACEUTICALS INChistory →COM0.64%$31M553.9K
40FEYEUSDFIREEYE INChistory →COM0.64%$31M1.36M
41IAC INTERACTIVECORP NEWCOM0.61%$30M159.8K
42TRVCCITIGROUP INChistory →COM NEW0.61%$30M489.2K
43FMFFORMFACTOR INChistory →COM0.60%$29M683.2K
44FAROFARO TECHNOLOGIES INChistory →COM0.59%$29M413.6K
45LVSLAS VEGAS SANDS CORPhistory →COM0.59%$29M486.7K
46BACVERIZON COMMUNICATIONS INChistory →COM0.57%$28M480.5K
47CSCOCISCO SYS INChistory →COM0.57%$28M629.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$7.8B960Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$7.8B936Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.5B868Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$6.9B850Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.8B828May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$7.4B837Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$5.9B836Oct 25, 202413F-HRchanges · EDGAR ↗
Q2 2024$6.4B818Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$6.3B840Apr 26, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.9B854Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$5.4B849Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.8B852Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.9B770May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.6B758Feb 1, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$4.4B739Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$4.6B746Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$5.6B786May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$5.8B790Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$5.4B761Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B764Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.2B733May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.9B703Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.2B677Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.1B675Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.3B654May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.6B711Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.2B704Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.3B704Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.4B712May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.9B684Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.