SEC 13F Intelligence

Managers / Q4 2019 · view latest →

GOFEN & GLOSSBERG LLC /IL/

CIK 0000315498 · 455 CITYFRONT STE 3200, CHICAGO, IL, 60611 · 3128281100

Reported Value
$3.1B
Q4 2019
Positions
483
Filings on Record
17
2019–present window
Filed
Jan 28, 2020
original filing

Summary

Gofen & Glossberg LLC /Il/ reported $3.1B in U.S.-listed holdings across 483 positions for Q4 2019.

Its largest position, MSFT, represents 4.5% of the portfolio.

Compared with Q3 2019, the fund opened 40 new positions and exited 20.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+27.7%
share of reported value
Largest Position
+4.5%
Microsoft
New / Exited
40 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.5BQ4 ’18Q1 ’19: $2.8BQ2 ’19: $2.9BQ2 ’19Q3 ’19: $3.0BQ4 ’19: $3.1BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.0BQ2 ’20Q3 ’20: $3.3BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.9BQ2 ’21: $4.2BQ2 ’21Q3 ’21: $4.3BQ4 ’21: $4.6BQ4 ’21Q1 ’22: $4.4BQ2 ’22: $3.8BQ2 ’22Q3 ’22: $3.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 81.9%ETP: 8.1%Other: 3.0%Open-End Fund: 2.7%ADR: 2.6%Other: 1.8%
  • Common Stock · 81.9% · $2.6B
  • ETP · 8.1% · $255M
  • Other · 3.0% · $93M
  • Open-End Fund · 2.7% · $85M
  • ADR · 2.6% · $81M
  • Other · 1.8% · $57M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFCTruist FinancialNEW+246.4K246.4K+$14M$14M
SBACSBA CommunicationsNEW+6.0K6.0K+$1M$1M
OLEDUniversal DisplayNEW+3.5K3.5K+$721,000$721,000
MIDDMiddleby CorporationNEW+4.5K4.5K+$493,000$493,000
iShares Ultra Short-Term BdNEW+8.9K8.9K+$449,000$449,000
Global X NASDAQ 100 Cov CallNEW+18.8K18.8K+$445,000$445,000
LHXL3Harris TechnologiesNEW+2.1K2.1K+$411,000$411,000
CSXCSXNEW+5.6K5.6K+$408,000$408,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosofthistory →COM4.49%$141M895.1K
2AAPLApplehistory →COM3.79%$119M406.0K
3JPMJPMorgan Chase & Cohistory →COM3.45%$108M777.9K
4TMOThermo Fisher Scientifichistory →COM3.11%$98M301.4K
5PGProcter & Gamblehistory →COM2.82%$89M708.9K
6GOOGAlphabet Cl Chistory →COM2.68%$84M63.0K
7JNJJohnson & Johnsonhistory →COM2.57%$81M554.6K
8CMCSAComcast Cl Ahistory →COM1.89%$59M1.32M
9SPDR 500 ETF Trust Ser 1COM1.83%$57M178.3K
10BABoeinghistory →COM1.79%$56M173.2K
11PEPPepsiCohistory →COM1.76%$55M404.6K
12UTXZUnited Technologieshistory →COM1.65%$52M346.4K
13DISDisney Walthistory →COM1.65%$52M357.9K
14MCDMcDonaldshistory →COM1.58%$50M250.7K
15AXPAmerican Expresshistory →COM1.56%$49M394.9K
16MAMastercard Cl Ahistory →COM1.44%$45M151.9K
17ABTAbbott Laboratorieshistory →COM1.39%$44M504.2K
18ASML Hldgs NV ADRCOM1.37%$43M145.1K
19DHRDanaherhistory →COM1.29%$41M264.1K
20CHVChevronhistory →COM1.29%$40M335.9K
21Nestle SA Sponsored ADRCOM1.24%$39M358.9K
22AMZNAmazon.comhistory →COM1.21%$38M20.6K
23ECLEcolabhistory →COM1.21%$38M197.1K
24MRKMerckhistory →COM1.13%$36M390.6K
25EXMOCExxon Mobilhistory →COM1.13%$35M507.2K
26SBUXStarbuckshistory →COM1.12%$35M401.4K
27AVGOBroadcom Ltdhistory →COM1.11%$35M110.4K
28MDLZMondelez Intlhistory →COM1.07%$34M609.6K
29ZTSZoetishistory →COM1.07%$34M253.6K
30NKENike Cl Bhistory →COM1.06%$33M329.6K
31HONGBPHoneywell Internationalhistory →COM1.03%$32M183.1K
32METAFacebookhistory →COM1.01%$32M155.2K
33CRMSalesforce.comhistory →COM0.91%$29M175.6K
34MMM3M Companyhistory →COM0.84%$26M149.4K
35BRK/BBerkshire Hathaway Cl Bhistory →COM0.82%$26M113.5K
36KOCoca-Colahistory →COM0.81%$25M460.2K
37BACVerizon Communicationshistory →COM0.77%$24M394.4K
38NVSNNovartis AG ADRhistory →COM0.75%$24M250.5K
39LMTLockheed Martinhistory →COM0.75%$23M60.2K
40MCXMcCormick Non-Votinghistory →COM0.74%$23M137.5K
41MDYS&P Mid-Cap 400 ETF Trusthistory →COM0.73%$23M61.4K
42TRVCCitigrouphistory →COM0.71%$22M279.7K
43COSTCostco Wholesalehistory →COM0.70%$22M75.2K
44FXAIXFidelity 500 Index Fundhistory →COM0.68%$21M191.1K
45ALSAllstatehistory →COM0.67%$21M186.7K
46UNUSDUnilever NV NY Shshistory →COM0.62%$19M337.2K
47ABBVAbbViehistory →COM0.60%$19M211.5K
48KSUEURKansas City Southernhistory →COM0.59%$18M120.8K
49HDHome Depothistory →COM0.57%$18M81.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2022under review602Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B578Oct 13, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.8B579Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.4B622Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.6B632Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.3B623Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.2B578Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.9B556Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B534Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.3B486Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B456Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B443Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.1B483Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.0B463Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.9B454Jul 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$2.8B452Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.5B438Jan 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.