SEC 13F Intelligence

Managers / Q3 2019 · view latest →

ROTHSCHILD & CO ASSET MANAGEMENT US INC.

CIK 0000071259 · 1 STATION PLACE, SUITE 470, STAMFORD, CT, 06902 · 2124033500

Reported Value
$9.2B
Q3 2019
Positions
349
Filings on Record
17
2019–present window
Filed
Nov 8, 2019
original filing

Summary

Rothschild & Co Asset Management US Inc. reported $9.2B in U.S.-listed holdings across 349 positions for Q3 2019.

Its largest position, JPM, represents 1.8% of the portfolio.

Compared with Q2 2019, the fund opened 14 new positions and exited 16.

Portfolio Metrics

Turnover
+8.5%
vs prior filed quarter
Top-10 Concentration
+12.2%
share of reported value
Largest Position
+1.8%
Jpmorgan Chase
New / Exited
14 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $8.3BQ4 ’18Q1 ’19: $9.3BQ2 ’19: $9.4BQ3 ’19: $9.2BQ3 ’19Q4 ’19: $9.6BQ1 ’20: $6.4BQ2 ’20: $6.8BQ2 ’20Q3 ’20: $5.6BQ4 ’20: $7.8BQ1 ’21: $8.1BQ1 ’21Q2 ’21: $8.4BQ3 ’21: $8.1BQ4 ’21: $8.5BQ4 ’21Q1 ’22: $7.8BQ2 ’22: $6.5BQ3 ’22: $5.8BQ3 ’22Q4 ’22: $6.6Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 85.4%Other: 8.1%REIT: 6.4%ETP: 0.0%
  • Common Stock · 85.4% · $7.9B
  • Other · 8.1% · $751M
  • REIT · 6.4% · $594M
  • ETP · 0.0% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KMBKIMBERLY CLARK CORPNEW+314.0K314.0K+$45M$45M
KBHKB HOMENEW+990.7K990.7K+$34M$34M
TXTTEXTRON INCNEW+684.2K684.2K+$34M$34M
RHRHNEW+195.4K195.4K+$33M$33M
TCFTCF FINANCIAL CORPORATION NENEW+820.7K820.7K+$31M$31M
CFCF INDS HLDGS INCNEW+620.1K620.1K+$31M$31M
GBCIGLACIER BANCORP INC NEWNEW+713.2K713.2K+$29M$29M
JECUSDJACOBS ENGR GROUP INCNEW+290.7K290.7K+$27M$27M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1JPMJPMORGAN CHASE & COhistory →COM1.79%$166M1.41M
2PGPROCTER & GAMBLE COhistory →COM1.46%$135M1.09M
3BACBANK AMER CORPhistory →COM1.44%$133M4.57M
4BACVERIZON COMMUNICATIONS INChistory →COM1.42%$132M2.18M
5MEDTRONIC PLCSHS1.16%$107M989.4K
6CMCSACOMCAST CORP NEWhistory →CL A1.12%$104M2.30M
7MSFTMICROSOFT CORPhistory →COM1.08%$100M717.3K
8TAT&T INChistory →COM0.99%$91M2.41M
9PWRQUANTA SVCS INChistory →COM0.90%$83M2.20M
10GOOGLALPHABET INChistory →CAP STK CL A0.88%$81M66.3K
11CHVCHEVRON CORP NEWhistory →COM0.87%$81M680.8K
12DTEDTE ENERGY COhistory →COM0.83%$77M575.9K
13PRUPRUDENTIAL FINL INChistory →COM0.81%$75M834.6K
14CSCOCISCO SYS INChistory →COM0.81%$75M1.51M
15HRCHILL ROM HLDGS INChistory →COM0.81%$75M711.0K
16MRKMERCK & CO INChistory →COM0.79%$73M863.3K
17AVGOBROADCOM INChistory →COM0.77%$71M256.5K
18HIGHARTFORD FINL SVCS GROUP INChistory →COM0.75%$69M1.14M
19XELXCEL ENERGY INChistory →COM0.75%$69M1.07M
20NOCNORTHROP GRUMMAN CORPhistory →COM0.74%$69M182.9K
21FANGDIAMONDBACK ENERGY INChistory →COM0.72%$66M737.0K
22TMOTHERMO FISHER SCIENTIFIC INChistory →COM0.70%$65M223.0K
23MDLZMONDELEZ INTL INChistory →CL A0.70%$64M1.16M
24DALDELTA AIR LINES INC DELhistory →COM NEW0.69%$63M1.10M
25MPCMARATHON PETE CORPhistory →COM0.68%$63M1.04M
26AEPAMERICAN ELEC PWR CO INChistory →COM0.67%$62M662.4K
27ROYAL CARIBBEAN CRUISES LTDCOM0.67%$62M569.7K
28PEPPEPSICO INChistory →COM0.64%$59M433.9K
29COPCONOCOPHILLIPShistory →COM0.63%$58M1.02M
30DISCAUSDDISCOVERY INChistory →COM SER A0.62%$58M2.17M
31WMWASTE MGMT INC DELhistory →COM0.60%$55M482.1K
32HONGBPHONEYWELL INTL INChistory →COM0.59%$55M323.4K
33BXPBOSTON PROPERTIES INChistory →COM0.58%$53M410.0K
34PSXPHILLIPS 66history →COM0.57%$53M516.8K
35AMZNAMAZON COM INChistory →COM0.56%$52M29.7K
36APDAIR PRODS & CHEMS INChistory →COM0.56%$51M232.0K
37HORIZON THERAPEUTICS PUB LTDSHS0.55%$51M1.87M
38MTZMASTEC INChistory →COM0.55%$51M778.5K
39EOGEOG RES INChistory →COM0.55%$51M680.5K
40ZIONZIONS BANCORPORATION N Ahistory →COM0.53%$49M1.11M
41AAPLAPPLE INChistory →COM0.53%$49M218.0K
42AXPAMERICAN EXPRESS COhistory →COM0.52%$49M410.2K
43LLYLILLY ELI & COhistory →COM0.52%$49M433.9K
44DFSEURDISCOVER FINL SVCShistory →COM0.52%$48M587.7K
45INTCINTEL CORPhistory →COM0.51%$47M917.8K
46INGERSOLL-RAND PLCSHS0.50%$47M377.4K
47IBERIABANK CORPCOM0.50%$46M612.2K
48PLDPROLOGIS INChistory →COM0.50%$46M542.4K
49RHPRYMAN HOSPITALITY PPTYS INChistory →COM0.50%$46M565.0K
50SUNTRUST BKS INCCOM0.49%$46M662.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2022$6.6B255Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$5.8B257Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$6.5B264Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$7.8B266May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.5B275Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$8.1B271Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$8.4B271Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$8.1B271May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$7.8B287Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$5.6B297Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$6.8B315Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$6.4B328May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$9.6B350Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$9.2B349Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$9.4B351Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$9.3B363May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$8.3B368Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.