SEC 13F Intelligence

Managers / Q3 2023 · view latest →

BARINGS LLC

CIK 0000009015 · 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202 · 704-805-7200

Reported Value
$2.9B
Q3 2023
Positions
202
Filings on Record
38
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Barings Llc reported $2.9B in U.S.-listed holdings across 202 positions for Q3 2023.

The portfolio is heavily concentrated: IVV alone accounts for 22.4% of reported value.

Compared with Q2 2023, the fund opened 18 new positions and exited 35.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $5.7BQ4 ’18Q1 ’19: $4.3BQ2 ’19: $13.7BQ3 ’19: $8.8BQ4 ’19: $3.8BQ4 ’19Q1 ’20: $3.0BQ2 ’20: $3.0BQ3 ’20: $4.4BQ4 ’20: $3.9BQ4 ’20Q1 ’21: $4.0BQ2 ’21: $8.5BQ3 ’21: $4.4BQ4 ’21: $7.8BQ4 ’21Q1 ’22: $3.3BQ2 ’22: $2.8BQ3 ’22: $2.5BQ4 ’22: $2.82TQ4 ’22Q1 ’23: $2.9BQ2 ’23: $3.0BQ3 ’23: $2.9BQ4 ’23: $3.1BQ4 ’23Q1 ’24: $4.0BQ2 ’24: $4.1BQ3 ’24: $4.3BQ4 ’24: $4.2BQ4 ’24Q1 ’25: $4.0BQ2 ’25: $4.3BQ3 ’25: $5.3BQ4 ’25: $5.4BQ4 ’25Q1 ’26: $6.2Bfilingsflow.com

Portfolio Composition

By security type
ETP: 71.5%Common Stock: 16.8%ADR: 6.4%Other: 4.2%US DOMESTIC: 1.0%Other: 0.0%
  • ETP · 71.5% · $2.1B
  • Common Stock · 16.8% · $492M
  • ADR · 6.4% · $189M
  • Other · 4.2% · $124M
  • US DOMESTIC · 1.0% · $30M
  • Other · 0.0% · $1M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2023

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.2B238May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$5.4B218Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.3B221Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$4.3B217Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.0B210May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.2B209Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.3B197Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4.1B182Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.0B206May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.1B194Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.9B202Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.0B213Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.9B210May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.82T229Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.5B219Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.8B550Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.3B521May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021REVEALED$7.8B1,247Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.4B597Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021REVEALED$8.5B1,208Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.0B720May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.9B706Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.4B1,125Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B1,081Aug 14, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$3.0B1,081May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.8B1,110Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$8.8B2,146Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$13.7B3,238Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.3B1,065May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$5.7B1,042Feb 7, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • BARING ASSET MANAGEMENT (ASIA) Ltd028-16290
  • Baring Asset Management Korea Ltd
  • BARING ASSET MANAGEMENT Ltd028-16289
  • Baring SICE (Taiwan) LTD
  • Baring International Investment Ltd028-15112

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.