SEC 13F Intelligence

YEARAB ACTIVE ETFS INC

CUSIP 00039J103 · Yahoo Finance ↗ · Google Finance ↗

AB Active Etfs Inc (YEAR) has 85 institutional holders in Filings Flow’s 13F database, together reporting 11.08M shares worth $559M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Raymond James Financial Inc, and Bos Asset Management, LLC.

Institutional Holders
85
Q1 2026
Reported Value
$559M
Ticker
YEAR
Quarters Tracked
15

Ownership Trend

Institutional holders
Q3 ’22: 4Q3 ’22Q4 ’22: 12Q1 ’23: 29Q1 ’23Q2 ’23: 35Q3 ’23: 41Q3 ’23Q4 ’23: 41Q1 ’24: 45Q1 ’24Q2 ’24: 57Q3 ’24: 61Q3 ’24Q4 ’24: 72Q1 ’25: 68Q1 ’25Q2 ’25: 74Q3 ’25: 71Q3 ’25Q4 ’25: 80Q1 ’26: 85Q1 ’26filingsflow.com
Total reported value
Q3 ’22: $149MQ3 ’22Q4 ’22: $43MQ1 ’23: $113MQ1 ’23Q2 ’23: $163MQ3 ’23: $229MQ3 ’23Q4 ’23: $226MQ1 ’24: $256MQ1 ’24Q2 ’24: $311MQ3 ’24: $349MQ3 ’24Q4 ’24: $423MQ1 ’25: $438MQ1 ’25Q2 ’25: $543MQ3 ’25: $529MQ3 ’25Q4 ’25: $570MQ1 ’26: $559MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
LPL Financial LLC$376.6B AUM0.04%$164M3.25MQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$51M1.01MQ1 2026
BOS Asset Management, LLC$392M AUM12.29%$48M953.6KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$37M742.8KQ1 2026
Kensington Asset Management, LLC$1.8B AUM1.98%$36M719.8KQ1 2026
IHT Wealth Management, LLC$4.3B AUM0.80%$34M679.8KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.07%$16M310.4KQ1 2026
D.A. DAVIDSON & CO.$16.5B AUM0.09%$14M278.8KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.02%$13M253.0KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$12M235.5KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$10M191.8KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$9M179.9KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$9M176.9KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$9M170.0KQ1 2026
Kingsview Wealth Management, LLC$7.3B AUM0.12%$8M167.6KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$8M165.3KQ1 2026
Ausdal Financial Partners, Inc.$2.3B AUM0.35%$8M155.5KQ1 2026
Mariner, LLC$85.7B AUM0.01%$8M154.2KQ1 2026
HighPoint Advisor Group LLC$2.4B AUM0.29%$7M136.3KQ1 2026
WEDBUSH SECURITIES INC$3.4B AUM0.18%$6M123.7KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$5M94.7KQ4 2025OLDER
PMG Wealth Management, Inc.$139M AUM3.40%$5M93.7KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$5M89.0KQ3 2025OLDER
Legacy Wealth Advisors, LLC$196M AUM1.99%$4M77.3KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.01%$4M71.8KQ1 2026
Moran Wealth Management, LLC$3.3B AUM0.10%$3M68.1KQ3 2025OLDER
Cooper Financial Group$1.2B AUM0.33%$3M64.9KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.05%$3M60.8KQ4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$3M57.7KQ1 2026
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.18%$3M51.9KQ2 2025OLDER
Atlas Private Wealth Advisors$425M AUM0.60%$3M50.7KQ1 2026
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.11%$2M48.5KQ1 2026
Sanctuary Advisors, LLC$18.5B AUM0.01%$2M47.7KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$2M38.5KQ1 2026
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.06%$2M33.9KQ1 2026
Good Life Advisors, LLC$1.6B AUM0.10%$2M32.6KQ2 2025OLDER
Horizon Wealth Management, LLC$682M AUM0.21%$1M28.3KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$1M28.2KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$1M27.4KQ1 2026
Lowe Wealth Advisors, LLC$274M AUM0.50%$1M27.2KQ3 2025OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.01%$1M27.1KQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.01%$1M26.2KQ1 2026
Welch Financial Planning, LLC$139M AUM0.95%$1M26.1KQ1 2026
Wealthcare Advisory Partners LLC$5.3B AUM0.02%$1M25.2KQ1 2026
EverSource Wealth Advisors, LLC$3.3B AUM0.03%$1M21.8KQ1 2026
VestGen Advisors, LLC$3.8B AUM0.03%$1M20.6KQ3 2025OLDER
USAdvisors Wealth Management, LLC$301M AUM0.34%$1M20.3KQ1 2026
CDKV HOLDINGS LLC$114M AUM0.89%$1M20.1KQ1 2026
MGO ONE SEVEN LLC$5.0B AUM0.02%$994,35819.7KQ1 2026
MAI Capital Management$17.7B AUM0.01%$991,83419.6KQ1 2026
Trilogy Capital Inc.$2.6B AUM0.04%$928,18818.4KQ1 2026
TME FINANCIAL, INC.$144M AUM0.62%$892,50817.7KQ1 2026
&PARTNERS$20.2B AUM0.00%$885,97517.6KQ1 2026
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$812,21916.0KQ3 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$766,11015.2KQ1 2026
Davis Wealth Advisors, LLC$120M AUM0.63%$755,91415.0KQ1 2026
Arkadios Wealth Advisors$6.1B AUM0.01%$739,05514.6KQ1 2026
Quantum Private Wealth, LLC$324M AUM0.22%$719,33614.3KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.06%$716,74514.2KQ1 2026
WPG Advisers, LLC$136M AUM0.52%$701,70313.9KQ1 2026
ENCOMPASS WEALTH ADVISORS, LLC$287M AUM0.24%$687,83813.6KQ1 2026
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$632,05512.5KQ2 2025OLDER
Tortuga Wealth Management, Inc$95M AUM0.63%$600,37311.9KQ1 2026
Independent Advisor Alliance$9.3B AUM0.01%$591,57011.7KQ1 2026
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.01%$558,35611.1KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.02%$528,00010.5KQ1 2026
Laraway Financial Advisors Inc$142M AUM0.37%$519,52110.3KQ1 2026
Next Level Private LLC$511M AUM0.12%$510,90310.1KQ1 2026
GREENWOOD CAPITAL ASSOCIATES LLC$908M AUM0.06%$501,2269.9KQ3 2025OLDER
Alteri Wealth LLC$309M AUM0.16%$491,0639.7KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$483,8929.6KQ1 2026
Integrated Wealth Concepts LLC$12.5B AUM0.00%$476,4899.4KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$468,3579.3KQ1 2026
COMERICA BANK$25.1B AUM0.00%$455,6329.0KQ4 2025OLDER
Guerra Advisors Inc$271M AUM0.15%$419,1738.3KQ3 2025OLDER
Hilltop Holdings Inc.$1.1B AUM0.03%$414,5008.2KQ2 2025OLDER
LEAVELL INVESTMENT MANAGEMENT, INC.$2.4B AUM0.02%$407,2838.1KQ1 2026
Cornerstone Wealth Management, LLC$2.0B AUM0.02%$398,9567.9KQ1 2026
Claro Advisors Inc.$830M AUM0.05%$378,7477.5KQ1 2026
MMA ASSET MANAGEMENT LLC$284M AUM0.13%$377,6887.5KQ1 2026
Ellsworth Advisors, LLC$609M AUM0.07%$354,8447.0KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$311,5636.2KQ4 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$305,1216.0KQ1 2026
Merit Financial Group, LLC$13.5B AUM0.00%$278,4715.5KQ1 2026
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.01%$275,0895.5KQ1 2026
RFG Advisory, LLC$5.4B AUM0.00%$266,4435.3KQ1 2026
Farmers & Merchants Trust Co of Long Beach$426M AUM0.05%$259,5575.1KQ3 2025OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$258,1375.1KQ2 2025OLDER
Sun Financial Inc$200M AUM0.13%$257,5805.1KQ1 2026
Accelerate Investment Advisors LLC$150M AUM0.16%$241,8344.8KQ3 2025OLDER
Centerpoint Advisory Group$133M AUM0.17%$219,3654.3KQ1 2026
Cresset Asset Management, LLC$23.1B AUM0.00%$219,2134.3KQ1 2026
Lido Advisors, LLC$32.7B AUM0.00%$202,6404.0KQ2 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$184,2303.7KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$141,9362.8KQ1 2026
Colonial Trust Advisors$1.3B AUM0.01%$135,0212.7KQ1 2026
S.A. Mason LLC$266M AUM0.05%$127,3482.5KQ1 2026
Wagner Wealth Management, LLC$495M AUM0.03%$126,7932.5KQ1 2026
N.E.W. Advisory Services LLC$1.3B AUM0.01%$72,9591.4KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$61,1251.2KQ1 2026
UBS Group AG$666.3B AUM0.00%$24,584487Q4 2025OLDER
1015 Capital Partners, LLC$103M AUM0.02%$22,461445Q1 2026
TRUST CO OF VERMONT$2.4B AUM0.00%$19,990396Q4 2025OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.00%$15,080299Q1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$10,095200Q1 2026
Westside Investment Management, Inc.$653M AUM0.00%$9,086180Q1 2026
ELEVATION WEALTH PARTNERS, LLC$334M AUM0.00%$6,284124Q3 2025OLDER
MORGAN STANLEY$1.66T AUM0.00%$5,270104Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.