SEC 13F Intelligence

UMAYINNOVATOR ETFS TRUST

CUSIP 45782C292 · Yahoo Finance ↗ · Google Finance ↗

Innovator Etfs Trust (UMAY) has 45 institutional holders in Filings Flow’s 13F database, together reporting 921.8K shares worth $34M as of Q1 2026. The largest reported holders are C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors, Kestra Advisory Services, LLC, and Central Valley Advisors, LLC.

Institutional Holders
45
Q1 2026
Reported Value
$34M
Ticker
UMAY
Quarters Tracked
24

Ownership Trend

Institutional holders
Q2 ’20: 9Q2 ’20Q3 ’20: 11Q4 ’20: 12Q1 ’21: 13Q1 ’21Q2 ’21: 21Q3 ’21: 20Q4 ’21: 22Q4 ’21Q1 ’22: 17Q2 ’22: 33Q3 ’22: 31Q3 ’22Q4 ’22: 40Q1 ’23: 40Q2 ’23: 48Q2 ’23Q3 ’23: 50Q4 ’23: 47Q1 ’24: 35Q1 ’24Q2 ’24: 52Q3 ’24: 46Q4 ’24: 47Q4 ’24Q1 ’25: 46Q2 ’25: 46Q3 ’25: 46Q3 ’25Q4 ’25: 44Q1 ’26: 45filingsflow.com
Total reported value
Q2 ’20: $4MQ2 ’20Q3 ’20: $4MQ4 ’20: $5MQ1 ’21: $12MQ1 ’21Q2 ’21: $24MQ3 ’21: $22MQ4 ’21: $29MQ4 ’21Q1 ’22: $7MQ2 ’22: $76MQ3 ’22: $81MQ3 ’22Q4 ’22: $74MQ1 ’23: $95MQ2 ’23: $82MQ2 ’23Q3 ’23: $62MQ4 ’23: $57MQ1 ’24: $21MQ1 ’24Q2 ’24: $48MQ3 ’24: $30MQ4 ’24: $28MQ4 ’24Q1 ’25: $26MQ2 ’25: $35MQ3 ’25: $36MQ3 ’25Q4 ’25: $33MQ1 ’26: $34Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CENTRAL VALLEY ADVISORS, LLC$366M AUM0.55%$2M55.2KQ1 2026
Castle Rock Wealth Management, LLC$509M AUM0.39%$2M48.8KQ1 2026
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM0.33%$6M156.9KQ1 2026
IMG Wealth Management, Inc.$157M AUM0.26%$407,42111.1KQ1 2026
RIVERCHASE WEALTH MANAGEMENT, LLC$192M AUM0.16%$259,4147.5KQ2 2025OLDER
O'Connor Financial Group LLC$244M AUM0.13%$310,8498.7KQ3 2025OLDER
Keystone Wealth Services, LLC$468M AUM0.12%$580,95614.6KQ4 2025OLDER
KFG WEALTH MANAGEMENT, LLC$774M AUM0.12%$904,49924.6KQ1 2026
Wood Tarver Financial Group, LLC$362M AUM0.11%$402,00010.9KQ1 2026
MILESTONE ASSET MANAGEMENT, LLC$543M AUM0.10%$516,54814.0KQ1 2026
RETIREMENT GUYS FORMULA LLC$217M AUM0.09%$263,0357.3KQ3 2025OLDER
TopTier Wealth Management, LLC$163M AUM0.08%$132,0643.6KQ1 2026
Allegiance Financial Group Advisory Services LLC$503M AUM0.05%$270,7927.4KQ1 2026
AssuredPartners Investment Advisors, LLC$919M AUM0.05%$303,2758.3KQ4 2025OLDER
WEALTH ALLIANCE, LLC$1.0B AUM0.04%$413,09111.2KQ1 2026
Bison Wealth, LLC$1.1B AUM0.04%$491,50614.1KQ2 2025OLDER
Spire Wealth Management$3.3B AUM0.03%$952,35125.9KQ1 2026
Bedel Financial Consulting, Inc.$888M AUM0.02%$210,6695.7KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M37.8KQ1 2026
Arete Wealth Advisors, LLC$1.3B AUM0.02%$255,0007.3KQ2 2025OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.02%$22,090600Q1 2026
Strategic Blueprint, LLC$1.7B AUM0.02%$270,4977.3KQ1 2026
Noble Wealth Management PBC$223M AUM0.01%$25,772700Q1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$562,08315.7KQ3 2025OLDER
Brookstone Capital Management$8.7B AUM0.01%$1M27.4KQ1 2026
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.01%$536,93815.0KQ3 2025OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.01%$765,17620.8KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.01%$3M67.9KQ1 2026
Capital Investment Advisory Services, LLC$1.4B AUM0.01%$117,7793.2KQ1 2026
Focus Partners Advisor Solutions, LLC$9.9B AUM0.01%$531,40214.7KQ3 2025OLDER
Savvy Advisors, Inc.$3.7B AUM0.01%$210,8165.7KQ1 2026
Merit Financial Group, LLC$13.5B AUM0.00%$576,92915.7KQ1 2026
Archer Investment Corp$469M AUM0.00%$12,886350Q1 2026
Allworth Financial LP$24.7B AUM0.00%$565,58915.4KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M39.1KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M39.9KQ1 2026
WealthShield Partners, LLC$898M AUM0.00%$17,451474Q1 2026
AE Wealth Management LLC$18.5B AUM0.00%$319,2448.7KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$338,4999.2KQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$26,077727Q3 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$112,9933.1KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$1M36.8KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$920,68925.0KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$366,37010.0KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$267,0007.7KQ2 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$17,380500Q2 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$12,260333Q1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M35.2KQ1 2026
Keating Financial Advisory Services, Inc.$619M AUM0.00%$2,28362Q1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M34.8KQ1 2026
Larson Financial Group LLC$3.1B AUM0.00%$6,848186Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M52.0KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$741,20820.1KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$813,11222.1KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$212,0005.8KQ1 2026
CWM, LLC$38.1B AUM0.00%$11,045300Q1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$234,8416.5KQ3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$59,7601.7KQ3 2025OLDER
UBS Group AG$666.3B AUM0.00%$10,235278Q1 2026
BARCLAYS PLC$416.3B AUM0.00%$351Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.