SEC 13F Intelligence

TMATNORTHERN LTS FD TR IV

CUSIP 66538H278 · Yahoo Finance ↗ · Google Finance ↗

Northern Lts Fd Tr IV (TMAT) has 39 institutional holders in Filings Flow’s 13F database, together reporting 7.42M shares worth $105M as of Q1 2026. The largest reported holders are Orion Porfolio Solutions, LLC, Osaic Holdings, Inc., and Lpl Financial LLC.

Institutional Holders
39
Q1 2026
Reported Value
$105M
Ticker
TMAT
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 17Q2 ’21Q4 ’21: 16Q4 ’21Q4 ’22: 20Q4 ’22Q4 ’25: 42Q4 ’25Q1 ’26: 39Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $66MQ2 ’21Q4 ’21: $65MQ4 ’21Q4 ’22: $26MQ4 ’22Q4 ’25: $110MQ4 ’25Q1 ’26: $105MQ1 ’26Q2 ’26: $2,107Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Echo45 Advisors LLC$178M AUM1.14%$2M87.4KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.47%$55M2.37MQ1 2026OLDER
Copley Financial Group, Inc.$166M AUM0.31%$517,53122.3KQ1 2026OLDER
Silver Grove Financial Group, Inc.$124M AUM0.30%$375,42616.2KQ1 2026OLDER
POTOMAC FUND MANAGEMENT INC /ADV$2.9B AUM0.08%$2M104.1KQ1 2026OLDER
San Luis Wealth Advisors LLC$604M AUM0.08%$491,41221.2KQ1 2026OLDER
Gibbs Wealth Management$762M AUM0.07%$514,53722.2KQ1 2026OLDER
GeoWealth Management, LLC$2.8B AUM0.05%$2M65.1KQ1 2026OLDER
GWN SECURITIES INC.$523M AUM0.05%$268,00211.6KQ1 2026OLDER
Encompass More Asset Management$597M AUM0.04%$262,02411.3KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.04%$2M68.1KQ1 2026OLDER
Advyzon Investment Management, LLC$1.1B AUM0.03%$300,79512.0KQ4 2025OLDER
Synergy Investment Management, LLC$306M AUM0.03%$105,0044.5KQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.03%$1M49.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.02%$17M722.9KQ1 2026OLDER
Visionary Wealth Advisors$2.3B AUM0.02%$428,83118.5KQ1 2026OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.02%$356,61615.4KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$686,33629.6KQ1 2026OLDER
Ashton Thomas Private Wealth, LLC$4.2B AUM0.01%$316,85013.7KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$338,22214.6KQ1 2026OLDER
Cassaday & Co Wealth Management LLC$4.7B AUM0.00%$220,3989.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$15M664.0KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$463,52220.0KQ1 2026OLDER
IFC & Insurance Marketing, Inc.$114M AUM0.00%$280Q4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$38,1941.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M135.2KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$22,448968Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$33,6021.4KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$26,3601.1KQ1 2026OLDER
Fortis Group Advisors, LLC$605M AUM0.00%$1,34558Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$47,7191.9KQ4 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$771,13330.8KQ4 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$1,02541Q4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$12,523540Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$24,1411.0KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$2,626105Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$251,9489.3KQ3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$1,27555Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$10,018432Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$301,88712.1KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$4,227169Q4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$2,08790Q2 2026
US BANCORP \DE\$82.4B AUM0.00%$6,122264Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8,163352Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$32,6051.4KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$281Q3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$8,550381Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$201Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.