SEC 13F Intelligence

SYFIAB ACTIVE ETFS INC

CUSIP 00039J830 · Yahoo Finance ↗ · Google Finance ↗

AB Active Etfs Inc (SYFI) has 89 institutional holders in Filings Flow’s 13F database, together reporting 20.85M shares worth $758M as of Q1 2026. The largest reported holders are Alliancebernstein L.P., Royal Bank Of Canada, and Ubs Group AG.

Institutional Holders
89
Q1 2026
Reported Value
$758M
Ticker
SYFI
Quarters Tracked
8

Ownership Trend

Institutional holders
Q2 ’24: 46Q2 ’24Q3 ’24: 48Q3 ’24Q4 ’24: 52Q4 ’24Q1 ’25: 57Q1 ’25Q2 ’25: 70Q2 ’25Q3 ’25: 72Q3 ’25Q4 ’25: 79Q4 ’25Q1 ’26: 89Q1 ’26filingsflow.com
Total reported value
Q2 ’24: $417MQ2 ’24Q3 ’24: $418MQ3 ’24Q4 ’24: $461MQ4 ’24Q1 ’25: $505MQ1 ’25Q2 ’25: $622MQ2 ’25Q3 ’25: $713MQ3 ’25Q4 ’25: $695MQ4 ’25Q1 ’26: $758MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Wagner Wealth Management, LLC$495M AUM8.88%$44M1.24MQ1 2026
Solano Wealth Investment Advisors LLC$201M AUM7.42%$15M419.3KQ1 2026
Stonebridge Financial Group, LLC / MO$119M AUM3.00%$4M100.3KQ1 2026
RMR Capital Management, LLC$138M AUM2.90%$4M113.2KQ1 2026
Huntleigh Advisors, Inc.$585M AUM2.26%$13M372.6KQ1 2026
Next Level Private LLC$511M AUM1.92%$8M238.8KQ1 2026
FOCUSED ALPHA, LLC$324M AUM1.74%$6M158.6KQ1 2026
NewEdge Advisors, LLC$27.7B AUM1.12%$24M264.4KQ1 2026
Arkadios Wealth Advisors$6.1B AUM0.75%$46M1.30MQ1 2026
TME FINANCIAL, INC.$144M AUM0.54%$786,21022.1KQ1 2026
KPP Advisory Services LLC$689M AUM0.47%$3M91.1KQ1 2026
PMG Wealth Management, Inc.$139M AUM0.40%$547,72415.5KQ1 2026
ALTERNA WEALTH MANAGEMENT, INC$174M AUM0.38%$502,57214.1KQ1 2026
PANORAMIC INVESTMENT ADVISORS, LLC$185M AUM0.31%$566,50815.9KQ1 2026
MAGNOLIA CAPITAL ADVISORS LLC$509M AUM0.27%$1M39.1KQ1 2026
KENNEDY INVESTMENT GROUP, INC.$255M AUM0.21%$544,80415.3KQ1 2026
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.21%$11M320.8KQ1 2026
Quantum Private Wealth, LLC$324M AUM0.20%$652,36018.4KQ1 2026
Centerpoint Advisory Group$133M AUM0.18%$233,3666.6KQ1 2026
WPG Advisers, LLC$136M AUM0.14%$185,0955.2KQ1 2026
Capital Investment Advisory Services, LLC$1.4B AUM0.13%$2M49.4KQ1 2026
OPPENHEIMER ASSET MANAGEMENT INC.$8.8B AUM0.12%$10M290.7KQ1 2026
MGO ONE SEVEN LLC$5.0B AUM0.10%$5M142.3KQ1 2026
KMG FIDUCIARY PARTNERS, LLC$1.1B AUM0.09%$1M36.0KQ3 2025OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.05%$164M4.57MQ1 2026
Encompass More Asset Management$597M AUM0.05%$285,4398.0KQ1 2026
EverSource Wealth Advisors, LLC$3.3B AUM0.05%$2M44.0KQ1 2026
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.05%$1M29.2KQ1 2026
Strategic Family Wealth Counselors, L.L.C.$381M AUM0.04%$200,1115.6KQ4 2025OLDER
SkyOak Wealth, LLC$546M AUM0.04%$227,3286.4KQ1 2026
GREENWOOD CAPITAL ASSOCIATES LLC$908M AUM0.04%$308,2618.5KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.03%$19M530.2KQ1 2026
First Heartland Consultants, Inc.$1.5B AUM0.02%$316,8208.9KQ1 2026
N.E.W. Advisory Services LLC$1.3B AUM0.02%$270,9067.6KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.02%$9M267.5KQ1 2026
Stratos Wealth Partners, LTD.$8.8B AUM0.02%$2M45.6KQ1 2026
Atria Wealth Solutions, Inc.$4.4B AUM0.02%$772,94921.5KQ2 2025OLDER
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.02%$229,4956.5KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.02%$3M77.8KQ3 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.02%$26M728.9KQ1 2026
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.02%$3M80.1KQ2 2025OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.02%$303,7098.6KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.01%$1M31.3KQ1 2026
Cerity Partners LLC$70.8B AUM0.01%$10M276.3KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.01%$1M37.1KQ1 2026
LPL Financial LLC$376.6B AUM0.01%$46M1.31MQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.01%$316,8298.9KQ1 2026
Roxbury Financial LLC$126M AUM0.01%$13,565378Q4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$3M72.4KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$8M226.1KQ1 2026
Activest Wealth Management$569M AUM0.01%$55,7661.6KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.01%$53M1.50MQ1 2026
IHT Wealth Management, LLC$4.3B AUM0.01%$341,8449.5KQ3 2025OLDER
Colonial Trust Advisors$1.3B AUM0.01%$110,1123.1KQ1 2026
UBS Group AG$666.3B AUM0.01%$53M1.49MQ1 2026
Independent Advisor Alliance$9.3B AUM0.01%$639,42018.0KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.01%$5M142.8KQ1 2026
Integrated Wealth Concepts LLC$12.5B AUM0.01%$833,54723.5KQ1 2026
COMERICA BANK$25.1B AUM0.01%$2M45.8KQ4 2025OLDER
Westside Investment Management, Inc.$653M AUM0.01%$41,3451.2KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$20M576.9KQ1 2026
Kingsview Wealth Management, LLC$7.3B AUM0.01%$430,00512.1KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$5M142.6KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M34.0KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$53M1.48MQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$2M53.6KQ1 2026
World Investment Advisors$6.2B AUM0.00%$200,3215.6KQ1 2026
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$219,6736.1KQ2 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$491,98813.9KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$2M44.9KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$3M76.7KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$47M1.32MQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$688,12519.4KQ1 2026
Signature Equity Partners, LLC$186M AUM0.00%$3,552100Q1 2026
PRIVATE TRUST CO NA$1.1B AUM0.00%$20,424575Q1 2026
CoreCap Advisors, LLC$3.4B AUM0.00%$52,3541.5KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$4M121.4KQ1 2026
Western Wealth Management, LLC$2.6B AUM0.00%$24,828699Q1 2026
Parallel Advisors, LLC$5.6B AUM0.00%$39,6421.1KQ1 2026
MAI Capital Management$17.7B AUM0.00%$103,7192.9KQ1 2026
Vision Retirement, LLC$373M AUM0.00%$2,12059Q1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$4M116.9KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M65.2KQ1 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$210,6255.9KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$14,218396Q4 2025OLDER
CWM, LLC$38.1B AUM0.00%$95,9042.7KQ1 2026
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.00%$2,15760Q2 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$723,40020.4KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$10,834305Q1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$266,9337.5KQ1 2026
Allworth Financial LP$24.7B AUM0.00%$29,766838Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$469,07713.2KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$9,555269Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$265,2257.4KQ2 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$1,51042Q2 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$6,887196Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$1,35038Q1 2026
US BANCORP \DE\$82.4B AUM0.00%$2136Q1 2026
FMR LLC$1.90T AUM0.00%$50214Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.