SEC 13F Intelligence

SPRXLISTED FDS TR

CUSIP 53656F383 · Yahoo Finance ↗ · Google Finance ↗

Listed Fds Tr (SPRX) has 42 institutional holders in Filings Flow’s 13F database, together reporting 1.07M shares worth $37M as of Q1 2026. The largest reported holders are Goalvest Advisory LLC, Apollon Wealth Management, LLC, and Wealth Watch Advisors, Inc.

Institutional Holders
42
Q1 2026
Reported Value
$37M
Ticker
SPRX
Quarters Tracked
5

Ownership Trend

Institutional holders
Q4 ’21: 2Q4 ’21Q4 ’22: 2Q4 ’22Q4 ’25: 43Q4 ’25Q1 ’26: 42Q1 ’26Q2 ’26: 4Q2 ’26filingsflow.com
Total reported value
Q4 ’21: $3,000Q4 ’21Q4 ’22: $51Q4 ’22Q4 ’25: $30MQ4 ’25Q1 ’26: $37MQ1 ’26Q2 ’26: $15MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
GoalVest Advisory LLC$539M AUM2.67%$14M248.6KQ2 2026
GENTRY PRIVATE WEALTH, LLC$166M AUM1.25%$2M58.3KQ1 2026OLDER
Wealth Watch Advisors, INC$239M AUM1.13%$3M76.0KQ1 2026OLDER
Pinion Investment Advisors, LLC$428M AUM0.55%$2M66.7KQ1 2026OLDER
National Wealth Management Group, LLC$269M AUM0.34%$910,50525.6KQ1 2026OLDER
FSA Advisors, Inc.$152M AUM0.27%$415,31211.7KQ1 2026OLDER
HBW ADVISORY SERVICES LLC$949M AUM0.27%$3M72.5KQ1 2026OLDER
Claris Financial LLC$183M AUM0.26%$476,71813.4KQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.14%$9M243.9KQ1 2026OLDER
Acorn Wealth Advisors, LLC$343M AUM0.09%$296,7388.3KQ1 2026OLDER
Worth Asset Management, LLC$313M AUM0.07%$232,2104.0KQ2 2026
GRIFFIN ASSET MANAGEMENT, INC.$887M AUM0.06%$534,99015.0KQ1 2026OLDER
Advyzon Investment Management, LLC$1.1B AUM0.05%$603,12316.9KQ1 2026OLDER
FIFTH THIRD SECURITIES, INC.$1.5B AUM0.03%$536,84115.1KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.02%$518,82914.6KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$2M64.9KQ1 2026OLDER
Procyon Advisors, LLC$2.3B AUM0.01%$297,8065.1KQ2 2026
Simplicity Wealth,LLC$1.8B AUM0.01%$205,2895.8KQ1 2026OLDER
Cache Advisors, LLC$866M AUM0.01%$71,1942.0KQ1 2026OLDER
Quadrature Capital Ltd$8.4B AUM0.01%$753,01019.6KQ4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.01%$229,8806.0KQ4 2025OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$2M42.5KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$244,0546.9KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$417,59111.7KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$250,9967.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M52.5KQ1 2026OLDER
TUCKER ASSET MANAGEMENT LLC$343M AUM0.00%$6,583171Q4 2025OLDER
JFS WEALTH ADVISORS, LLC$1.8B AUM0.00%$31,041872Q1 2026OLDER
MONETA GROUP INVESTMENT ADVISORS LLC$13.3B AUM0.00%$215,3276.0KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$41,4621.3KQ1 2026OLDER
Strategic Investment Solutions, Inc. /IL$437M AUM0.00%$5,340150Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$57,0981.6KQ2 2026
Arax Advisory Partners$3.5B AUM0.00%$34,264890Q4 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$31,254878Q1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$691,48818.0KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$38,9431.1KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$29,645770Q4 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$751,61519.5KQ4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$11,321318Q1 2026OLDER
Copia Wealth Management$146M AUM0.00%$35610Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$43,1191.1KQ4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$549,19415.4KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$15,412400Q3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$555,28115.6KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$43,5711.2KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$76,9992.0KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$281,2187.9KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$7,226203Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$251,4227.1KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$205,0005.8KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$2316Q4 2025OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$712Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$13,475350Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.