SARSARATOGA INVT CORP
CUSIP 80349A208 · Yahoo Finance ↗ · Google Finance ↗
Saratoga Invt Corp (SAR) has 64 institutional holders in Filings Flow’s 13F database, together reporting 1.93M shares worth $40M as of Q1 2026. The largest reported holders are Lido Advisors, LLC, Closed-End Fund Advisors, Inc., and Private Advisor Group, LLC.
Institutional Holders
64
Q1 2026
Reported Value
$40M
Ticker
SAR
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Palogic Value Management, L.P.$237M AUM | 0.43% | $1M | 46.7K | Q1 2026OLDER |
| Next Level Private LLC$511M AUM | 0.19% | $971,087 | 43.5K | Q2 2026 |
| Virtus Investment Advisers, LLC$363M AUM | 0.16% | $563,196 | 25.8K | Q1 2026OLDER |
| JB CAPITAL PARTNERS LP$581M AUM | 0.13% | $760,881 | 33.8K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.12% | $2M | 82.4K | Q1 2026OLDER |
| Redhawk Wealth Advisors, Inc.$1.0B AUM | 0.11% | $984,288 | 40.4K | Q3 2025OLDER |
| DAVIDSON TRUST CO$232M AUM | 0.10% | $240,570 | 11.0K | Q1 2026OLDER |
| BARD ASSOCIATES INC$398M AUM | 0.09% | $347,704 | 14.3K | Q3 2025OLDER |
| Ethos Financial Group, LLC$1.4B AUM | 0.09% | $1M | 52.8K | Q1 2026OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.08% | $3M | 127.0K | Q2 2026 |
| Dynamic Technology Lab Private Ltd$615M AUM | 0.07% | $305,000 | 13.2K | Q4 2025OLDER |
| Register Financial Advisors LLC$271M AUM | 0.05% | $131,291 | 6.0K | Q1 2026OLDER |
| Daytona Street Capital LLC$130M AUM | 0.04% | $50,375 | 2.0K | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.04% | $2M | 106.6K | Q1 2026OLDER |
| PFG Advisors$2.1B AUM | 0.02% | $474,669 | 21.7K | Q1 2026OLDER |
| GREENWOOD GEARHART LLC$1.8B AUM | 0.02% | $389,286 | 17.8K | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.02% | $1M | 49.1K | Q2 2026 |
| Promus Capital, LLC$157M AUM | 0.02% | $31,048 | 1.3K | Q3 2025OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.02% | $300,188 | 13.7K | Q1 2026OLDER |
| Focus Financial Network, Inc.$3.2B AUM | 0.02% | $562,620 | 25.2K | Q2 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.02% | $4M | 165.1K | Q1 2026OLDER |
| Curi Capital, LLC$5.6B AUM | 0.01% | $731,700 | 30.0K | Q3 2025OLDER |
| Lido Advisors, LLC$32.7B AUM | 0.01% | $4M | 199.1K | Q1 2026OLDER |
| VestGen Advisors, LLC$3.8B AUM | 0.01% | $426,003 | 19.3K | Q1 2026OLDER |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 0.01% | $15,328 | 701 | Q1 2026OLDER |
| Triumph Capital Management$491M AUM | 0.01% | $38,819 | 1.8K | Q1 2026OLDER |
| Harbor Asset Planning, Inc.$119M AUM | 0.01% | $6,021 | 261 | Q4 2025OLDER |
| PFS Partners, LLC$218M AUM | 0.01% | $11,001 | 503 | Q1 2026OLDER |
| XTX Topco Ltd$5.8B AUM | 0.00% | $220,428 | 10.1K | Q1 2026OLDER |
| Aquatic Capital Management LLC$3.5B AUM | 0.00% | $125,206 | 5.7K | Q1 2026OLDER |
| Trexquant Investment LP$13.9B AUM | 0.00% | $388,199 | 16.8K | Q4 2025OLDER |
| Brevan Howard Capital Management LP$11.3B AUM | 0.00% | $263,436 | 11.4K | Q4 2025OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $137,797 | 6.0K | Q4 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $69,873 | 3.2K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $400,307 | 18.3K | Q1 2026OLDER |
| NorthCoast Asset Management LLC$4.3B AUM | 0.00% | $434,480 | 17.8K | Q3 2025OLDER |
| MJT & Associates Financial Advisory Group, Inc.$151M AUM | 0.00% | $2,098 | 94 | Q2 2026 |
| Quantbot Technologies LP$2.4B AUM | 0.00% | $35,707 | 1.5K | Q3 2025OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $1M | 54.7K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $163,522 | 7.5K | Q1 2026OLDER |
| Laurel Wealth Advisors LLC$1.0B AUM | 0.00% | $5,560 | 241 | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $496,316 | 22.7K | Q1 2026OLDER |
| Fortitude Family Office, LLC$448M AUM | 0.00% | $3,055 | 140 | Q1 2026OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $606,009 | 27.7K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 114.0K | Q1 2026OLDER |
| Legal & General Group Plc$432.4B AUM | 0.00% | $3M | 122.9K | Q1 2026OLDER |
| BARTLETT & CO. WEALTH MANAGEMENT LLC$7.8B AUM | 0.00% | $46,140 | 2.0K | Q4 2025OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $375,770 | 17.2K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $487,717 | 22.3K | Q1 2026OLDER |
| Strategic Investment Solutions, Inc. /IL$437M AUM | 0.00% | $2,231 | 100 | Q2 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $10,232 | 443 | Q4 2025OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $21,870 | 1.0K | Q1 2026OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $405,631 | 16.6K | Q3 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $2M | 85.3K | Q2 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $1M | 48.5K | Q1 2026OLDER |
| Wilmington Savings Fund Society, FSB$4.2B AUM | 0.00% | $10,935 | 500 | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $223,529 | 10.2K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $1M | 62.6K | Q1 2026OLDER |
| West Financial Advisors, LLC$659M AUM | 0.00% | $1,281 | 57 | Q2 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $45,843 | 2.0K | Q4 2025OLDER |
| Hurley Capital, LLC$187M AUM | 0.00% | $326 | 15 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 66.1K | Q1 2026OLDER |
| EASTERN BANK$6.5B AUM | 0.00% | $9,228 | 400 | Q4 2025OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $396,528 | 18.1K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $596,613 | 27.3K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $5,271 | 241 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $393,000 | 17.9K | Q1 2026OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $98,370 | 4.3K | Q4 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $311,445 | 13.5K | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $699,904 | 30.3K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $547,340 | 25.0K | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $1,072 | 49 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $1M | 54.6K | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $11,535 | 500 | Q4 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $2,734 | 125 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $149,626 | 7.0K | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $7,173 | 328 | Q1 2026OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $14,959 | 684 | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $461 | 20 | Q4 2025OLDER |
| FMR LLC$1.90T AUM | 0.00% | $24 | 1 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.