SEC 13F Intelligence

RIGSALPS ETF TR

CUSIP 00162Q783 · Yahoo Finance ↗ · Google Finance ↗

Alps Etf Tr (RIGS) has 39 institutional holders in Filings Flow’s 13F database, together reporting 1.78M shares worth $41M as of Q1 2026. The largest reported holders are Alps Advisors Inc, Morgan Stanley, and Prospera Financial Services Inc.

Institutional Holders
39
Q1 2026
Reported Value
$41M
Ticker
RIGS
Quarters Tracked
29

Ownership Trend

Institutional holders
Q1 ’19: 47Q1 ’19Q2 ’19: 53Q3 ’19: 50Q4 ’19: 55Q1 ’20: 50Q1 ’20Q2 ’20: 46Q3 ’20: 40Q4 ’20: 38Q1 ’21: 38Q1 ’21Q2 ’21: 40Q3 ’21: 40Q4 ’21: 41Q1 ’22: 39Q1 ’22Q2 ’22: 40Q3 ’22: 38Q4 ’22: 41Q1 ’23: 37Q1 ’23Q2 ’23: 43Q3 ’23: 41Q4 ’23: 44Q1 ’24: 40Q1 ’24Q2 ’24: 38Q3 ’24: 36Q4 ’24: 44Q1 ’25: 40Q1 ’25Q2 ’25: 42Q3 ’25: 43Q4 ’25: 38Q1 ’26: 39Q1 ’26filingsflow.com
Total reported value
Q1 ’19: $79MQ1 ’19Q2 ’19: $77MQ3 ’19: $75MQ4 ’19: $86MQ1 ’20: $71MQ1 ’20Q2 ’20: $61MQ3 ’20: $58MQ4 ’20: $41MQ1 ’21: $36MQ1 ’21Q2 ’21: $42MQ3 ’21: $47MQ4 ’21: $43MQ1 ’22: $53MQ1 ’22Q2 ’22: $41MQ3 ’22: $51MQ4 ’22: $46MQ1 ’23: $49MQ1 ’23Q2 ’23: $60MQ3 ’23: $64MQ4 ’23: $54MQ1 ’24: $57MQ1 ’24Q2 ’24: $52MQ3 ’24: $42MQ4 ’24: $38MQ1 ’25: $35MQ1 ’25Q2 ’25: $59MQ3 ’25: $62MQ4 ’25: $45MQ1 ’26: $41MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
ALPS ADVISORS INC$21.3B AUM0.05%$10M426.6KQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$4M161.0KQ1 2026
Prospera Financial Services Inc$6.2B AUM0.05%$3M144.1KQ1 2026
ARKANSAS FINANCIAL GROUP, INC.$717M AUM0.42%$3M121.8KQ3 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M116.5KQ1 2026
RiverFront Investment Group, LLC$6.5B AUM0.04%$2M107.3KQ1 2026
Meridian Financial Advisors, LLC$183M AUM1.15%$2M92.3KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M77.4KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.01%$2M74.8KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$1M53.1KQ1 2026
Baird Financial Group, Inc.$64.0B AUM0.00%$1M50.4KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$1M50.4KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M47.4KQ1 2026
Savvy Advisors, Inc.$3.7B AUM0.02%$907,42739.7KQ1 2026
Ausdal Financial Partners, Inc.$2.3B AUM0.04%$876,24338.3KQ1 2026
Koshinski Asset Management, Inc.$1.6B AUM0.05%$870,62738.1KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$771,39133.7KQ1 2026
Oregon Pacific Wealth Management, LLC$96M AUM0.73%$767,63433.0KQ2 2025OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$589,55125.8KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$571,93025.0KQ1 2026
IFG Advisory, LLC$35M AUM0.02%$496,68321.5KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$474,65120.8KQ1 2026
Claris Financial LLC$183M AUM0.25%$456,67220.0KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$390,62817.1KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$389,43617.0KQ1 2026
Sanctuary Advisors, LLC$18.5B AUM0.00%$372,17516.3KQ1 2026
Summit Financial, LLC$7.8B AUM0.00%$368,75416.1KQ1 2026
Laraway Financial Advisors Inc$142M AUM0.23%$320,41914.0KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$310,73013.5KQ4 2025OLDER
PFG Advisors$2.1B AUM0.01%$281,99112.3KQ1 2026
Elevated Capital Advisors, LLC$397M AUM0.06%$244,86810.7KQ1 2026
D.A. DAVIDSON & CO.$16.5B AUM0.00%$238,94810.5KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$227,0789.9KQ1 2026
Opal Wealth Advisors, LLC$442M AUM0.04%$182,7438.0KQ1 2026
YANKCOM Partnership$243M AUM0.06%$137,5405.9KQ3 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$36,5761.6KQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$36,3961.6KQ2 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$36,3661.6KQ1 2026
MGB Wealth Management, LLC$350M AUM0.01%$31,5221.4KQ4 2025OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$28,0581.2KQ3 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$27,1861.2KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$19,408842Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$13,600595Q1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$8,429362Q3 2025OLDER
CWM, LLC$38.1B AUM0.00%$4,229185Q1 2026
Quest 10 Wealth Builders, Inc.$114M AUM0.00%$3,794166Q1 2026
UBS Group AG$666.3B AUM0.00%$2,561110Q3 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$2,12693Q1 2026
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.00%$1,09748Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$111Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.