SEC 13F Intelligence

REFRRESEARCH FRONTIERS INC

CUSIP 760911107 · Yahoo Finance ↗ · Google Finance ↗

Research Frontiers Inc (REFR) has 35 institutional holders in Filings Flow’s 13F database, together reporting 3.83M shares worth $3M as of Q1 2026. The largest reported holders are Vanguard Group Inc, Mgo One Seven LLC, and Blackrock, Inc..

Institutional Holders
35
Q1 2026
Reported Value
$3M
Ticker
REFR
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 15Q4 ’18Q1 ’19: 18Q2 ’19: 18Q2 ’19Q3 ’19: 26Q2 ’21: 32Q2 ’21Q4 ’21: 25Q4 ’22: 26Q4 ’22Q4 ’25: 35Q1 ’26: 35Q1 ’26Q2 ’26: 1filingsflow.com
Total reported value
Q4 ’18: $776,000Q4 ’18Q1 ’19: $1MQ2 ’19: $2MQ2 ’19Q3 ’19: $3MQ2 ’21: $6MQ2 ’21Q4 ’21: $4MQ4 ’22: $927,097Q4 ’22Q4 ’25: $5MQ1 ’26: $3MQ1 ’26Q2 ’26: $7,462filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
MGO ONE SEVEN LLC$5.0B AUM0.02%$828,200918.2KQ1 2026OLDER
FreeGulliver LLC$237M AUM0.01%$18,04020.0KQ1 2026OLDER
SHUFRO ROSE & CO LLC$1.5B AUM0.01%$89,70097.5KQ1 2026OLDER
Farrell Financial LLC$167M AUM0.01%$9,43210.5KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$14,54415.8KQ1 2026OLDER
HALBERT HARGROVE GLOBAL ADVISORS, LLC$2.1B AUM0.00%$19,65015.0KQ4 2025OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$41,35445.0KQ1 2026OLDER
CGN Advisors LLC$1.4B AUM0.00%$7,46214.3KQ2 2026
XTX Topco Ltd$5.8B AUM0.00%$29,73933.0KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$456,708496.4KQ1 2026OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$21,94213.8KQ3 2025OLDER
HM PAYSON & CO$6.9B AUM0.00%$18,04020.0KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5,5716.1KQ1 2026OLDER
Focus Partners Advisor Solutions, LLC$9.9B AUM0.00%$12,82314.1KQ1 2026OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$62,83668.3KQ1 2026OLDER
Fairman Group, LLC$117M AUM0.00%$113125Q1 2026OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$12,74813.9KQ1 2026OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$9,02010.0KQ1 2026OLDER
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.00%$159,681177.0KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$12,88014.0KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$154,921171.8KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$273,168302.8KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$99,18375.7KQ4 2025OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$1M774.5KQ4 2025OLDER
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$512,475568.2KQ1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$559,727608.4KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$1,3531.5KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$48,42052.6KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$3,5372.7KQ4 2025OLDER
Vanguard Global Advisers, LLC$186.5B AUM0.00%$10,01911.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3,6804.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$16,45017.9KQ1 2026OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$28,65021.9KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$5,1883.3KQ3 2025OLDER
STATE STREET CORP$2.90T AUM0.00%$95,272105.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$17,02618.5KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$10,64911.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$328250Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$5,1553.9KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$305332Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$395438Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1,0801.2KQ1 2026OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$55Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$9481.0KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$149Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$3426Q4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM$0144Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.