SEC 13F Intelligence

PFOFLAHERTY & CRUMRINE PFD INCO

CUSIP 33848E106 · Yahoo Finance ↗ · Google Finance ↗

Flaherty & Crumrine Pfd Inco (PFO) has 51 institutional holders in Filings Flow’s 13F database, together reporting 4.40M shares worth $26M as of Q1 2026. The largest reported holders are Cibc Private Wealth Group LLC, Cibc Bancorp USA Inc., and Advisors Asset Management, Inc..

Institutional Holders
51
Q1 2026
Reported Value
$26M
Ticker
PFO
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 27Q4 ’18Q1 ’19: 25Q2 ’19: 27Q2 ’19Q3 ’19: 25Q2 ’21: 33Q2 ’21Q4 ’21: 35Q4 ’22: 37Q4 ’22Q4 ’25: 44Q1 ’26: 51Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $28MQ4 ’18Q1 ’19: $27MQ2 ’19: $30MQ2 ’19Q3 ’19: $6MQ2 ’21: $9MQ2 ’21Q4 ’21: $9MQ4 ’22: $6MQ4 ’22Q4 ’25: $28MQ1 ’26: $26MQ1 ’26Q2 ’26: $2Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
MUSTICO FINANCIAL GROUP, INC.$143M AUM0.53%$754,28381.4KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.42%$927,324100.4KQ2 2026
NAPA WEALTH MANAGEMENT$213M AUM0.26%$546,39056.0KQ3 2025OLDER
Smith Asset Management Co., LLC$127M AUM0.22%$283,83430.7KQ2 2026
1607 Capital Partners, LLC$1.4B AUM0.21%$3M321.6KQ1 2026OLDER
Catalina Capital Group, LLC$168M AUM0.10%$170,16018.8KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.05%$3M350.6KQ1 2026OLDER
Basepoint Wealth LLC$175M AUM0.05%$89,8289.9KQ1 2026OLDER
TrueMark Investments, LLC$514M AUM0.04%$190,22921.0KQ1 2026OLDER
Logan Stone Capital, LLC$360M AUM0.03%$94,95610.5KQ1 2026OLDER
Paladin Partners, LLC$139M AUM0.02%$29,5703.3KQ2 2026
Sowell Financial Services LLC$2.7B AUM0.01%$353,22039.1KQ1 2026OLDER
Consolidated Portfolio Review Corp$1.1B AUM0.01%$103,42110.6KQ3 2025OLDER
JAG CAPITAL MANAGEMENT, LLC$889M AUM0.01%$114,80812.7KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.01%$33,6653.7KQ1 2026OLDER
MOSAIC FAMILY WEALTH PARTNERS, LLC$977M AUM0.01%$106,88711.8KQ1 2026OLDER
SPC Financial, Inc.$1.3B AUM0.01%$130,65013.4KQ3 2025OLDER
Pathstone Holdings, LLC$25.1B AUM0.01%$2M270.8KQ1 2026OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.01%$190,22921.0KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.01%$6M588.5KQ4 2025OLDER
CLIFFORD SWAN INVESTMENT COUNSEL LLC$2.9B AUM0.01%$266,68029.5KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M186.3KQ1 2026OLDER
Clear Creek Financial Management, LLC$1.3B AUM0.01%$99,84711.0KQ1 2026OLDER
CIBC Bancorp USA Inc.$74.4B AUM0.01%$5M588.5KQ1 2026OLDER
West Branch Capital LLC$430M AUM0.01%$22,1922.4KQ2 2026
D.A. DAVIDSON & CO.$16.5B AUM0.00%$771,25685.3KQ1 2026OLDER
Fiera Capital Corp$29.2B AUM0.00%$1M125.3KQ1 2026OLDER
Apella Capital, LLC$7.1B AUM0.00%$146,29315.1KQ3 2025OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$116,61612.9KQ1 2026OLDER
WEBSTER BANK, N. A.$1.1B AUM0.00%$27,1203.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$200,14622.1KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$231,52425.6KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.00%$6,391700Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$38,6464.3KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$248,27026.3KQ4 2025OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$5,397597Q1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$384,23642.5KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$2,864310Q2 2026
MATHER GROUP, LLC.$10.0B AUM0.00%$53,2185.9KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M146.6KQ3 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$9,4501.0KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$146,75715.1KQ3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$101,43011.2KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$83,0599.2KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$6,474685Q4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$105,93211.7KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$393,27443.5KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$22,6912.5KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$389,44543.1KQ2 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$3,616400Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$854,78790.5KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$27,1203.0KQ1 2026OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$11,7521.3KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$166,97818.5KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$125,19513.8KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$131,65914.6KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$56,0486.2KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$10,0001.1KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1,844204Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.