SEC 13F Intelligence

PBJAPGIM ROCK ETF TR

CUSIP 69420N205 · Yahoo Finance ↗ · Google Finance ↗

Pgim Rock Etf Tr (PBJA) has 23 institutional holders in Filings Flow’s 13F database, together reporting 1.66M shares worth $51M as of Q1 2026. The largest reported holders are Compass Advisory Group LLC, Prudential Financial Inc, and Long Island Wealth Management, Inc..

Institutional Holders
23
Q1 2026
Reported Value
$51M
Ticker
PBJA
Quarters Tracked
9

Ownership Trend

Institutional holders
Q1 ’24: 1Q1 ’24Q2 ’24: 3Q3 ’24: 3Q3 ’24Q4 ’24: 5Q1 ’25: 11Q1 ’25Q2 ’25: 13Q3 ’25: 13Q3 ’25Q4 ’25: 14Q1 ’26: 23Q1 ’26filingsflow.com
Total reported value
Q1 ’24: $0Q1 ’24Q2 ’24: $1MQ3 ’24: $1MQ3 ’24Q4 ’24: $25MQ1 ’25: $16MQ1 ’25Q2 ’25: $12MQ3 ’25: $18MQ3 ’25Q4 ’25: $30MQ1 ’26: $51MQ1 ’26filingsflow.com

Holders

Manager% of PortfolioValueSharesQuarter
AMERICAN ASSET MANAGEMENT INC.$115M AUM3.87%$4M146.7KQ1 2026
Compass Advisory Group LLC$374M AUM2.49%$9M305.7KQ1 2026
Long Island Wealth Management, Inc.$216M AUM2.30%$5M163.2KQ1 2026
LeClair Wealth Partners LLC$289M AUM1.68%$5M159.8KQ1 2026
Blue Water Asset Management$289M AUM1.68%$5M159.8KQ1 2026
JIM SAULNIER & ASSOCIATES, LLC$205M AUM1.33%$3M90.2KQ1 2026
CENTAURUS FINANCIAL, INC.$2.1B AUM0.10%$2M71.5KQ1 2026
Spire Wealth Management$3.3B AUM0.08%$2M80.9KQ1 2026
DHJJ Financial Advisors, Ltd.$302M AUM0.05%$164,4555.4KQ1 2026
KINTRA WEALTH, LLC$1.4B AUM0.02%$265,0758.7KQ1 2026
PRUDENTIAL FINANCIAL INC$81.2B AUM0.01%$9M285.2KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M111.2KQ1 2026
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$347,37811.4KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$884,25229.1KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$24,493805Q1 2026
ST GERMAIN D J CO INC$2.5B AUM0.00%$17,526576Q1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$51,4211.7KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$384,62012.6KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$207,7216.8KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$355,35011.7KQ1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$15,426507Q1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$4,000136Q1 2026
UBS Group AG$666.3B AUM0.00%$1,46048Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.