SEC 13F Intelligence

NBSMNEUBERGER BERMAN ETF TRUST

CUSIP 64135A804 · Yahoo Finance ↗ · Google Finance ↗

Neuberger Berman Etf Trust (NBSM) has 19 institutional holders in Filings Flow’s 13F database, together reporting 1.73M shares worth $44M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Stage Harbor Financial, LLC, and Raymond James Financial Inc.

Institutional Holders
19
Q1 2026
Reported Value
$44M
Ticker
NBSM
Quarters Tracked
9

Ownership Trend

Institutional holders
Q1 ’24: 2Q1 ’24Q2 ’24: 4Q3 ’24: 3Q3 ’24Q4 ’24: 7Q1 ’25: 8Q1 ’25Q2 ’25: 16Q3 ’25: 17Q3 ’25Q4 ’25: 18Q1 ’26: 19Q1 ’26filingsflow.com
Total reported value
Q1 ’24: $149MQ1 ’24Q2 ’24: $169MQ3 ’24: $196MQ3 ’24Q4 ’24: $194MQ1 ’25: $180MQ1 ’25Q2 ’25: $29MQ3 ’25: $36MQ3 ’25Q4 ’25: $45MQ1 ’26: $44MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
STAGE HARBOR FINANCIAL, LLC$151M AUM3.97%$6M237.4KQ1 2026
Broadway Wealth Solutions, Inc.$193M AUM1.58%$3M121.5KQ1 2026
Worth Financial Advisory Group, LLC$229M AUM0.32%$669,21326.5KQ4 2025OLDER
MOTCO$1.1B AUM0.15%$2M66.4KQ1 2026
BARNES PETTEY FINANCIAL ADVISORS, LLC$229M AUM0.11%$260,81110.3KQ1 2026
Christopher J. Hasenberg, Inc$269M AUM0.05%$126,3025.0KQ2 2025OLDER
BARRETT & COMPANY, INC.$291M AUM0.03%$83,8123.3KQ1 2026
EXCHANGE TRADED CONCEPTS, LLC$14.1B AUM0.02%$3M132.1KQ1 2026
Mariner, LLC$85.7B AUM0.00%$2M70.1KQ2 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$8M320.4KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$5M214.3KQ1 2026
Neuberger Berman Group LLC$131.4B AUM0.00%$2M74.1KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$3M109.1KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$1M44.9KQ1 2026
Pathstone Holdings, LLC$25.1B AUM0.00%$291,56411.6KQ1 2026
Chevy Chase Trust Holdings, LLC$34.7B AUM0.00%$278,45011.1KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$289,47211.5KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M182.4KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M51.1KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$387,71215.4KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$326,68113.0KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$1,89075Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$200,8098.0KQ4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.