HPSHANCOCK JOHN PFD INCOME FD I
CUSIP 41021P103 · Yahoo Finance ↗ · Google Finance ↗
Hancock John Pfd Income Fd I (HPS) has 57 institutional holders in Filings Flow’s 13F database, together reporting 4.15M shares worth $59M as of Q1 2026. The largest reported holders are Ubs Group AG, Morgan Stanley, and Lpl Financial LLC.
Institutional Holders
57
Q1 2026
Reported Value
$59M
Ticker
HPS
Quarters Tracked
28
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Post Resch Tallon Group Inc.$145M AUM | 0.29% | $364,686 | 25.8K | Q1 2026 |
| Activest Wealth Management$569M AUM | 0.15% | $834,302 | 58.6K | Q1 2026 |
| Arkfeld Wealth Strategies, L.L.C.$316M AUM | 0.12% | $368,215 | 25.5K | Q1 2026 |
| Live Oak Private Wealth LLC$717M AUM | 0.08% | $550,091 | 38.6K | Q1 2026 |
| ALBION FINANCIAL GROUP /UT$1.5B AUM | 0.06% | $1M | 69.4K | Q3 2025OLDER |
| Logan Stone Capital, LLC$360M AUM | 0.06% | $260,590 | 18.1K | Q4 2025OLDER |
| Cherry Creek Investment Advisors, Inc.$230M AUM | 0.06% | $142,400 | 10.0K | Q1 2026 |
| Pine Valley Investments Ltd Liability Co$2.2B AUM | 0.05% | $984,270 | 63.7K | Q4 2025OLDER |
| PW Nova Financial Services LLC$399M AUM | 0.04% | $151,134 | 10.6K | Q1 2026 |
| Sowell Financial Services LLC$2.7B AUM | 0.03% | $685,015 | 48.1K | Q1 2026 |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.02% | $873,920 | 60.6K | Q4 2025OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.02% | $418,524 | 29.0K | Q4 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.02% | $458,644 | 32.2K | Q1 2026 |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.01% | $2M | 112.9K | Q1 2026 |
| Gladstone Institutional Advisory LLC$2.7B AUM | 0.01% | $294,856 | 20.7K | Q1 2026 |
| OneAscent Financial Services LLC$1.8B AUM | 0.01% | $181,560 | 12.8K | Q1 2026 |
| B. Riley Wealth Advisors, Inc.$1.6B AUM | 0.01% | $154,351 | 11.2K | Q1 2026 |
| BankPlus Trust Department$374M AUM | 0.01% | $35,671 | 2.5K | Q1 2026 |
| Olistico Wealth, LLC$234M AUM | 0.01% | $14,511 | 1.0K | Q1 2026 |
| Focus Financial Network, Inc.$3.2B AUM | 0.01% | $178,225 | 12.5K | Q1 2026 |
| BURNEY CO/$3.2B AUM | 0.01% | $185,950 | 13.0K | Q2 2025OLDER |
| BARRETT & COMPANY, INC.$291M AUM | 0.01% | $17,330 | 1.2K | Q1 2026 |
| Fiera Capital Corp$29.2B AUM | 0.01% | $2M | 110.7K | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $275,594 | 19.4K | Q1 2026 |
| CoreFirst Bank & Trust$189M AUM | 0.00% | $7,205 | 500 | Q4 2025OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.00% | $163,931 | 11.5K | Q1 2026 |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $55,399 | 3.6K | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $18M | 1.23M | Q1 2026 |
| Elequin Capital, LP$1.2B AUM | 0.00% | $19,608 | 1.4K | Q2 2025OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $28,480 | 2.0K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $2M | 166.7K | Q1 2026 |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.00% | $159,296 | 10.3K | Q3 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $7,120 | 500 | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 315.7K | Q1 2026 |
| ROTHSCHILD INVESTMENT LLC$1.9B AUM | 0.00% | $21,360 | 1.5K | Q1 2026 |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $203,566 | 14.3K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $742,350 | 52.1K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $278,113 | 19.3K | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $676,650 | 47.5K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $53,706 | 3.7K | Q4 2025OLDER |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $242,080 | 17.0K | Q1 2026 |
| Cresset Asset Management, LLC$23.1B AUM | 0.00% | $188,524 | 13.2K | Q2 2025OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $383,284 | 26.6K | Q1 2026 |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $24,123 | 1.7K | Q1 2026 |
| Glass Jacobson Investment Advisors llc$290M AUM | 0.00% | $2,136 | 150 | Q1 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $11M | 783.5K | Q1 2026 |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $394,646 | 27.7K | Q2 2025OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $16,254 | 1.1K | Q4 2025OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $2M | 168.3K | Q1 2026 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $58,851 | 4.1K | Q2 2025OLDER |
| Caldwell Trust Co$1.1B AUM | 0.00% | $5,554 | 390 | Q1 2026 |
| CENTRAL TRUST Co$5.1B AUM | 0.00% | $23,160 | 1.5K | Q3 2025OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $3M | 215.0K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 164.9K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $91,821 | 6.4K | Q4 2025OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $326,619 | 22.7K | Q4 2025OLDER |
| Asset Dedication, LLC$1.4B AUM | 0.00% | $4,323 | 300 | Q4 2025OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $175,699 | 12.3K | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $113,032 | 7.9K | Q1 2026 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $205,981 | 14.5K | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $46,833 | 3.3K | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $92,176 | 6.5K | Q1 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $2M | 147.0K | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $4,984 | 350 | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $576,359 | 40.5K | Q1 2026 |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $57,640 | 4.0K | Q4 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $67,874 | 4.4K | Q3 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $244,600 | 17.2K | Q1 2026 |
| MAI Capital Management$17.7B AUM | 0.00% | $9,683 | 680 | Q1 2026 |
| COUNTRY TRUST BANK$5.3B AUM | 0.00% | $2,848 | 200 | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $15,000 | 1.0K | Q3 2025OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $7,566 | 531 | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $214,522 | 14.9K | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $210,649 | 14.8K | Q2 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $1,638 | 115 | Q1 2026 |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.00% | $4,278 | 300 | Q2 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $2,564 | 180 | Q1 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $15,394 | 1.1K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $128 | 9 | Q1 2026 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $1,010 | 71 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.