SEC 13F Intelligence

HGLBHIGHLAND GLOBAL ALLOCATION F

CUSIP 43010T104 · Yahoo Finance ↗ · Google Finance ↗

Highland Global Allocation F (HGLB) has 38 institutional holders in Filings Flow’s 13F database, together reporting 6.27M shares worth $49M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Morgan Stanley, and Lpl Financial LLC.

Institutional Holders
38
Q1 2026
Reported Value
$49M
Ticker
HGLB
Quarters Tracked
9

Ownership Trend

Institutional holders
Q1 ’19: 34Q1 ’19Q2 ’19: 27Q3 ’19: 31Q3 ’19Q2 ’21: 31Q4 ’21: 33Q4 ’21Q4 ’22: 38Q4 ’25: 43Q4 ’25Q1 ’26: 38Q2 ’26: 4Q2 ’26filingsflow.com
Total reported value
Q1 ’19: $22MQ1 ’19Q2 ’19: $18MQ3 ’19: $22MQ3 ’19Q2 ’21: $24MQ4 ’21: $32MQ4 ’21Q4 ’22: $32MQ4 ’25: $54MQ4 ’25Q1 ’26: $49MQ2 ’26: $2MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Matisse Capital$234M AUM1.52%$4M443.0KQ1 2026OLDER
Quantedge Capital Pte Ltd$183M AUM0.83%$2M189.0KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.53%$2M190.6KQ1 2026OLDER
Total Wealth Planning & Management, Inc.$135M AUM0.24%$324,50835.5KQ4 2025OLDER
NWF Advisory Services Inc.$886M AUM0.24%$2M264.5KQ1 2026OLDER
Sovereign Financial Group, Inc.$576M AUM0.16%$896,460111.6KQ1 2026OLDER
BankPlus Wealth Management LLC$194M AUM0.08%$146,08016.0KQ4 2025OLDER
Godfrey Financial Associates, Inc.$117M AUM0.02%$25,7233.2KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.02%$146,64418.3KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.01%$106,08614.1KQ2 2026
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$117,38912.9KQ3 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.01%$104,38712.8KQ1 2026OLDER
NFSG Corp$608M AUM0.01%$46,3955.1KQ3 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$550,58568.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$2M211.4KQ2 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$19M2.35MQ1 2026OLDER
Capital Investment Advisors, LLC$6.8B AUM0.00%$321,77140.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M325.1KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.00%$293,09536.5KQ1 2026OLDER
Jessup Wealth Management, Inc$274M AUM0.00%$8,664949Q4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$413,85545.5KQ3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$7M868.8KQ1 2026OLDER
Marex Group Ltd$15.8B AUM0.00%$179,70019.8KQ3 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$16,6042.1KQ1 2026OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$190,61623.7KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$40,4955.4KQ2 2026
BENJAMIN EDWARDS INC$10.1B AUM0.00%$85,47710.6KQ1 2026OLDER
Tortoise Investment Management, LLC$1.2B AUM0.00%$7,845863Q3 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$2,610325Q1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$91,64611.4KQ1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$4,176520Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$7M766.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$199,16524.8KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$361,35045.0KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$6,017659Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$14,4301.8KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$2,748301Q4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$72,3669.0KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$592,06873.7KQ1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$190,61623.7KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$150,00018.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$7,333913Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$168,82321.0KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$106,33711.6KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$2,828310Q4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$1,296142Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$3,734465Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$152Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.