SEC 13F Intelligence

GECCGREAT ELM CAP CORP

CUSIP 390320703 · Yahoo Finance ↗ · Google Finance ↗

Great Elm Cap Corp (GECC) has 23 institutional holders in Filings Flow’s 13F database, together reporting 870.2K shares worth $4M as of Q1 2026. The largest reported holders are Northern Right Capital Management, L.P., Cruiser Capital Advisors, LLC, and Granby Capital Management, LLC.

Institutional Holders
23
Q1 2026
Reported Value
$4M
Ticker
GECC
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 9Q4 ’22Q4 ’25: 26Q4 ’25Q1 ’26: 23Q1 ’26Q2 ’26: 1Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $9MQ4 ’22Q4 ’25: $10MQ4 ’25Q1 ’26: $4MQ1 ’26Q2 ’26: $4,414Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Northern Right Capital Management, L.P.$281M AUM0.68%$2M384.0KQ1 2026OLDER
Cruiser Capital Advisors, LLC$257M AUM0.25%$638,625127.5KQ1 2026OLDER
Granby Capital Management, LLC$174M AUM0.19%$352,30050.0KQ4 2025OLDER
Papamarkou Wellner Asset Management inc.$164M AUM0.09%$151,30230.2KQ1 2026OLDER
Rangeley Capital, LLC$103M AUM0.05%$50,10010.0KQ1 2026OLDER
TrueMark Investments, LLC$514M AUM0.03%$147,90321.0KQ4 2025OLDER
Ethos Financial Group, LLC$1.4B AUM0.01%$185,34726.3KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.01%$85,50117.1KQ1 2026OLDER
Curi Capital, LLC$5.6B AUM0.01%$300,60060.0KQ1 2026OLDER
Crestwood Advisors Group, LLC$5.9B AUM0.00%$133,39126.6KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$145,19814.5KQ3 2025OLDER
TRUST CO OF TOLEDO NA /OH/$1.1B AUM0.00%$19,4093.9KQ1 2026OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$169,33816.9KQ3 2025OLDER
Triumph Capital Management$491M AUM0.00%$2,505500Q1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$348,91149.5KQ4 2025OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$325,35964.9KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$125,25025.0KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$193,63527.5KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$276,56639.3KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$7,0451.4KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$206,63241.2KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$206,46129.3KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$6,418911Q4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$7,5691.1KQ4 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$58,94311.8KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$29,6645.9KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$13,0002.6KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$18,6202.6KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$4,414881Q2 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$631126Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$61Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.