GAUGFIRST TR EXCHNG TRADED FD VI
CUSIP 33740U653 · Yahoo Finance ↗ · Google Finance ↗
First Tr Exchng Traded Fd Vi (GAUG) has 104 institutional holders in Filings Flow’s 13F database, together reporting 3.81M shares worth $146M as of Q1 2026. The largest reported holders are Arax Advisory Partners, Gries Financial LLC, and Synergy Asset Management, LLC.
Institutional Holders
104
Q1 2026
Reported Value
$146M
Ticker
GAUG
Quarters Tracked
11
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Arax Advisory Partners$3.5B AUM | 0.86% | $31M | 789.9K | Q1 2026 |
| GRIES FINANCIAL LLC$633M AUM | 4.64% | $29M | 760.3K | Q3 2025OLDER |
| Synergy Asset Management, LLC$942M AUM | 0.53% | $15M | 398.5K | Q3 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $11M | 289.7K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.02% | $11M | 288.8K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.03% | $9M | 236.0K | Q1 2026 |
| Americana Partners, LLC$3.9B AUM | 0.16% | $6M | 157.6K | Q1 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.21% | $6M | 174.3K | Q1 2026 |
| MILESTONE ASSET MANAGEMENT, LLC$543M AUM | 1.03% | $6M | 144.3K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $5M | 123.4K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 112.1K | Q1 2026 |
| Horizon Investments, LLC$8.9B AUM | 0.03% | $3M | 79.8K | Q1 2026 |
| MAI Capital Management$17.7B AUM | 0.02% | $3M | 79.5K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $3M | 78.6K | Q1 2026 |
| Schulz Wealth, LTD.$156M AUM | 1.91% | $3M | 76.1K | Q4 2025OLDER |
| CITY HOLDING CO$800M AUM | 0.32% | $3M | 66.6K | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $2M | 58.4K | Q1 2026 |
| Sage Capital Advisors,llc$482M AUM | 0.49% | $2M | 54.6K | Q1 2026 |
| Tanglewood Legacy Advisors, LLC$276M AUM | 0.76% | $2M | 54.1K | Q1 2026 |
| MGO ONE SEVEN LLC$5.0B AUM | 0.04% | $2M | 49.2K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 48.0K | Q1 2026 |
| Brookstone Capital Management$8.7B AUM | 0.02% | $2M | 43.9K | Q1 2026 |
| Janney Montgomery Scott LLC$40.4B AUM | 0.00% | $2M | 43.1K | Q4 2025OLDER |
| Chris Bulman Inc$228M AUM | 0.73% | $2M | 43.2K | Q1 2026 |
| WealthPlan Investment Management, LLC$1.8B AUM | 0.09% | $2M | 40.9K | Q1 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM | 0.08% | $1M | 35.2K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 32.3K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.00% | $1M | 30.4K | Q1 2026 |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.01% | $1M | 29.0K | Q1 2026 |
| Brookwood Investment Group LLC$810M AUM | 0.18% | $1M | 30.3K | Q2 2025OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.01% | $1M | 27.7K | Q1 2026 |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $1M | 26.1K | Q1 2026 |
| Kovack Advisors, Inc.$1.9B AUM | 0.05% | $905,174 | 23.4K | Q1 2026 |
| CreativeOne Wealth, LLC$4.3B AUM | 0.02% | $860,971 | 22.2K | Q1 2026 |
| CENTAURUS FINANCIAL, INC.$2.1B AUM | 0.04% | $822,000 | 21.2K | Q1 2026 |
| Mutual Advisors, LLC$4.7B AUM | 0.02% | $817,077 | 21.1K | Q1 2026 |
| ORG Partners LLC$568M AUM | 0.14% | $779,311 | 19.9K | Q4 2025OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $750,501 | 19.4K | Q3 2025OLDER |
| UPTICK PARTNERS, LLC$502M AUM | 0.14% | $722,863 | 18.7K | Q1 2026 |
| LVZ, Inc.$984M AUM | 0.08% | $695,187 | 18.0K | Q1 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM | 0.00% | $692,507 | 17.9K | Q1 2026 |
| Kestra Investment Management, LLC$5.8B AUM | 0.01% | $681,136 | 17.6K | Q1 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC.$319M AUM | 0.21% | $679,046 | 17.5K | Q1 2026 |
| Wood Tarver Financial Group, LLC$362M AUM | 0.18% | $654,000 | 16.9K | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.01% | $651,021 | 16.8K | Q1 2026 |
| WealthPLAN Partners, LLC$518M AUM | 0.12% | $631,203 | 16.3K | Q1 2026 |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $628,223 | 16.2K | Q1 2026 |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $575,000 | 14.9K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $531,031 | 13.5K | Q4 2025OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $520,190 | 13.4K | Q1 2026 |
| Anfield Capital Management, LLC$363M AUM | 0.14% | $495,069 | 12.8K | Q1 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $491,392 | 12.7K | Q1 2026 |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.00% | $487,328 | 12.6K | Q1 2026 |
| Bouchey Financial Group Ltd$1.4B AUM | 0.04% | $478,896 | 12.1K | Q1 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.03% | $455,316 | 11.8K | Q1 2026 |
| Keystone Wealth Services, LLC$468M AUM | 0.09% | $402,597 | 10.4K | Q1 2026 |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $397,233 | 10.1K | Q4 2025OLDER |
| HBW ADVISORY SERVICES LLC$949M AUM | 0.04% | $377,514 | 9.8K | Q1 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $370,801 | 10.0K | Q2 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $370,237 | 9.6K | Q1 2026 |
| Grantvest Financial Group LLC$154M AUM | 0.23% | $362,805 | 9.4K | Q1 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.01% | $361,877 | 9.3K | Q1 2026 |
| Mayfair Advisory Group, LLC$286M AUM | 0.12% | $353,129 | 9.1K | Q1 2026 |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.00% | $347,098 | 8.8K | Q4 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $343,648 | 9.0K | Q1 2026 |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.01% | $334,007 | 8.6K | Q1 2026 |
| Archer Investment Corp$469M AUM | 0.07% | $310,202 | 8.0K | Q1 2026 |
| CROSSPOINT FINANCIAL, LLC$40M AUM | 0.78% | $309,660 | 8.0K | Q1 2026 |
| IMG Wealth Management, Inc.$157M AUM | 0.18% | $289,068 | 7.5K | Q1 2026 |
| Diligent Investors, LLC$404M AUM | 0.07% | $288,951 | 7.5K | Q1 2026 |
| Madrona Financial Services, LLC$457M AUM | 0.06% | $282,874 | 7.3K | Q1 2026 |
| NorthCrest Asset Manangement, LLC$3.2B AUM | 0.01% | $276,445 | 7.1K | Q1 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.02% | $272,468 | 7.4K | Q2 2025OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $270,836 | 7.0K | Q1 2026 |
| Integrity Financial Corp /WA$201M AUM | 0.13% | $266,075 | 6.9K | Q1 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.04% | $258,063 | 6.7K | Q1 2026 |
| Stratos Wealth Advisors, LLC$1.6B AUM | 0.02% | $248,734 | 6.4K | Q1 2026 |
| Prosperity Consulting Group, LLC$2.2B AUM | 0.01% | $246,722 | 6.4K | Q1 2026 |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $245,257 | 6.2K | Q4 2025OLDER |
| Keating Financial Advisory Services, Inc.$619M AUM | 0.04% | $244,670 | 6.3K | Q1 2026 |
| Focus Partners Wealth$89.9B AUM | 0.00% | $232,245 | 6.0K | Q1 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM | 0.00% | $229,396 | 5.8K | Q4 2025OLDER |
| Darwin Wealth Management, LLC$321M AUM | 0.07% | $226,167 | 5.8K | Q1 2026 |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.02% | $224,387 | 5.8K | Q1 2026 |
| First Heartland Consultants, Inc.$1.5B AUM | 0.02% | $220,091 | 5.7K | Q1 2026 |
| RFG Advisory, LLC$5.4B AUM | 0.00% | $213,240 | 5.5K | Q1 2026 |
| WEALTHGARDEN F.S. LLC$147M AUM | 0.14% | $211,182 | 5.5K | Q1 2026 |
| Financial Network Wealth Advisors LLC$98M AUM | 0.21% | $207,821 | 5.4K | Q1 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.00% | $206,350 | 5.3K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $201,666 | 5.2K | Q1 2026 |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.07% | $196,944 | 5.1K | Q1 2026 |
| BARCLAYS PLC$416.3B AUM | 0.00% | $194,621 | 5.0K | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $180,725 | 4.7K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $175,228 | 4.5K | Q1 2026 |
| Triumph Capital Management$491M AUM | 0.03% | $170,120 | 4.4K | Q1 2026 |
| REAP Financial Group, LLC$507M AUM | 0.03% | $166,326 | 4.3K | Q1 2026 |
| REICON WEALTH ADVISORS, LLC$132M AUM | 0.12% | $155,256 | 4.0K | Q1 2026 |
| Benson Wealth Management INC$73M AUM | 0.20% | $146,043 | 3.8K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $133,632 | 10.5K | Q1 2026 |
| Spire Wealth Management$3.3B AUM | 0.00% | $115,979 | 3.1K | Q2 2025OLDER |
| MORGAN STANLEY$1.66T AUM | 0.00% | $113,413 | 2.9K | Q1 2026 |
| Capital Analysts, LLC$3.8B AUM | 0.00% | $111,000 | 2.9K | Q1 2026 |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $102,382 | 2.6K | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $100,872 | 2.6K | Q1 2026 |
| SOA Wealth Advisors, LLC.$530M AUM | 0.02% | $79,660 | 2.1K | Q1 2026 |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $75,869 | 2.0K | Q3 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.01% | $68,976 | 1.8K | Q1 2026 |
| TopTier Wealth Management, LLC$163M AUM | 0.03% | $56,745 | 1.5K | Q1 2026 |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $53,920 | 1.4K | Q1 2026 |
| HAZLETT, BURT & WATSON, INC.$320M AUM | 0.02% | $53,000 | 1.4K | Q1 2026 |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $46,129 | 1.2K | Q1 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $43,933 | 1.1K | Q1 2026 |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $36,772 | 950 | Q1 2026 |
| Topsail Wealth Management, LLC$678M AUM | 0.00% | $27,095 | 700 | Q1 2026 |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $19,586 | 506 | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $19,354 | 500 | Q1 2026 |
| Allworth Financial LP$24.7B AUM | 0.00% | $12,890 | 333 | Q1 2026 |
| Pinnacle Bancorp, Inc.$339M AUM | 0.00% | $10,645 | 275 | Q1 2026 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $6,635 | 169 | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $3,716 | 96 | Q1 2026 |
| NFSG Corp$608M AUM | 0.00% | $3,406 | 88 | Q1 2026 |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.00% | $2,670 | 68 | Q4 2025OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $1,340 | 34 | Q4 2025OLDER |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.