SEC 13F Intelligence

DD3 ACQUISITION CORP

CUSIP G2692M111

Dd3 Acquisition Corp has 2 institutional holders in Filings Flow’s 13F database, together reporting 100.0K shares worth $29,000 as of Q1 2020. The largest reported holders are Weiss Asset Management LP, Bluecrest Capital Management Ltd, and Rivernorth Capital Management, LLC.

Institutional Holders
2
Q1 2020
Reported Value
$29,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q1 ’19: 10Q1 ’19Q2 ’19: 12Q2 ’19Q3 ’19: 12Q3 ’19Q4 ’19: 15Q4 ’19Q1 ’20: 2Q1 ’20filingsflow.com
Total reported value
Q1 ’19: $278,000Q1 ’19Q2 ’19: $356,000Q2 ’19Q3 ’19: $613,000Q3 ’19Q4 ’19: $1MQ4 ’19Q1 ’20: $29,000Q1 ’20filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Weiss Asset Management LP$5.9B AUM0.01%$199,000390.8KQ4 2019OLDER
BlueCrest Capital Management Ltd$1.7B AUM0.01%$192,000436.1KQ4 2019OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.01%$131,000298.6KQ4 2019OLDER
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.01%$115,000255.8KQ4 2019OLDER
Walleye Trading LLC$60.0B AUM0.00%$113,000250.2KQ4 2019OLDER
Hudson Bay Capital Management LP$29.0B AUM0.00%$97,000190.0KQ4 2019OLDER
PERISCOPE CAPITAL INC.$902M AUM0.01%$86,000180.2KQ4 2019OLDER
PANAGORA ASSET MANAGEMENT INC$26.7B AUM0.00%$63,000208.5KQ2 2019OLDER
OXFORD ASSET MANAGEMENT LLP$232M AUM0.00%$41,000138.1KQ2 2019OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$34,00078.0KQ4 2019OLDER
Mint Tower Capital Management B.V.$1.1B AUM0.01%$29,000100.0KQ1 2020
BASSO CAPITAL MANAGEMENT, L.P.$163M AUM0.01%$28,00062.9KQ4 2019OLDER
EQUITEC SPECIALISTS, LLC$708,000 AUM0.01%$23,00050.0KQ4 2019OLDER
Verition Fund Management LLC$15.4B AUM0.00%$20,00040.0KQ4 2019OLDER
COWEN AND COMPANY, LLC$0 AUM0.00%$17,00038.7KQ4 2019OLDER
COWEN INC.$1.4B AUM0.00%$15,00050.8KQ2 2019OLDER
Bulldog Investors, LLP$445M AUM0.01%$14,00031.4KQ4 2019OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q1 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.