SEC 13F Intelligence

CLIMATEROCK

CUSIP G2311X100

Climaterock has 24 institutional holders in Filings Flow’s 13F database, together reporting 6.30M shares worth $47M as of Q4 2022. The largest reported holders are Mizuho Securities USA LLC, Yakira Capital Management, Inc., and Meteora Capital, LLC.

Institutional Holders
24
Q4 2022
Reported Value
$47M
Ticker
unmapped
private placement or foreign
Quarters Tracked
1

Ownership Trend

Institutional holders
Q4 ’22: 24Q4 ’22filingsflow.com
Total reported value
Q4 ’22: $47MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Yakira Capital Management, Inc.$342M AUM1.32%$3M285.8KQ1 2025
METEORA CAPITAL, LLC$1.4B AUM0.98%$3M255.0KQ1 2025
Harraden Circle Investments, LLC$499M AUM0.64%$1M118.0KQ1 2025
Logan Stone Capital, LLC$360M AUM0.62%$2M156.2KQ4 2024OLDER
BERKLEY W R CORP$1.9B AUM0.16%$3M224.3KQ1 2025
Warberg Asset Management LLC$600M AUM0.15%$904,71675.4KQ1 2025
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.13%$698,98461.1KQ2 2024OLDER
MIZUHO SECURITIES USA LLC$4.6B AUM0.10%$5M407.8KQ1 2025
Westchester Capital Management, LLC$2.2B AUM0.09%$2M150.0KQ1 2025
Shaolin Capital Management LLC$2.7B AUM0.07%$3M233.8KQ2 2024OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.03%$3M229.9KQ1 2025
Walleye Capital LLC$24.0B AUM0.00%$734,25763.9KQ2 2024OLDER
Walleye Trading LLC$60.0B AUM0.00%$413,02035.9KQ2 2024OLDER
UBS Group AG$666.3B AUM0.00%$46,1883.8KQ1 2025
CLEAR STREET LLC$25.1B AUM0.00%$70959Q1 2025

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.