SEC 13F Intelligence

FWDAB ACTIVE ETFS INC

CUSIP 00039J509 · Yahoo Finance ↗ · Google Finance ↗

AB Active Etfs Inc (FWD) has 76 institutional holders in Filings Flow’s 13F database, together reporting 4.75M shares worth $517M as of Q1 2026. The largest reported holders are Bank Of America Corp /De/, Lpl Financial LLC, and Betterment LLC.

Institutional Holders
76
Q1 2026
Reported Value
$517M
Ticker
FWD
Quarters Tracked
13

Ownership Trend

Institutional holders
Q1 ’23: 2Q1 ’23Q2 ’23: 4Q3 ’23: 5Q3 ’23Q4 ’23: 6Q1 ’24: 9Q1 ’24Q2 ’24: 14Q3 ’24: 16Q3 ’24Q4 ’24: 19Q1 ’25: 30Q1 ’25Q2 ’25: 39Q3 ’25: 41Q3 ’25Q4 ’25: 58Q1 ’26: 76Q1 ’26filingsflow.com
Total reported value
Q1 ’23: $5MQ1 ’23Q2 ’23: $36MQ3 ’23: $71MQ3 ’23Q4 ’23: $132MQ1 ’24: $10MQ1 ’24Q2 ’24: $28MQ3 ’24: $39MQ3 ’24Q4 ’24: $51MQ1 ’25: $71MQ1 ’25Q2 ’25: $138MQ3 ’25: $205MQ3 ’25Q4 ’25: $288MQ1 ’26: $517MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
BANK OF AMERICA CORP /DE/$1.37T AUM0.01%$110M1.01MQ1 2026
LPL Financial LLC$376.6B AUM0.03%$109M1.01MQ1 2026
Betterment LLC$52.8B AUM0.12%$63M576.7KQ1 2026
Integrated Wealth Concepts LLC$12.5B AUM0.37%$46M427.4KQ1 2026
Bleakley Financial Group, LLC$6.4B AUM0.41%$26M239.8KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$15M140.0KQ1 2026
Embree Financial Group$849M AUM1.48%$13M115.4KQ1 2026
Intrepid Financial Planning Group LLC$248M AUM4.44%$11M101.3KQ1 2026
Quantum Private Wealth, LLC$324M AUM2.73%$9M81.4KQ1 2026
UBS Group AG$666.3B AUM0.00%$8M73.7KQ1 2026
KPP Advisory Services LLC$689M AUM1.16%$8M73.4KQ1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8M73.2KQ1 2026
PMG Wealth Management, Inc.$139M AUM4.73%$7M60.5KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$6M57.8KQ1 2026
StoneCrest Wealth Management, Inc.$313M AUM2.47%$6M53.7KQ1 2026
HighPoint Advisor Group LLC$2.4B AUM0.22%$5M48.2KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M47.2KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.01%$5M47.1KQ1 2026
BOS Asset Management, LLC$392M AUM1.29%$5M46.5KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.02%$4M36.9KQ1 2026
VestGen Advisors, LLC$3.8B AUM0.10%$4M29.1KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$4M35.2KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.01%$3M29.2KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M33.7KQ2 2025OLDER
CWM, LLC$38.1B AUM0.01%$3M26.1KQ1 2026
IFG Advisory, LLC$35M AUM0.12%$3M27.1KQ4 2025OLDER
Anderson Financial Strategies, LLC$182M AUM1.54%$3M21.5KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.04%$3M25.1KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.04%$2M23.6KQ4 2025OLDER
WEDBUSH SECURITIES INC$3.4B AUM0.06%$2M20.3KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$2M19.9KQ1 2026
Kingsview Wealth Management, LLC$7.3B AUM0.03%$2M18.8KQ1 2026
Cornerstone Wealth Management, LLC$2.0B AUM0.10%$2M18.1KQ1 2026
USAdvisors Wealth Management, LLC$301M AUM0.61%$2M17.7KQ1 2026
Huntleigh Advisors, Inc.$585M AUM0.31%$2M16.6KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M16.3KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M15.3KQ1 2026
SILVERCREST ASSET MANAGEMENT GROUP LLC$13.8B AUM0.01%$1M13.2KQ1 2026
Trademark Financial Management, LLC$204M AUM0.46%$942,9528.7KQ1 2026
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$859,7957.9KQ1 2026
D.A. DAVIDSON & CO.$16.5B AUM0.00%$820,0627.6KQ1 2026
GLENMEDE TRUST CO NA$20.4B AUM0.00%$790,2087.3KQ1 2026
PW ADVISORS, LLC \ FL$133M AUM0.55%$735,3856.8KQ1 2026
Worth Financial Advisory Group, LLC$229M AUM0.33%$689,6286.6KQ4 2025OLDER
Boyer Financial Services, Inc.$94M AUM0.71%$672,1586.2KQ1 2026
MAI Capital Management$17.7B AUM0.00%$671,2276.2KQ1 2026
Mariner, LLC$85.7B AUM0.00%$656,8886.1KQ1 2026
Quantinno Capital Management LP$59.9B AUM0.00%$654,1486.0KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$652,6636.0KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$538,7835.0KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.01%$434,2404.0KQ1 2026
IHT Wealth Management, LLC$4.3B AUM0.01%$415,6863.8KQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$358,2483.3KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$316,0002.9KQ1 2026
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$310,6203.0KQ4 2025OLDER
Laraway Financial Advisors Inc$142M AUM0.21%$292,9262.7KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$250,9402.3KQ1 2026
World Investment Advisors$6.2B AUM0.00%$242,6322.2KQ1 2026
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$241,7632.2KQ1 2026
MGO ONE SEVEN LLC$5.0B AUM0.00%$215,3832.0KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$214,0002.0KQ1 2026
Mascagni Wealth Management, Inc.$140M AUM0.15%$204,2011.9KQ1 2026
Cornerstone Planning Group LLC$749M AUM0.02%$172,6951.3KQ1 2026
Wagner Wealth Management, LLC$495M AUM0.03%$148,6191.4KQ1 2026
BARCLAYS PLC$416.3B AUM0.00%$133,5291.2KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.01%$127,6671.2KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$115,0001.1KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$110,1401.1KQ4 2025OLDER
Golden State Wealth Management, LLC$915M AUM0.01%$66,981617Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$61,879570Q1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$49,612457Q1 2026
Security National Bank$838M AUM0.01%$44,618411Q1 2026
BROWN BROTHERS HARRIMAN & CO$18.6B AUM0.00%$42,881395Q1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$27,466253Q1 2026
Clarity Asset Management, Inc.$198M AUM0.01%$26,814247Q1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$16,696165Q3 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$16,085152Q1 2026
Tradewinds Capital Management, LLC$504M AUM0.00%$6,40659Q1 2026
Pinnacle Bancorp, Inc.$339M AUM0.00%$5,75453Q1 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$2,71425Q1 2026
Parallel Advisors, LLC$5.6B AUM0.00%$2,28021Q1 2026
Key FInancial Inc$562M AUM0.00%$8688Q1 2026
VANGUARD ADVISERS INC$25.5B AUM0.00%$4344Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.