SEC 13F Intelligence

FSZFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J232 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FSZ) has 26 institutional holders in Filings Flow’s 13F database, together reporting 285.6K shares worth $23M as of Q1 2026. The largest reported holders are First Trust Advisors LP, Vontobel Holding Ltd., and Citadel Advisors LLC.

Institutional Holders
26
Q1 2026
Reported Value
$23M
Ticker
FSZ
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 28Q2 ’19Q3 ’19: 22Q4 ’19: 25Q1 ’20: 20Q2 ’20: 17Q2 ’20Q3 ’20: 17Q4 ’20: 19Q1 ’21: 21Q2 ’21: 22Q2 ’21Q3 ’21: 22Q4 ’21: 23Q1 ’22: 22Q2 ’22: 19Q2 ’22Q3 ’22: 16Q4 ’22: 20Q1 ’23: 16Q2 ’23: 18Q2 ’23Q3 ’23: 19Q4 ’23: 20Q1 ’24: 19Q2 ’24: 22Q2 ’24Q3 ’24: 17Q4 ’24: 23Q1 ’25: 24Q2 ’25: 30Q2 ’25Q3 ’25: 23Q4 ’25: 25Q1 ’26: 26filingsflow.com
Total reported value
Q2 ’19: $26MQ2 ’19Q3 ’19: $13MQ4 ’19: $15MQ1 ’20: $11MQ2 ’20: $10MQ2 ’20Q3 ’20: $8MQ4 ’20: $10MQ1 ’21: $11MQ2 ’21: $72MQ2 ’21Q3 ’21: $18MQ4 ’21: $14MQ1 ’22: $19MQ2 ’22: $20MQ2 ’22Q3 ’22: $13MQ4 ’22: $18MQ1 ’23: $22MQ2 ’23: $20MQ2 ’23Q3 ’23: $19MQ4 ’23: $22MQ1 ’24: $20MQ2 ’24: $19MQ2 ’24Q3 ’24: $19MQ4 ’24: $23MQ1 ’25: $48MQ2 ’25: $56MQ2 ’25Q3 ’25: $30MQ4 ’25: $29MQ1 ’26: $23Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
FIRST TRUST ADVISORS LP$140.0B AUM0.02%$26M345.8KQ2 2025OLDER
Vontobel Holding Ltd.$29.1B AUM0.03%$9M110.8KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M28.0KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M25.5KQ1 2026
SSA SWISS ADVISORS AG$215M AUM0.93%$2M24.9KQ4 2025OLDER
COTTONWOOD CAPITAL ADVISORS, LLC$142M AUM1.21%$2M21.7KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.03%$1M18.9KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M12.8KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$975,14012.3KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.02%$717,0009.0KQ1 2026
Climber Capital SA$153M AUM0.42%$645,3698.1KQ1 2026
PGIM Custom Harvest LLC$6.4B AUM0.01%$599,9037.6KQ1 2026
SYON CAPITAL LLC$2.0B AUM0.03%$572,6077.2KQ1 2026
Genesee Capital Advisors, LLC$239M AUM0.22%$536,3676.8KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$518,2806.5KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$457,8995.8KQ1 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$445,2975.6KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$328,0114.1KQ1 2026
Hyposwiss Advisors SA$101M AUM0.27%$271,2773.4KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$265,8793.5KQ2 2025OLDER
BFI Infinity Ltd.$178M AUM0.15%$261,6893.3KQ1 2026
Quantinno Capital Management LP$59.9B AUM0.00%$227,8643.0KQ2 2025OLDER
StoneX Group Inc.$1.9B AUM0.01%$226,7783.0KQ3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$161,3822.0KQ4 2025OLDER
MTM Investment Management, LLC$316M AUM0.05%$148,0131.9KQ1 2026
UBS Group AG$666.3B AUM0.00%$81,0661.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$80,2711.0KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$76,000959Q1 2026
Golden State Wealth Management, LLC$915M AUM0.01%$71,161897Q1 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$69,406875Q1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$59,075769Q3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$25,318323Q1 2026
US BANCORP \DE\$82.4B AUM0.00%$10,732134Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$6,73188Q2 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$6,34680Q1 2026
COMERICA BANK$25.1B AUM0.00%$5,68574Q3 2025OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$3,11139Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$1171Q3 2025OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.