SEC 13F Intelligence

FMNYFIRST TR EXCH TRADED FD III

CUSIP 33739P822 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Traded Fd III (FMNY) has 21 institutional holders in Filings Flow’s 13F database, together reporting 929.5K shares worth $25M as of Q1 2026. The largest reported holders are Magnus Financial Group LLC, Hennion & Walsh Asset Management, Inc., and Flynn Zito Capital Management, LLC.

Institutional Holders
21
Q1 2026
Reported Value
$25M
Ticker
FMNY
Quarters Tracked
20

Ownership Trend

Institutional holders
Q2 ’21: 3Q2 ’21Q3 ’21: 4Q4 ’21: 4Q1 ’22: 3Q1 ’22Q2 ’22: 5Q3 ’22: 7Q4 ’22: 10Q4 ’22Q1 ’23: 11Q2 ’23: 11Q3 ’23: 7Q3 ’23Q4 ’23: 11Q1 ’24: 12Q2 ’24: 13Q2 ’24Q3 ’24: 11Q4 ’24: 14Q1 ’25: 12Q1 ’25Q2 ’25: 14Q3 ’25: 13Q4 ’25: 21Q4 ’25Q1 ’26: 21filingsflow.com
Total reported value
Q2 ’21: $2MQ2 ’21Q3 ’21: $6MQ4 ’21: $5MQ1 ’22: $2MQ1 ’22Q2 ’22: $5MQ3 ’22: $5MQ4 ’22: $9MQ4 ’22Q1 ’23: $11MQ2 ’23: $10MQ3 ’23: $8MQ3 ’23Q4 ’23: $12MQ1 ’24: $13MQ2 ’24: $12MQ2 ’24Q3 ’24: $12MQ4 ’24: $12MQ1 ’25: $12MQ1 ’25Q2 ’25: $13MQ3 ’25: $8MQ4 ’25: $18MQ4 ’25Q1 ’26: $25Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Magnus Financial Group LLC$1.4B AUM0.78%$10M365.6KQ1 2026
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.16%$5M179.7KQ1 2026
FLYNN ZITO CAPITAL MANAGEMENT, LLC$313M AUM1.29%$4M152.7KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M41.6KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$914,08635.2KQ2 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$873,85533.1KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$731,92627.7KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$728,38427.6KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$517,17019.6KQ1 2026
NAPLES GLOBAL ADVISORS, LLC$1.4B AUM0.03%$428,16616.2KQ1 2026
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$411,74315.4KQ4 2025OLDER
Platform Technology Partners$519M AUM0.08%$394,92414.9KQ1 2026
Emergent Wealth Advisors, LLC$169M AUM0.18%$304,63611.5KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$266,00010.1KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$261,9749.9KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$237,5799.0KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$235,1308.8KQ4 2025OLDER
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.01%$203,5127.7KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$180,6496.8KQ4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$33,1701.3KQ1 2026
Smithfield Trust Co$2.3B AUM0.00%$14,000550Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$9,906375Q1 2026
UBS Group AG$666.3B AUM0.00%$9,858373Q1 2026
OGOREK ANTHONY JOSEPH /NY/ /ADV$365M AUM0.00%$4,000177Q1 2026
MORGAN STANLEY$1.66T AUM0.00%$281Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.