SEC 13F Intelligence

FKUFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J224 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FKU) has 28 institutional holders in Filings Flow’s 13F database, together reporting 713.4K shares worth $36M as of Q1 2026. The largest reported holders are &Partners, Rathbones Group PLC, and Citadel Advisors LLC.

Institutional Holders
28
Q1 2026
Reported Value
$36M
Ticker
FKU
Quarters Tracked
29

Ownership Trend

Institutional holders
Q1 ’19: 9Q1 ’19Q2 ’19: 8Q3 ’19: 6Q4 ’19: 10Q1 ’20: 7Q1 ’20Q2 ’20: 7Q3 ’20: 6Q4 ’20: 9Q1 ’21: 14Q1 ’21Q2 ’21: 15Q3 ’21: 19Q4 ’21: 22Q1 ’22: 22Q1 ’22Q2 ’22: 23Q3 ’22: 20Q4 ’22: 22Q1 ’23: 17Q1 ’23Q2 ’23: 17Q3 ’23: 18Q4 ’23: 16Q1 ’24: 16Q1 ’24Q2 ’24: 19Q3 ’24: 18Q4 ’24: 21Q1 ’25: 21Q1 ’25Q2 ’25: 25Q3 ’25: 24Q4 ’25: 28Q1 ’26: 28Q1 ’26filingsflow.com
Total reported value
Q1 ’19: $5MQ1 ’19Q2 ’19: $3MQ3 ’19: $3MQ4 ’19: $6MQ1 ’20: $3MQ1 ’20Q2 ’20: $4MQ3 ’20: $4MQ4 ’20: $7MQ1 ’21: $8MQ1 ’21Q2 ’21: $7MQ3 ’21: $8MQ4 ’21: $17MQ1 ’22: $20MQ1 ’22Q2 ’22: $16MQ3 ’22: $12MQ4 ’22: $15MQ1 ’23: $15MQ1 ’23Q2 ’23: $12MQ3 ’23: $13MQ4 ’23: $12MQ1 ’24: $10MQ1 ’24Q2 ’24: $15MQ3 ’24: $11MQ4 ’24: $14MQ1 ’25: $15MQ1 ’25Q2 ’25: $22MQ3 ’25: $22MQ4 ’25: $34MQ1 ’26: $36MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
&PARTNERS$20.2B AUM0.04%$7M148.4KQ1 2026
Rathbones Group PLC$48.4B AUM0.01%$5M90.7KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M85.5KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.05%$4M75.6KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M62.2KQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$2M38.2KQ1 2026
Corient Private Wealth LLC$69.9B AUM0.00%$2M32.4KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.04%$1M23.0KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M21.5KQ1 2026
Quantinno Capital Management LP$59.9B AUM0.00%$1M20.8KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$974,59619.4KQ1 2026
Private Advisory Group LLC$1.5B AUM0.06%$851,26016.9KQ1 2026
London & Capital Asset Management Ltd$9.2B AUM0.01%$776,72615.4KQ1 2026
PGIM Custom Harvest LLC$6.4B AUM0.01%$745,95514.8KQ1 2026
Dunhill Financial, LLC$424M AUM0.17%$730,16514.5KQ1 2026
Transamerica Financial Advisors, LLC$1.2B AUM0.06%$685,89213.6KQ1 2026
COTTONWOOD CAPITAL ADVISORS, LLC$142M AUM0.42%$593,67711.8KQ1 2026
Genesee Capital Advisors, LLC$239M AUM0.25%$593,15811.8KQ1 2026
Waverton Investment Management Ltd$0 AUM0.01%$555,10911.5KQ3 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$415,8268.2KQ4 2025OLDER
Walkner Condon Financial Advisors LLC$759M AUM0.04%$273,3125.4KQ1 2026
StoneX Group Inc.$1.9B AUM0.01%$271,3935.3KQ4 2025OLDER
Williams Jones Wealth Management, LLC.$8.1B AUM0.00%$251,8005.0KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$217,1414.3KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$162,6613.2KQ1 2026
Evelyn Partners Investment Management Services Ltd$850M AUM0.01%$101,9202.0KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$37,116737Q1 2026
UBS Group AG$666.3B AUM0.00%$30,468605Q1 2026
Annis Gardner Whiting Capital Advisors, LLC$625M AUM0.00%$18,836374Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$9,921204Q1 2026
COMERICA BANK$25.1B AUM0.00%$6,313124Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$6,245124Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$55411Q1 2026
Darwin Wealth Management, LLC$321M AUM0.00%$1523Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$902Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.