SEC 13F Intelligence

FGMFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J190 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FGM) has 27 institutional holders in Filings Flow’s 13F database, together reporting 555.5K shares worth $33M as of Q1 2026. The largest reported holders are &Partners, Arlington Capital Management, Inc., and Advisory Services Network, LLC.

Institutional Holders
27
Q1 2026
Reported Value
$33M
Ticker
FGM
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 28Q2 ’19Q3 ’19: 24Q4 ’19: 25Q1 ’20: 17Q2 ’20: 15Q2 ’20Q3 ’20: 15Q4 ’20: 16Q1 ’21: 16Q2 ’21: 20Q2 ’21Q3 ’21: 19Q4 ’21: 22Q1 ’22: 19Q2 ’22: 18Q2 ’22Q3 ’22: 19Q4 ’22: 20Q1 ’23: 14Q2 ’23: 15Q2 ’23Q3 ’23: 14Q4 ’23: 14Q1 ’24: 11Q2 ’24: 10Q2 ’24Q3 ’24: 10Q4 ’24: 11Q1 ’25: 15Q2 ’25: 19Q2 ’25Q3 ’25: 20Q4 ’25: 25Q1 ’26: 27filingsflow.com
Total reported value
Q2 ’19: $20MQ2 ’19Q3 ’19: $12MQ4 ’19: $17MQ1 ’20: $8MQ2 ’20: $9MQ2 ’20Q3 ’20: $14MQ4 ’20: $13MQ1 ’21: $13MQ2 ’21: $23MQ2 ’21Q3 ’21: $16MQ4 ’21: $23MQ1 ’22: $13MQ2 ’22: $8MQ2 ’22Q3 ’22: $9MQ4 ’22: $10MQ1 ’23: $8MQ2 ’23: $28MQ2 ’23Q3 ’23: $14MQ4 ’23: $10MQ1 ’24: $9MQ2 ’24: $6MQ2 ’24Q3 ’24: $7MQ4 ’24: $5MQ1 ’25: $9MQ2 ’25: $17MQ2 ’25Q3 ’25: $20MQ4 ’25: $27MQ1 ’26: $33Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Arlington Capital Management, Inc.$177M AUM2.83%$5M83.7KQ1 2026
COTTONWOOD CAPITAL ADVISORS, LLC$142M AUM0.85%$1M20.0KQ1 2026
Genesee Capital Advisors, LLC$239M AUM0.23%$548,3249.1KQ1 2026
Bright Futures Wealth Management, LLC.$146M AUM0.15%$203,6723.3KQ4 2025OLDER
GTS SECURITIES LLC$2.8B AUM0.10%$3M47.7KQ1 2026
Transamerica Financial Advisors, LLC$1.2B AUM0.06%$686,29311.4KQ1 2026
Private Advisory Group LLC$1.5B AUM0.05%$794,03713.2KQ1 2026
Financial Advocates Investment Management$178M AUM0.05%$613,25410.9KQ2 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.05%$4M58.7KQ1 2026
&PARTNERS$20.2B AUM0.04%$7M118.9KQ1 2026
MEITAV INVESTMENT HOUSE LTD$9.1B AUM0.03%$3M52.0KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.01%$3M54.5KQ4 2025OLDER
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$441,0007.3KQ1 2026
StoneX Group Inc.$1.9B AUM0.01%$305,2574.9KQ4 2025OLDER
Golden State Wealth Management, LLC$915M AUM0.01%$63,6561.1KQ1 2026
Annis Gardner Whiting Capital Advisors, LLC$625M AUM0.00%$18,966316Q1 2026
Waverly Advisors, LLC$13.4B AUM0.00%$207,4223.5KQ1 2026
IFP Advisors, Inc$4.8B AUM0.00%$36,131602Q1 2026
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$12,011200Q1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M55.5KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$345,6175.8KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$279,8124.7KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$911,79215.2KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$182,8893.2KQ2 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M29.7KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$19,534319Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5,881100Q3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$627,72710.5KQ1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$3,11753Q3 2025OLDER
Darwin Wealth Management, LLC$321M AUM0.00%$1242Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$356,8405.7KQ1 2026
ASSETMARK, INC$49.0B AUM0.00%$1,56026Q1 2026
UBS Group AG$666.3B AUM0.00%$6,782113Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$12,217211Q1 2026
FMR LLC$1.90T AUM0.00%$7,438124Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.