SEC 13F Intelligence

EQLALPS ETF TR

CUSIP 00162Q205 · Yahoo Finance ↗ · Google Finance ↗

Alps Etf Tr (EQL) has 64 institutional holders in Filings Flow’s 13F database, together reporting 6.65M shares worth $316M as of Q1 2026. The largest reported holders are Bank Of America Corp /De/, Ameriprise Financial Inc, and Raymond James Financial Inc.

Institutional Holders
64
Q1 2026
Reported Value
$316M
Ticker
EQL
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 21Q2 ’19Q3 ’19: 19Q4 ’19: 26Q1 ’20: 20Q2 ’20: 22Q2 ’20Q3 ’20: 19Q4 ’20: 22Q1 ’21: 28Q2 ’21: 27Q2 ’21Q3 ’21: 27Q4 ’21: 27Q1 ’22: 29Q2 ’22: 28Q2 ’22Q3 ’22: 29Q4 ’22: 35Q1 ’23: 44Q2 ’23: 38Q2 ’23Q3 ’23: 38Q4 ’23: 39Q1 ’24: 39Q2 ’24: 41Q2 ’24Q3 ’24: 46Q4 ’24: 51Q1 ’25: 54Q2 ’25: 57Q2 ’25Q3 ’25: 61Q4 ’25: 65Q1 ’26: 64filingsflow.com
Total reported value
Q2 ’19: $26MQ2 ’19Q3 ’19: $21MQ4 ’19: $23MQ1 ’20: $17MQ2 ’20: $21MQ2 ’20Q3 ’20: $23MQ4 ’20: $31MQ1 ’21: $32MQ2 ’21: $37MQ2 ’21Q3 ’21: $33MQ4 ’21: $39MQ1 ’22: $38MQ2 ’22: $36MQ2 ’22Q3 ’22: $35MQ4 ’22: $75MQ1 ’23: $127MQ2 ’23: $98MQ2 ’23Q3 ’23: $87MQ4 ’23: $97MQ1 ’24: $68MQ2 ’24: $76MQ2 ’24Q3 ’24: $88MQ4 ’24: $102MQ1 ’25: $171MQ2 ’25: $259MQ2 ’25Q3 ’25: $240MQ4 ’25: $289MQ1 ’26: $316Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
PERRYMAN FINANCIAL ADVISORY INC /AD$667M AUM0.96%$6M134.8KQ1 2026
PUREfi Wealth, LLC$153M AUM0.55%$841,41217.7KQ1 2026
Summit Financial Wealth Advisors, LLC$705M AUM0.48%$3M70.8KQ1 2026
Maltin Wealth Management, Inc.$262M AUM0.38%$990,09520.8KQ1 2026
DELTA CAPITAL MANAGEMENT LLC$182M AUM0.21%$385,0008.1KQ1 2026
BostonPremier Wealth LLC$194M AUM0.16%$314,4256.6KQ1 2026
Intrepid Financial Planning Group LLC$248M AUM0.16%$397,9968.4KQ1 2026
PRIVATE CLIENT SERVICES, LLC$381M AUM0.15%$514,26610.8KQ1 2026
Gateway Wealth Partners, LLC$2.6B AUM0.15%$4M82.8KQ1 2026
ORG Partners LLC$568M AUM0.11%$640,21413.8KQ4 2025OLDER
SMITH, MOORE & CO.$1.4B AUM0.10%$1M27.9KQ1 2026
1900 WEALTH MANAGEMENT LLC$1.6B AUM0.09%$1M28.2KQ1 2026
Mountain Capital Investment Advisors Inc.$674M AUM0.07%$453,7529.5KQ4 2025OLDER
GUIDANCE CAPITAL, INC$446M AUM0.07%$316,4026.3KQ1 2026
Ascentis Independent Advisors$1.3B AUM0.05%$626,98313.2KQ1 2026
CreativeOne Wealth, LLC$4.3B AUM0.03%$1M25.3KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.03%$772,89816.3KQ1 2026
Stratos Wealth Partners, LTD.$8.8B AUM0.03%$2M48.0KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.03%$814,00017.1KQ1 2026
Van Cleef Asset Management,Inc$929M AUM0.02%$222,6244.8KQ4 2025OLDER
Virtu Financial LLC$2.4B AUM0.01%$350,0007.4KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$47M986.0KQ1 2026
Sowell Financial Services LLC$2.7B AUM0.01%$389,2428.2KQ1 2026
Darwin Wealth Management, LLC$321M AUM0.01%$40,205321Q2 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.01%$48M1.01MQ1 2026
CWM, LLC$38.1B AUM0.01%$4M83.4KQ1 2026
Savvy Advisors, Inc.$3.7B AUM0.01%$368,5907.8KQ1 2026
Hopwood Financial Services, Inc.$148M AUM0.01%$13,809300Q3 2025OLDER
Cetera Investment Advisers$94.0B AUM0.01%$8M174.0KQ1 2026
Crewe Advisors LLC$1.2B AUM0.01%$82,8541.8KQ3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$4M93.8KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.01%$79M1.67MQ1 2026
RITHOLTZ WEALTH MANAGEMENT$5.8B AUM0.00%$276,5145.8KQ1 2026
Provenance Wealth Advisors, LLC$945M AUM0.00%$42,804900Q1 2026
SOA Wealth Advisors, LLC.$530M AUM0.00%$22,401471Q1 2026
LPL Financial LLC$376.6B AUM0.00%$15M323.3KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M22.2KQ1 2026
BOK Financial Private Wealth, Inc.$1.7B AUM0.00%$57,0721.2KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$17M361.8KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M42.7KQ1 2026
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$591,83712.4KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$519,25210.9KQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$38M801.2KQ1 2026
Smartleaf Asset Management LLC$2.8B AUM0.00%$61,1031.3KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$454,3739.6KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M45.9KQ1 2026
Gotham Asset Management, LLC$32.7B AUM0.00%$642,82113.5KQ1 2026
HB Wealth Management, LLC$15.5B AUM0.00%$300,6826.5KQ4 2025OLDER
Atlantic Edge Private Wealth Management, LLC$407M AUM0.00%$7,420156Q1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$724,00015.2KQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.00%$241,9185.2KQ1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$2M52.0KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$550,00011.6KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2M45.8KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$170,4033.7KQ3 2025OLDER
UBS Group AG$666.3B AUM0.00%$6M119.6KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$79,4791.7KQ4 2025OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$149,1383.2KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M59.1KQ1 2026
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$132,5972.8KQ1 2026
MAI Capital Management$17.7B AUM0.00%$84,3241.8KQ1 2026
Blue Trust, Inc.$8.7B AUM0.00%$38,005867Q2 2025OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$310,3306.5KQ1 2026
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$38,761815Q1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$178,9213.8KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M23.3KQ1 2026
COMERICA BANK$25.1B AUM0.00%$73,7441.6KQ4 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$5,817133Q2 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$11,398246Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M24.2KQ3 2025OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$87,7511.8KQ1 2026
Parallel Advisors, LLC$5.6B AUM0.00%$4,28090Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$551,03011.6KQ1 2026
ASSETMARK, INC$49.0B AUM0.00%$17,538400Q2 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$228,8594.8KQ1 2026
NORTHERN TRUST CORP$756.6B AUM0.00%$248,3585.2KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$5,758121Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$174,9943.7KQ1 2026
FMR LLC$1.90T AUM0.00%$162,5993.4KQ1 2026
TOTAL INVESTMENT MANAGEMENT INC$858M AUM0.00%$80Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.