SEC 13F Intelligence

BUSA2023 ETF SERIES TRUST

CUSIP 900934308 · Yahoo Finance ↗ · Google Finance ↗

2023 Etf Series Trust (BUSA) has 24 institutional holders in Filings Flow’s 13F database, together reporting 1.09M shares worth $40M as of Q1 2026. The largest reported holders are A&I Financial Services, LLC, Brooklyn Investment Group, and Stifel Financial Corp.

Institutional Holders
24
Q1 2026
Reported Value
$40M
Ticker
BUSA
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’23: 3Q4 ’23Q1 ’24: 3Q2 ’24: 4Q2 ’24Q3 ’24: 6Q4 ’24: 8Q4 ’24Q1 ’25: 10Q2 ’25: 11Q2 ’25Q3 ’25: 15Q4 ’25: 17Q4 ’25Q1 ’26: 24filingsflow.com
Total reported value
Q4 ’23: $47MQ4 ’23Q1 ’24: $106MQ2 ’24: $140MQ2 ’24Q3 ’24: $177MQ4 ’24: $204MQ4 ’24Q1 ’25: $25MQ2 ’25: $23MQ2 ’25Q3 ’25: $22MQ4 ’25: $32MQ4 ’25Q1 ’26: $40Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
A&I FINANCIAL SERVICES, LLC$230M AUM7.79%$16M444.2KQ1 2026
Brooklyn Investment Group$3.2B AUM0.24%$8M206.1KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M97.0KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M91.4KQ1 2026
NKCFO LLC$337M AUM0.90%$3M82.1KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$2M62.5KQ2 2025OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.10%$1M33.0KQ1 2026
Live Oak Private Wealth LLC$717M AUM0.15%$1M29.8KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$871,23023.5KQ1 2026
Waverly Advisors, LLC$13.4B AUM0.01%$801,52021.7KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$587,35915.9KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$530,13314.3KQ1 2026
STEPH & CO$351M AUM0.08%$268,1677.3KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$259,3227.1KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$259,1037.0KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$247,9277.1KQ3 2025OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$243,4816.6KQ1 2026
B. Riley Wealth Advisors, Inc.$1.6B AUM0.02%$240,5346.6KQ1 2026
Dana Investment Advisors, Inc.$3.4B AUM0.01%$220,0845.9KQ1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$69,4122.0KQ3 2025OLDER
UBS Group AG$666.3B AUM0.00%$60,8241.6KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$58,7881.6KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$47,1631.3KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$29,436880Q2 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$25,025676Q1 2026
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$23,138625Q1 2026
SIGNATUREFD, LLC$6.5B AUM0.00%$19,467526Q1 2026
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$18,658504Q1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$16,474445Q1 2026
CWM, LLC$38.1B AUM0.00%$8,000226Q3 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$2,29562Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.