ACESALPS ETF TR
CUSIP 00162Q460 · Yahoo Finance ↗ · Google Finance ↗
Alps Etf Tr (ACES) has 51 institutional holders in Filings Flow’s 13F database, together reporting 2.01M shares worth $67M as of Q1 2026. The largest reported holders are Cibc Bancorp USA Inc., Goldman Sachs Group Inc, and Wealthfront Advisers LLC.
Institutional Holders
51
Q1 2026
Reported Value
$67M
Ticker
ACES
Quarters Tracked
13
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| WAYSTONE ADVISORS LLC$112M AUM | 0.51% | $570,641 | 17.0K | Q1 2026 |
| TigerOak Management, L.L.C.$317M AUM | 0.09% | $288,923 | 8.6K | Q1 2026 |
| GTS SECURITIES LLC$2.8B AUM | 0.06% | $2M | 58.7K | Q4 2025OLDER |
| CIBC Bancorp USA Inc.$74.4B AUM | 0.06% | $47M | 1.39M | Q1 2026 |
| Massar Capital Management, LP$934M AUM | 0.06% | $529,190 | 15.8K | Q1 2026 |
| LaSalle St. Investment Advisors, LLC$710M AUM | 0.03% | $211,717 | 6.3K | Q1 2026 |
| TRILLIUM ASSET MANAGEMENT, LLC$3.0B AUM | 0.01% | $285,000 | 8.5K | Q1 2026 |
| Blume Capital Management, Inc.$588M AUM | 0.01% | $47,910 | 1.5K | Q3 2025OLDER |
| Wealthfront Advisers LLC$45.6B AUM | 0.01% | $3M | 97.0K | Q1 2026 |
| Advisors Preferred, LLC$679M AUM | 0.01% | $38,743 | 1.1K | Q4 2025OLDER |
| Cooksen Wealth, LLC$138M AUM | 0.00% | $5,753 | 223 | Q2 2025OLDER |
| Godfrey Financial Associates, Inc.$117M AUM | 0.00% | $3,351 | 100 | Q1 2026 |
| PlanVest Financial, Inc$131M AUM | 0.00% | $3,362 | 100 | Q1 2026 |
| Focus Partners Wealth$89.9B AUM | 0.00% | $1M | 37.2K | Q1 2026 |
| Fourth Dimension Wealth, LLC$264M AUM | 0.00% | $3,351 | 100 | Q1 2026 |
| S&T BANK/PA$268M AUM | 0.00% | $3,870 | 150 | Q2 2025OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $1M | 35.7K | Q1 2026 |
| WOLFF WIESE MAGANA LLC$181M AUM | 0.00% | $1,240 | 37 | Q1 2026 |
| Belvedere Trading LLC$84.4B AUM | 0.00% | $556,266 | 16.6K | Q1 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $123,819 | 3.7K | Q1 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $11,351 | 350 | Q4 2025OLDER |
| ROTHSCHILD INVESTMENT LLC$1.9B AUM | 0.00% | $7,740 | 300 | Q2 2025OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $702,251 | 21.0K | Q1 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $3M | 104.3K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $32,439 | 964 | Q1 2026 |
| US BANCORP \DE\$82.4B AUM | 0.00% | $242,680 | 7.2K | Q1 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC.$773M AUM | 0.00% | $1,978 | 59 | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $60,961 | 1.9K | Q4 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $6,702 | 200 | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $211,891 | 6.3K | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $8,210 | 245 | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $676,819 | 20.2K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 40.7K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $970,584 | 29.0K | Q1 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $2M | 62.7K | Q1 2026 |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $294,438 | 9.1K | Q4 2025OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $3,567 | 110 | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 30.3K | Q1 2026 |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $1,259 | 37 | Q1 2026 |
| Financial Management Professionals, Inc.$1.1B AUM | 0.00% | $838 | 25 | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $463,499 | 13.8K | Q1 2026 |
| Allworth Financial LP$24.7B AUM | 0.00% | $19,369 | 578 | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $4,021 | 120 | Q1 2026 |
| EPG Wealth Management LLC$369M AUM | 0.00% | $228 | 7 | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $383,187 | 11.4K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $10,120 | 302 | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $3,351 | 100 | Q1 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $704,622 | 21.7K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $95,987 | 3.7K | Q2 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $6,484 | 200 | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $1,283 | 40 | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $15,005 | 447 | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $8,976 | 267 | Q1 2026 |
| Cassaday & Co Wealth Management LLC$4.7B AUM | 0.00% | $671 | 20 | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $3,367 | 131 | Q2 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $1,676 | 50 | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $50,000 | 1.5K | Q1 2026 |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $351 | 10 | Q1 2026 |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $648 | 20 | Q4 2025OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $2,781 | 83 | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $1,000 | 22 | Q3 2025OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $3,242 | 100 | Q4 2025OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $101 | 3 | Q1 2026 |
| FMR LLC$1.90T AUM | 0.00% | $5,670 | 169 | Q1 2026 |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $234 | 7 | Q1 2026 |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $59 | 1 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.