SEC 13F Intelligence

YUMA ENERGY INC NEW

CUSIP 98872F105

Yuma Energy Inc New has 2 institutional holders in Filings Flow’s 13F database, together reporting 173.5K shares worth $543,000 as of Q3 2019. The largest reported holders are Red Mountain Capital Partners LLC, Bain Capital Credit, LP, and Sanders Morris Harris LLC.

Institutional Holders
2
Q3 2019
Reported Value
$543,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 8Q4 ’18Q1 ’19: 10Q1 ’19Q2 ’19: 6Q2 ’19Q3 ’19: 2Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $1MQ4 ’18Q1 ’19: $598,000Q1 ’19Q2 ’19: $934,000Q2 ’19Q3 ’19: $543,000Q3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Bain Capital Credit, LP$303M AUM0.23%$325,0001.61MQ2 2019OLDER
SANDERS MORRIS HARRIS LLC$172M AUM0.02%$66,000325.0KQ2 2019OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$8,00039.2KQ2 2019OLDER
UBS Group AG$666.3B AUM0.00%$9,00045.8KQ2 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.