WESTERN ASSET MTG DEFINED OP
CUSIP 95790B109
Western Asset Mtg Defined Op has 43 institutional holders in Filings Flow’s 13F database, together reporting 2.40M shares worth $23M as of Q1 2026. The largest reported holders are Royal Bank Of Canada, Lpl Financial LLC, and Envestnet Asset Management Inc.
Institutional Holders
43
Q1 2026
Reported Value
$23M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc.$294M AUM | 0.42% | $1M | 114.9K | Q1 2026OLDER |
| Consolidated Portfolio Review Corp$1.1B AUM | 0.26% | $2M | 178.4K | Q3 2025OLDER |
| ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM | 0.25% | $595,389 | 53.7K | Q1 2026OLDER |
| Noble Wealth Management PBC$223M AUM | 0.19% | $426,654 | 39.8K | Q2 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM | 0.12% | $173,689 | 16.2K | Q2 2026 |
| Logan Stone Capital, LLC$360M AUM | 0.09% | $369,316 | 33.4K | Q4 2025OLDER |
| Aviance Capital Partners, LLC$854M AUM | 0.05% | $442,619 | 41.2K | Q1 2026OLDER |
| Venture Visionary Partners LLC$3.0B AUM | 0.04% | $1M | 125.0K | Q1 2026OLDER |
| SeaCrest Wealth Management, LLC$903M AUM | 0.03% | $277,250 | 25.9K | Q2 2026 |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.02% | $150,792 | 13.6K | Q4 2025OLDER |
| Osbon Capital Management LLC$123M AUM | 0.01% | $15,577 | 1.4K | Q1 2026OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.01% | $1M | 134.6K | Q1 2026OLDER |
| JOURNEY STRATEGIC WEALTH LLC$4.0B AUM | 0.01% | $310,138 | 28.9K | Q1 2026OLDER |
| Kilter Group LLC$232M AUM | 0.01% | $13,014 | 1.2K | Q4 2025OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.01% | $186,354 | 17.4K | Q2 2026 |
| Pacifica Partners Inc.$301M AUM | 0.00% | $11,810 | 1.0K | Q3 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $13,223 | 1.2K | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $1M | 134.4K | Q1 2026OLDER |
| CHOREO, LLC$8.1B AUM | 0.00% | $166,604 | 15.5K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $166,625 | 15.5K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $493,651 | 45.9K | Q2 2026 |
| Marex Group Ltd$15.8B AUM | 0.00% | $189,126 | 17.1K | Q4 2025OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $128,462 | 11.6K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 284.6K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 402.0K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $447,061 | 41.6K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $2M | 226.5K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $365,370 | 34.0K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $2M | 148.0K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $114,392 | 10.6K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $2M | 169.9K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $18,211 | 1.7K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $24,188 | 2.2K | Q4 2025OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $10,750 | 1.0K | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $60,200 | 5.6K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $3,152 | 285 | Q4 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $1,785 | 166 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $149,737 | 13.9K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $152,865 | 14.2K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $183,926 | 17.1K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $6,487 | 603 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $2,566 | 232 | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $2,494 | 232 | Q1 2026OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $3,408 | 317 | Q1 2026OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $3,397 | 316 | Q1 2026OLDER |
| CITIGROUP INC$234.5B AUM | 0.00% | $43 | 4 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $16 | 1 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.