SEC 13F Intelligence

2023 ETF SERIES TRUST

CUSIP 900934308

2023 Etf Series Trust has 25 institutional holders in Filings Flow’s 13F database, together reporting 6.68M shares worth $38M as of Q1 2026. The largest reported holders are A&I Financial Services, LLC, Brooklyn Investment Group, and Stifel Financial Corp.

Institutional Holders
25
Q1 2026
Reported Value
$38M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 18Q4 ’25Q1 ’26: 25Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $29MQ4 ’25Q1 ’26: $38MQ1 ’26Q2 ’26: $17MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
A&I FINANCIAL SERVICES, LLC$230M AUM7.61%$17M442.8KQ2 2026
Brooklyn Investment Group$3.2B AUM0.24%$8M206.1KQ1 2026OLDER
Live Oak Private Wealth LLC$717M AUM0.15%$1M29.8KQ1 2026OLDER
STEPH & CO$351M AUM0.08%$268,1677.3KQ4 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.02%$240,5346.6KQ1 2026OLDER
Dana Investment Advisors, Inc.$3.4B AUM0.01%$220,0845.9KQ1 2026OLDER
Waverly Advisors, LLC$13.4B AUM0.01%$801,52021.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M97.0KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$530,13314.3KQ1 2026OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.00%$27,371694Q2 2026
Sanctuary Advisors, LLC$18.5B AUM0.00%$243,4816.6KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$871,23023.5KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M91.4KQ1 2026OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$19,467526Q1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$2,29562Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$18,658504Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$16,474445Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$587,35915.9KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$247,9277.1KQ3 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$47,1631.3KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$259,3227.1KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$25,025676Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$259,1037.0KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$8226Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$60,8241.6KQ1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$23,138625Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$69,4122.0KQ3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$58,0411.6KQ1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.