SEC 13F Intelligence

TRUST FOR PROFESSIONAL MANAG

CUSIP 89834G729

Trust For Professional Manag has 53 institutional holders in Filings Flow’s 13F database, together reporting 57.29M shares worth $2.3B as of Q1 2026. The largest reported holders are Envestnet Asset Management Inc, Envestnet Portfolio Solutions, Inc., and Lpl Financial LLC.

Institutional Holders
53
Q1 2026
Reported Value
$2.3B
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 50Q4 ’25Q1 ’26: 53Q1 ’26Q2 ’26: 7Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $2.3BQ4 ’25Q1 ’26: $2.3BQ1 ’26Q2 ’26: $11MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
RESOLUTE WEALTH ADVISOR, INC.$176M AUM6.19%$11M271.2KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM5.53%$999M24.92MQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM1.06%$17M430.2KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.80%$55M1.37MQ1 2026OLDER
Financial Sense Advisors, Inc.$493M AUM0.31%$2M37.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.27%$1.0B25.38MQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.27%$9M190.4KQ2 2026
FSA WEALTH PARTNERS, INC.$210M AUM0.24%$504,00612.6KQ1 2026OLDER
FLAGSTAR SECURITIES, INC$331M AUM0.14%$464,69310.1KQ2 2026
Pioneer Family Office, LLC$156M AUM0.10%$162,1244.0KQ1 2026OLDER
Vivid Wealth Management, LLC$247M AUM0.10%$253,6116.2KQ3 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.10%$35M878.3KQ1 2026OLDER
&PARTNERS$20.2B AUM0.09%$18M448.7KQ1 2026OLDER
ABSOLUTE CAPITAL MANAGEMENT, LLC$301M AUM0.07%$210,5005.3KQ1 2026OLDER
World Investment Advisors$6.2B AUM0.06%$4M92.6KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.05%$175,0694.4KQ1 2026OLDER
Guidance Point Advisors, LLC$422M AUM0.05%$200,4744.8KQ4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.05%$5M121.5KQ1 2026OLDER
Spinnaker Investment Group, LLC$491M AUM0.04%$248,0206.0KQ4 2025OLDER
Sigma Planning Corp$3.6B AUM0.02%$861,45421.5KQ1 2026OLDER
COURIER CAPITAL LLC$1.8B AUM0.02%$427,49310.7KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.02%$16M402.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$79M1.96MQ1 2026OLDER
Signature Resources Capital Management, LLC$211M AUM0.02%$37,956947Q1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.02%$436,91210.9KQ2 2026
Cetera Investment Advisers$94.0B AUM0.01%$14M339.0KQ1 2026OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.01%$175,9763.8KQ2 2026
DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM0.01%$587,37213.4KQ1 2026OLDER
Wellington Grp LLC$300M AUM0.01%$29,044697Q1 2026OLDER
Modern Wealth Management, LLC$5.8B AUM0.01%$454,61511.3KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.01%$334,5598.2KQ3 2025OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.01%$90,9392.2KQ3 2025OLDER
Investors Research Corp$523M AUM0.01%$34,629864Q1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$96,6892.4KQ3 2025OLDER
QRG CAPITAL MANAGEMENT, INC.$9.7B AUM0.01%$606,13015.1KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.01%$326,7737.1KQ2 2026
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.01%$249,0976.2KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1M29.2KQ2 2026
MGO ONE SEVEN LLC$5.0B AUM0.00%$202,2045.0KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$538,59513.4KQ1 2026OLDER
Crews Bank & Trust$766M AUM0.00%$29,938648Q2 2026
Smartleaf Asset Management LLC$2.8B AUM0.00%$89,9212.1KQ4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$862,01221.5KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$553,90613.8KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$1M31.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$971,78024.2KQ1 2026OLDER
Signature Equity Partners, LLC$186M AUM0.00%$2,34458Q1 2026OLDER
ORG Partners LLC$568M AUM0.00%$6,000144Q4 2025OLDER
Pathstone Holdings, LLC$25.1B AUM0.00%$202,7254.9KQ4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$333,3858.3KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$26,733667Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$89,0182.2KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$5,891147Q1 2026OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.00%$645,32816.1KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$789,33619.7KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$153,2663.8KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$549,67413.5KQ3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$491,99811.8KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$217,7955.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$243,5266.1KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$392,54010.1KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$121,0003.0KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$91,5032.3KQ1 2026OLDER
FMR LLC$1.90T AUM0.00%$171,3174.2KQ3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.