SEC 13F Intelligence

TRUST FOR PROFESSIONAL MANAG

CUSIP 89834G570

Trust For Professional Manag has 17 institutional holders in Filings Flow’s 13F database, together reporting 914.9K shares worth $20M as of Q1 2026. The largest reported holders are Brookwood Investment Group LLC, Rothschild Investment LLC, and Dkm Wealth Management, Inc..

Institutional Holders
17
Q1 2026
Reported Value
$20M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q4 ’25: 15Q4 ’25Q1 ’26: 17Q1 ’26filingsflow.com
Total reported value
Q4 ’25: $15MQ4 ’25Q1 ’26: $20MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
DKM Wealth Management, Inc.$139M AUM3.33%$5M182.7KQ1 2026
BLUE JEAN FINANCIAL LLC$121M AUM2.07%$3M99.4KQ1 2026
WINEBRENNER CAPITAL MANAGEMENT LLC$156M AUM1.40%$2M86.4KQ1 2026
Brookwood Investment Group LLC$810M AUM1.12%$9M339.1KQ3 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.32%$6M243.9KQ1 2026
Chicago Wealth Management, Inc.$251M AUM0.29%$737,55029.1KQ1 2026
Acorn Wealth Advisors, LLC$343M AUM0.15%$526,94520.8KQ1 2026
Syntegra Private Wealth Group, LLC$1.1B AUM0.02%$208,2068.2KQ1 2026
Summit Financial, LLC$7.8B AUM0.00%$390,84015.4KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$934,86436.9KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$110,3804.4KQ1 2026
D.A. DAVIDSON & CO.$16.5B AUM0.00%$379,80015.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$210,5068.3KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$897,03735.4KQ1 2026
CWM, LLC$38.1B AUM0.00%$72,0102.8KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$415,00016.4KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$294,74411.6KQ2 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$288,59111.4KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$6,330250Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.