SEC 13F Intelligence

TRISTATE CAP HLDGS INC

CUSIP 89678F100

Tristate Cap Hldgs Inc has 2 institutional holders in Filings Flow’s 13F database, together reporting 75.0K shares worth $2M as of Q2 2022. The largest reported holders are Stone Point Capital LLC, Versor Investments LP, and Millennium Management LLC.

Institutional Holders
2
Q2 2022
Reported Value
$2M
Ticker
unmapped
private placement or foreign
Quarters Tracked
14

Ownership Trend

Institutional holders
Q1 ’19: 101Q1 ’19Q2 ’19: 97Q3 ’19: 96Q3 ’19Q4 ’19: 107Q1 ’20: 108Q1 ’20Q2 ’20: 110Q3 ’20: 106Q3 ’20Q4 ’20: 114Q1 ’21: 119Q1 ’21Q2 ’21: 109Q3 ’21: 113Q3 ’21Q4 ’21: 135Q1 ’22: 138Q1 ’22Q2 ’22: 2filingsflow.com
Total reported value
Q1 ’19: $247MQ1 ’19Q2 ’19: $251MQ3 ’19: $237MQ3 ’19Q4 ’19: $328MQ1 ’20: $127MQ1 ’20Q2 ’20: $232MQ3 ’20: $194MQ3 ’20Q4 ’20: $296MQ1 ’21: $379MQ1 ’21Q2 ’21: $345MQ3 ’21: $365MQ3 ’21Q4 ’21: $561MQ1 ’22: $590MQ1 ’22Q2 ’22: $2Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
STONE POINT CAPITAL LLC$22M AUM3.66%$92M2.77MQ1 2022OLDER
Versor Investments LP$41M AUM2.54%$68M2.05MQ1 2022OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.03%$47M1.42MQ1 2022OLDER
Magnetar Financial LLC$9.8B AUM0.29%$27M813.8KQ1 2022OLDER
Candriam S.C.A.$19.3B AUM0.14%$21M628.3KQ1 2022OLDER
Hood River Capital Management LLC$10.0B AUM0.63%$20M960.6KQ3 2021OLDER
Clearbridge Investments, LLC$114.9B AUM0.01%$18M850.1KQ3 2021OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$17M517.7KQ1 2022OLDER
LORD, ABBETT & CO. LLC$30.6B AUM0.04%$15M723.3KQ3 2021OLDER
Nuveen Asset Management, LLC$354.1B AUM0.00%$15M456.0KQ1 2022OLDER
SILVERCREST ASSET MANAGEMENT GROUP LLC$13.8B AUM0.09%$14M650.2KQ3 2021OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.04%$14M411.9KQ1 2022OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.01%$14M410.7KQ1 2022OLDER
NEXT CENTURY GROWTH INVESTORS LLC$1.4B AUM1.14%$13M420.1KQ4 2021OLDER
Verition Fund Management LLC$15.4B AUM0.14%$12M354.0KQ1 2022OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$11M321.9KQ1 2022OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.23%$10M292.7KQ1 2022OLDER
HEARTLAND ADVISORS INC$2.0B AUM0.53%$9M300.0KQ4 2021OLDER
Assenagon Asset Management S.A.$80.2B AUM0.03%$9M271.5KQ1 2022OLDER
Ergoteles LLC$68M AUM0.31%$8M250.1KQ1 2022OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.24%$8M247.5KQ1 2022OLDER
Crabel Capital Management, LLC$11M AUM2.51%$8M243.9KQ1 2022OLDER
Chicago Capital Management, LLC$121M AUM4.17%$7M220.1KQ1 2022OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$7M207.2KQ1 2022OLDER
Kellner Capital, LLC$56M AUM5.00%$7M202.1KQ1 2022OLDER
WEDGE CAPITAL MANAGEMENT L L P/NC$5.4B AUM0.09%$7M199.2KQ1 2022OLDER
IndexIQ Advisors LLC$2.8B AUM0.22%$6M185.7KQ1 2022OLDER
FULLER & THALER ASSET MANAGEMENT, INC.$29.7B AUM0.04%$6M183.9KQ1 2022OLDER
EAGLE ASSET MANAGEMENT INC$19.6B AUM0.03%$6M177.8KQ1 2022OLDER
DLD Asset Management, LP$1.1B AUM0.36%$6M173.7KQ1 2022OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.06%$6M172.7KQ1 2022OLDER
Elizabeth Park Capital Advisors, Ltd.$130M AUM1.97%$6M264.9KQ3 2021OLDER
NORGES BANK$0 AUM0.00%$5M160.0KQ1 2022OLDER
AQR Arbitrage LLC$6.1B AUM0.13%$5M151.9KQ1 2022OLDER
STEPHENS INC /AR/$8.0B AUM0.08%$5M151.5KQ1 2022OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$5M150.0KQ1 2022OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.05%$5M149.2KQ1 2022OLDER
Janus Henderson Group Ltd.$209.4B AUM0.00%$5M137.4KQ1 2022OLDER
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$32.4B AUM0.01%$5M213.3KQ3 2021OLDER
NBW CAPITAL LLC$464M AUM1.07%$4M135.1KQ1 2022OLDER
UBS Group AG$666.3B AUM0.00%$4M128.7KQ1 2022OLDER
Alberta Investment Management Corp$16.7B AUM0.02%$4M124.6KQ1 2022OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.08%$4M122.9KQ1 2022OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$4M115.8KQ1 2022OLDER
AMERICAN CENTURY COMPANIES INC$194.3B AUM0.00%$4M113.6KQ1 2022OLDER
Sagefield Capital LP$1.4B AUM1.64%$4M112.6KQ1 2022OLDER
HARVEST MANAGEMENT LLC$206M AUM3.20%$4M110.1KQ1 2022OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$4M109.1KQ1 2022OLDER
Walleye Capital LLC$24.0B AUM0.09%$3M102.9KQ1 2022OLDER
Brandywine Global Investment Management, LLC$14.9B AUM0.03%$3M161.0KQ3 2021OLDER
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.01%$3M99.9KQ1 2022OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$3M108.5KQ4 2021OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M95.1KQ1 2022OLDER
Qube Research & Technologies Ltd$89.9B AUM0.03%$3M94.8KQ1 2022OLDER
Olympiad Research LP$33M AUM0.94%$3M92.4KQ1 2022OLDER
ALGERT GLOBAL LLC$6.6B AUM0.18%$3M81.8KQ1 2022OLDER
BARCLAYS PLC$416.3B AUM0.00%$2M74.0KQ1 2022OLDER
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.02%$2M75.0KQ2 2022
Premier Fund Managers Ltd$1.4B AUM0.07%$2M74.2KQ4 2021OLDER
Swiss National Bank$173.8B AUM0.00%$2M66.6KQ1 2022OLDER
Schneider Downs Wealth Management Advisors, LP$907M AUM0.50%$2M59.4KQ1 2022OLDER
COMERICA BANK$25.1B AUM0.01%$2M57.0KQ1 2022OLDER
EMERALD MUTUAL FUND ADVISERS TRUST$2.1B AUM0.06%$2M88.1KQ3 2021OLDER
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$2M55.5KQ1 2022OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M53.9KQ1 2022OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$2M51.3KQ1 2022OLDER
NEXPOINT ASSET MANAGEMENT, L.P.$1.5B AUM0.21%$2M49.5KQ1 2022OLDER
BROWN ADVISORY INC$60.9B AUM0.00%$2M49.4KQ1 2022OLDER
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.21%$2M48.6KQ1 2022OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$2M50.8KQ4 2021OLDER
GLAZER CAPITAL, LLC$4.7B AUM0.04%$2M45.7KQ1 2022OLDER
TWO SIGMA ADVISERS, LP$0 AUM0.00%$2M45.6KQ1 2022OLDER
BCK CAPITAL MANAGEMENT LP$23M AUM0.89%$1M44.7KQ1 2022OLDER
Pacific Ridge Capital Partners, LLC$462M AUM0.26%$1M48.9KQ4 2021OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$1M43.2KQ1 2022OLDER
Invesco Ltd.$653.3B AUM0.00%$1M40.1KQ1 2022OLDER
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM0.00%$1M40.0KQ1 2022OLDER
First Trust Capital Management L.P.$1.9B AUM0.14%$1M39.9KQ1 2022OLDER
CANADA PENSION PLAN INVESTMENT BOARD$155.0B AUM0.00%$1M38.0KQ1 2022OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M37.4KQ1 2022OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$1M37.0KQ1 2022OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$1M36.5KQ1 2022OLDER
Curi Capital, LLC$5.6B AUM0.04%$1M36.4KQ1 2022OLDER
ALPHASIMPLEX GROUP, LLC$10M AUM4.25%$1M34.9KQ1 2022OLDER
CORNERCAP INVESTMENT COUNSEL INC$203M AUM0.13%$1M52.8KQ3 2021OLDER
Engineers Gate Manager LP$8.0B AUM0.04%$1M33.2KQ1 2022OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.01%$1M32.7KQ1 2022OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$1M32.5KQ1 2022OLDER
Rafferty Asset Management, LLC$24.6B AUM0.01%$1M32.0KQ1 2022OLDER
CSS LLC/IL$2.1B AUM0.04%$1M31.9KQ1 2022OLDER
WATER ISLAND CAPITAL LLC$896M AUM0.05%$1M31.4KQ1 2022OLDER
LOS ANGELES CAPITAL MANAGEMENT LLC$25.4B AUM0.00%$926,00027.9KQ1 2022OLDER
Jefferies Group LLC$12.0B AUM0.01%$830,75025.0KQ1 2022OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.02%$814,00024.5KQ1 2022OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$799,24824.1KQ1 2022OLDER
GSA CAPITAL PARTNERS LLP$1.6B AUM0.10%$783,00025.9KQ4 2021OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$782,00023.5KQ1 2022OLDER
Skylands Capital, LLC$763M AUM0.09%$776,00023.3KQ1 2022OLDER
CREDIT SUISSE AG/$104.5B AUM0.00%$760,00022.8KQ1 2022OLDER
ACADIAN ASSET MANAGEMENT LLC$70.5B AUM0.00%$741,00035.1KQ3 2021OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$713,00021.5KQ1 2022OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$677,00020.4KQ1 2022OLDER
S. MUOIO & CO. LLC$76M AUM0.78%$665,00020.0KQ1 2022OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$663,00034.2KQ3 2021OLDER
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.06%$639,00019.2KQ1 2022OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.01%$622,00018.7KQ1 2022OLDER
OCCUDO QUANTITATIVE STRATEGIES LP$1.8B AUM0.05%$617,00018.6KQ1 2022OLDER
Veritable, L.P.$0 AUM0.01%$609,00018.3KQ1 2022OLDER
First Eagle Investment Management, LLC$59.0B AUM0.00%$605,00020.0KQ4 2021OLDER
Mesirow Financial Investment Management, Inc.$6.2B AUM1.76%$597,00028.2KQ3 2021OLDER
HAP Trading, LLC$1.1B AUM0.02%$533,00016.0KQ1 2022OLDER
NJ State Employees Deferred Compensation Plan$0 AUM0.07%$532,00016.0KQ1 2022OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$511,87515.4KQ1 2022OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$502,00015.1KQ1 2022OLDER
Bill Few Associates, Inc.$470M AUM0.27%$498,00015.0KQ1 2022OLDER
Jump Financial, LLC$7.5B AUM0.02%$498,00015.0KQ1 2022OLDER
LPL Financial LLC$376.6B AUM0.00%$491,00023.2KQ3 2021OLDER
AMERICAN INTERNATIONAL GROUP, INC.$609M AUM0.00%$484,00014.6KQ1 2022OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$482,00014.5KQ1 2022OLDER
1492 Capital Management LLC$263M AUM0.21%$435,00014.4KQ4 2021OLDER
Oxbow Advisors, LLC$1.2B AUM0.04%$416,00019.7KQ3 2021OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$416,00013.7KQ4 2021OLDER
Walleye Trading LLC$60.0B AUM0.00%$415,00012.5KQ1 2022OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$410,05812.3KQ1 2022OLDER
Allianz Asset Management GmbH$95.4B AUM0.00%$410,00012.3KQ1 2022OLDER
Diametric Capital, LP$385M AUM0.23%$409,00012.3KQ1 2022OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$404,00013.4KQ1 2022OLDER
Janney Montgomery Scott LLC$40.4B AUM0.00%$399,00012.0KQ1 2022OLDER
WINTON GROUP Ltd$2.9B AUM0.02%$399,00018.9KQ3 2021OLDER
VOYA INVESTMENT MANAGEMENT LLC$96.1B AUM0.00%$385,00011.6KQ1 2022OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.00%$385,00011.6KQ1 2022OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$382,00011.5KQ1 2022OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$379,00012.5KQ4 2021OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$369,00011.1KQ1 2022OLDER
SG Americas Securities, LLC$92.9B AUM0.00%$361,00010.9KQ1 2022OLDER
TOWNSQUARE CAPITAL LLC$444M AUM0.01%$356,00016.8KQ3 2021OLDER
COLLECTIVE FAMILY OFFICE LLC$489M AUM0.13%$353,00010.6KQ1 2022OLDER
DARK FOREST CAPITAL MANAGEMENT LP$1.1B AUM0.08%$349,00010.5KQ1 2022OLDER
STALEY CAPITAL ADVISERS INC$2.4B AUM0.02%$332,00010.0KQ1 2022OLDER
SPHINX TRADING, LP$98M AUM0.33%$327,00010.8KQ4 2021OLDER
STATE OF WISCONSIN INVESTMENT BOARD$43.7B AUM0.00%$327,00010.8KQ4 2021OLDER
Legal & General Group Plc$432.4B AUM0.00%$326,0009.8KQ1 2022OLDER
BOENNING & SCATTERGOOD, INC.$622M AUM0.06%$317,00015.0KQ3 2021OLDER
HRT FINANCIAL LP$40.1B AUM0.00%$308,00014.6KQ3 2021OLDER
Virtu Financial LLC$2.4B AUM0.02%$307,0009.2KQ1 2022OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$270,2938.1KQ1 2022OLDER
BANC FUNDS CO LLC$537M AUM0.02%$267,0008.0KQ1 2022OLDER
SEI INVESTMENTS CO$108.4B AUM0.00%$262,00012.2KQ3 2021OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$260,0008.6KQ4 2021OLDER
Arizona State Retirement System$17.1B AUM0.00%$253,0007.6KQ1 2022OLDER
M&T BANK CORP$29.2B AUM0.00%$252,00012.0KQ3 2021OLDER
PenderFund Capital Management Ltd.$639M AUM0.06%$245,0005.9KQ1 2022OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$239,0007.2KQ1 2022OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.00%$237,0007.1KQ1 2022OLDER
ROTHSCHILD INVESTMENT LLC /IL$1.2B AUM0.02%$218,0007.2KQ4 2021OLDER
PERRITT CAPITAL MANAGEMENT INC$60M AUM0.09%$179,0005.9KQ4 2021OLDER
SHELL ASSET MANAGEMENT CO$996M AUM0.00%$168,0005.5KQ4 2021OLDER
Mint Tower Capital Management B.V.$1.1B AUM0.02%$151,0005.0KQ4 2021OLDER
Zurcher Kantonalbank (Zurich Cantonalbank)$46.0B AUM0.00%$142,0004.3KQ1 2022OLDER
AMALGAMATED BANK$13.1B AUM0.00%$116,0003.5KQ1 2022OLDER
Amalgamated Financial Corp.$12.6B AUM0.00%$116,0003.5KQ1 2022OLDER
Arlington Partners LLC$55M AUM0.03%$110,0003.3KQ1 2022OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$77,0002.3KQ1 2022OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$74,0003.5KQ3 2021OLDER
US BANCORP \DE\$82.4B AUM0.00%$66,0002.0KQ1 2022OLDER
METROPOLITAN LIFE INSURANCE CO/NY$328M AUM0.00%$63,8021.9KQ1 2022OLDER
Carroll Financial Associates, Inc.$1.9B AUM0.00%$63,0002.1KQ4 2021OLDER
CANADA LIFE ASSURANCE Co$55.8B AUM0.00%$56,0001.6KQ1 2022OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$56,0001.7KQ1 2022OLDER
Quantbot Technologies LP$2.4B AUM0.00%$45,0002.2KQ3 2021OLDER
JFS WEALTH ADVISORS, LLC$1.8B AUM0.00%$42,0001.3KQ1 2022OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$30,0001.4KQ3 2021OLDER
Sterling Investment Advisors, Ltd.$552M AUM0.01%$25,0001.2KQ3 2021OLDER
Aquatic Capital Management LLC$3.5B AUM0.05%$24,000800Q4 2021OLDER
Systematic Alpha Investments, LLC$2.8B AUM0.00%$18,000610Q3 2021OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$18,000532Q1 2022OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.00%$17,000523Q1 2022OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8,000250Q1 2022OLDER
Lindbrook Capital, LLC$1.1B AUM0.00%$4,000106Q1 2022OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$3,000103Q1 2022OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$2,00071Q1 2022OLDER
Blue Trust, Inc.$8.7B AUM0.00%$2,00046Q2 2022
AUA CAPITAL MANAGEMENT, LLC$196M AUM0.00%$1,00036Q3 2021OLDER
Zions Bancorporation, N.A.$1.6B AUM0.00%$1,00037Q1 2022OLDER
FEDERATED HERMES, INC.$61.5B AUM0.00%$1,00038Q3 2021OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q1 2022OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.