SEC 13F Intelligence

BLACKROCK TCP CAPITAL CORP

CUSIP 87238QAD5

Blackrock Tcp Capital Corp has 41 institutional holders in Filings Flow’s 13F database, together reporting 104.06M shares worth $2.0B as of Q4 2021. The largest reported holders are Laffer Tengler Investments, Inc., Brown Brothers Harriman & Co, and Rivernorth Capital Management, LLC.

Institutional Holders
41
Q4 2021
Reported Value
$2.0B
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 17Q4 ’18Q1 ’19: 20Q1 ’19Q2 ’19: 27Q2 ’19Q3 ’19: 30Q3 ’19Q2 ’21: 41Q2 ’21Q4 ’21: 41Q4 ’21filingsflow.com
Total reported value
Q4 ’18: $112MQ4 ’18Q1 ’19: $112MQ1 ’19Q2 ’19: $2.8BQ2 ’19Q3 ’19: $2.8BQ3 ’19Q2 ’21: $1.9BQ2 ’21Q4 ’21: $2.0BQ4 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
BROWN BROTHERS HARRIMAN & CO$18.6B AUM10.67%$1.9B18.91MQ4 2021
INCOME RESEARCH & MANAGEMENT$169M AUM1.54%$4M3.85MQ4 2021
LAFFER TENGLER INVESTMENTS, INC.$677M AUM1.12%$3.0B2.87MQ1 2021OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM1.00%$25M24.56MQ4 2021
Radcliffe Capital Management, L.P.$1.3B AUM0.63%$24M24.04MQ4 2021
OAKTREE CAPITAL MANAGEMENT LP$6.6B AUM0.12%$11M11.25MQ4 2021
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$19.6B AUM0.06%$5M5.34MQ4 2021
TERRIL BROTHERS, INC.$366M AUM0.05%$230,000230.0KQ4 2021
JAG CAPITAL MANAGEMENT, LLC$889M AUM0.03%$389,000380.0KQ1 2021OLDER
Aspire Capital Advisors LLC$444M AUM0.03%$10,00010.0KQ4 2021
Wealthstar Advisors, LLC$213M AUM0.03%$93,00093.0KQ4 2021
Carnegie Investment Counsel$5.1B AUM0.03%$779,000775.0KQ4 2021
Clearview Wealth Advisors LLC$158M AUM0.02%$40,00040.0KQ4 2021
BEAM WEALTH ADVISORS, INC.$402M AUM0.02%$26,00026.0KQ3 2021OLDER
PFG Private Wealth Management, LLC$236M AUM0.02%$39,00039.0KQ4 2021
Andrew Hill Investment Advisors, Inc.$112M AUM0.02%$20,00020.0KQ4 2021
ADVENT CAPITAL MANAGEMENT /DE/$3.6B AUM0.02%$958,000937.0KQ2 2021OLDER
HANCOCK WHITNEY INVESTMENT SERVICES INC.$157M AUM0.02%$100,000100.0KQ4 2021
Sculati Wealth Management, LLC$271M AUM0.02%$35,00035.0KQ4 2021
Apeiron RIA LLC$431M AUM0.01%$25,00025.0KQ4 2021
Divergent Wealth Advisors$547M AUM0.01%$49,00049.0KQ4 2021
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.01%$7M7.39MQ4 2021
PALISADE CAPITAL MANAGEMENT, LP$3.0B AUM0.01%$328,000324.0KQ4 2021
Advisory Services Network, LLC$7.5B AUM0.01%$176,000175.0KQ4 2021
OneDigital Investment Advisors LLC$10.2B AUM0.00%$118,000117.0KQ4 2021
Russell Investments Group, Ltd.$93.1B AUM0.00%$3M2.54MQ4 2021
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$227,000226.0KQ4 2021
BRASADA CAPITAL MANAGEMENT, LP$545M AUM0.00%$18,00018.0KQ4 2021
Checchi Capital Advisers, LLC$2.0B AUM0.00%$15,00015.0KQ4 2021
Barber Financial Group, Inc.$567M AUM0.00%$10,00010.0KQ4 2021
LINCOLN NATIONAL CORP$3.5B AUM0.00%$40,00040.0KQ4 2021
Strategic Blueprint, LLC$1.7B AUM0.00%$5,0005.0KQ2 2021OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$26,00025.0KQ1 2021OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$247,000247.0KQ4 2021
Cetera Investment Advisers$94.0B AUM0.00%$31,00031.0KQ4 2021
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$251,000250.0KQ4 2021
REGIONS FINANCIAL CORP$15.4B AUM0.00%$23,00023.0KQ4 2021
BARCLAYS PLC$416.3B AUM0.00%$776,000774.0KQ4 2021
HighTower Advisors, LLC$94.2B AUM0.00%$60,00060.0KQ4 2021
STIFEL FINANCIAL CORP$108.8B AUM0.00%$85,00085.3KQ4 2021
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$15,00015.0KQ4 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$37,00037.0KQ4 2021
LPL Financial LLC$376.6B AUM0.00%$30,00030.0KQ4 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.