SURFACE ONCOLOGY INC
CUSIP 86877M209
Surface Oncology Inc has 52 institutional holders in Filings Flow’s 13F database, together reporting 16.09M shares worth $14M as of Q2 2023. The largest reported holders are Armistice Capital, LLC, Atlas Venture Associates Ix, LLC, and Ecor1 Capital, LLC.
Institutional Holders
52
Q2 2023
Reported Value
$14M
Ticker
unmapped
private placement or foreign
Quarters Tracked
21
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC$5.6B AUM | 0.06% | $4M | 4.89M | Q2 2023 |
| Atlas Venture Associates IX, LLC$12M AUM | 14.02% | $3M | 2.95M | Q2 2023 |
| EcoR1 Capital, LLC$2.4B AUM | 0.07% | $2M | 3.08M | Q1 2023OLDER |
| ARK Investment Management LLC$12.9B AUM | 0.01% | $1M | 1.41M | Q2 2023 |
| DAFNA Capital Management LLC$440M AUM | 0.26% | $956,560 | 1.10M | Q2 2023 |
| TANG CAPITAL MANAGEMENT LLC$2.0B AUM | 0.14% | $908,440 | 1.30M | Q1 2023OLDER |
| ACADIAN ASSET MANAGEMENT LLC$70.5B AUM | 0.00% | $754,000 | 868.6K | Q2 2023 |
| Sumitomo Mitsui Trust Group, Inc.$154.5B AUM | 0.00% | $698,119 | 999.0K | Q1 2023OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.18% | $683,400 | 785.9K | Q2 2023 |
| Amova Asset Management Americas, Inc.$7.1B AUM | 0.01% | $649,367 | 999.0K | Q1 2023OLDER |
| GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM | 0.00% | $580,386 | 667.4K | Q2 2023 |
| Laurion Capital Management LP$2.3B AUM | 0.00% | $578,632 | 665.4K | Q2 2023 |
| RENAISSANCE TECHNOLOGIES LLC$63.9B AUM | 0.00% | $493,000 | 567.4K | Q2 2023 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $327,624 | 376.8K | Q2 2023 |
| MACQUARIE GROUP LTD$16.8B AUM | 0.00% | $304,000 | 350.0K | Q2 2023 |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $293,000 | 419.5K | Q1 2023OLDER |
| Black Maple Capital Management LP$179M AUM | 0.14% | $231,954 | 266.7K | Q2 2023 |
| ACT CAPITAL MANAGEMENT, LLC$127M AUM | 0.24% | $177,000 | 170.5K | Q3 2022OLDER |
| GSA CAPITAL PARTNERS LLP$1.6B AUM | 0.02% | $161,000 | 230.3K | Q1 2023OLDER |
| Kingsbury Capital Investment Advisors LLC$66M AUM | 0.23% | $150,000 | 144.2K | Q3 2022OLDER |
| Knights of Columbus Asset Advisors LLC$1.8B AUM | 0.01% | $137,196 | 157.8K | Q2 2023 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM | 0.00% | $115,222 | 132.5K | Q2 2023 |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $115,129 | 132.4K | Q2 2023 |
| Connor, Clark & Lunn Investment Management Ltd.$43.4B AUM | 0.00% | $102,000 | 98.1K | Q3 2022OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $90,961 | 110.9K | Q4 2022OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $85,569 | 122.5K | Q1 2023OLDER |
| CORNERCAP INVESTMENT COUNSEL INC$203M AUM | 0.01% | $79,117 | 113.2K | Q1 2023OLDER |
| NORTHERN TRUST CORP$756.6B AUM | 0.00% | $75,502 | 86.8K | Q2 2023 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.01% | $56,415 | 64.9K | Q2 2023 |
| CSS LLC/IL$2.1B AUM | 0.00% | $53,864 | 61.9K | Q2 2023 |
| FRANKLIN RESOURCES INC$408.3B AUM | 0.00% | $49,880 | 57.4K | Q2 2023 |
| Arete Wealth Advisors, LLC$1.3B AUM | 0.00% | $47,000 | 54.5K | Q2 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $45,349 | 52.1K | Q2 2023 |
| Ergoteles LLC$68M AUM | 0.00% | $42,832 | 52.2K | Q4 2022OLDER |
| Forefront Analytics, LLC$110M AUM | 0.02% | $42,737 | 61.2K | Q1 2023OLDER |
| EAGLE ROCK INVESTMENT COMPANY, LLC$808M AUM | 0.01% | $40,236 | 42.0K | Q2 2023 |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.00% | $39,132 | 45.0K | Q2 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM | 0.00% | $38,889 | 44.7K | Q2 2023 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $35,697 | 51.1K | Q1 2023OLDER |
| EQUITEC PROPRIETARY MARKETS, LLC$187M AUM | 0.01% | $34,956 | 40.2K | Q2 2023 |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $33,320 | 38.3K | Q2 2023 |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $32,000 | 30.3K | Q3 2022OLDER |
| Man Group plc$55.1B AUM | 0.00% | $31,868 | 38.9K | Q4 2022OLDER |
| CREDIT SUISSE AG/$104.5B AUM | 0.00% | $27,952 | 40.0K | Q1 2023OLDER |
| PRUDENTIAL FINANCIAL INC$81.2B AUM | 0.00% | $27,253 | 39.0K | Q1 2023OLDER |
| XTX Topco Ltd$5.8B AUM | 0.01% | $26,466 | 37.9K | Q1 2023OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.00% | $23,981 | 27.6K | Q2 2023 |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $23,016 | 26.5K | Q2 2023 |
| TWO SIGMA ADVISERS, LP$0 AUM | 0.00% | $22,523 | 25.9K | Q2 2023 |
| BARCLAYS PLC$416.3B AUM | 0.00% | $20,441 | 29.3K | Q1 2023OLDER |
| Ground Swell Capital, LLC$51M AUM | 0.02% | $17,662 | 20.3K | Q2 2023 |
| COMMERCE BANK$20.7B AUM | 0.00% | $17,392 | 20.0K | Q2 2023 |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $17,000 | 20.3K | Q2 2023 |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $16,000 | 15.7K | Q3 2022OLDER |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $16,000 | 20.0K | Q4 2022OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $15,065 | 17.3K | Q2 2023 |
| Formidable Asset Management, LLC$648M AUM | 0.00% | $13,000 | 15.2K | Q2 2023 |
| LMR Partners LLP$45.4B AUM | 0.00% | $13,000 | 12.6K | Q3 2022OLDER |
| StoneX Group Inc.$1.9B AUM | 0.00% | $11,969 | 14.6K | Q4 2022OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $11,000 | 10.6K | Q3 2022OLDER |
| Virtu Financial LLC$2.4B AUM | 0.00% | $11,000 | 12.2K | Q2 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $11,000 | 13.2K | Q2 2023 |
| Platform Technology Partners$519M AUM | 0.01% | $10,890 | 11.0K | Q2 2023 |
| RIA Advisory Group LLC$421M AUM | 0.00% | $10,435 | 12.0K | Q2 2023 |
| Ipswich Investment Management Co., Inc.$426M AUM | 0.00% | $10,000 | 10.0K | Q3 2022OLDER |
| Belvedere Trading LLC$84.4B AUM | 0.00% | $9,308 | 11.4K | Q4 2022OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $9,104 | 10.4K | Q2 2023 |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $9,020 | 11.0K | Q4 2022OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $7,500 | 10.7K | Q1 2023OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $5,981 | 6.9K | Q2 2023 |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $5,891 | 6.8K | Q2 2023 |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $5,852 | 6.7K | Q2 2023 |
| Quantbot Technologies LP$2.4B AUM | 0.00% | $3,000 | 3.3K | Q3 2022OLDER |
| CENTRAL TRUST Co$5.1B AUM | 0.00% | $2,796 | 4.0K | Q1 2023OLDER |
| FEDERATED HERMES, INC.$61.5B AUM | 0.00% | $2,294 | 2.6K | Q2 2023 |
| C M BIDWELL & ASSOCIATES LTD$214M AUM | 0.00% | $1,247 | 1.8K | Q1 2023OLDER |
| Antonetti Capital Management LLC$64M AUM | 0.00% | $1,044 | 1.2K | Q2 2023 |
| Financial Management Professionals, Inc.$1.1B AUM | 0.00% | $1,000 | 1.0K | Q2 2023 |
| China Universal Asset Management Co., Ltd.$1.3B AUM | 0.00% | $1,000 | 544 | Q3 2022OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $653 | 751 | Q2 2023 |
| MONEY CONCEPTS CAPITAL CORP$1.8B AUM | 0.00% | $502 | 613 | Q4 2022OLDER |
| NFSG Corp$608M AUM | 0.00% | $352 | 405 | Q2 2023 |
| Cornerstone Planning Group LLC$749M AUM | 0.00% | $217 | 250 | Q2 2023 |
| TCI Wealth Advisors, Inc.$1.9B AUM | 0.00% | $154 | 220 | Q1 2023OLDER |
| CALDWELL SUTTER CAPITAL, INC.$246M AUM | 0.00% | $140 | 200 | Q1 2023OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $81 | 116 | Q1 2023OLDER |
| NewSquare Capital LLC$1.2B AUM | 0.00% | $70 | 80 | Q2 2023 |
| AllSquare Wealth Management LLC$189M AUM | 0.00% | $68 | 83 | Q2 2023 |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $1 | 1 | Q2 2023 |
| HAP Trading, LLC$1.1B AUM | — | $0 | 17.5K | Q4 2022OLDER |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2023 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.