SEC 13F Intelligence

STEM INC

CUSIP 85859N110

Stem Inc has 27 institutional holders in Filings Flow’s 13F database, together reporting 8.27M shares worth $228M as of Q2 2021. The largest reported holders are Athanor Capital, LP, Ionic Capital Management LLC, and Caas Capital Management LP.

Institutional Holders
27
Q2 2021
Reported Value
$228M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q1 ’21: 2Q1 ’21Q2 ’21: 27Q2 ’21filingsflow.com
Total reported value
Q1 ’21: $10MQ1 ’21Q2 ’21: $228MQ2 ’21filingsflow.com

Holders

··
Manager% of PortfolioValueSharesQuarter
Athanor Capital, LP$24,573 AUM3.28%$92M2.54MQ2 2021
Ionic Capital Management LLC$1.4B AUM2.82%$27M1.14MQ2 2021
CAAS CAPITAL MANAGEMENT LP$934M AUM0.42%$25M1.04MQ2 2021
ARISTEIA CAPITAL, L.L.C.$4.8B AUM0.33%$17M701.6KQ2 2021
VAN ECK ASSOCIATES CORP$133.2B AUM0.04%$15M633.2KQ2 2021
DLD Asset Management, LP$1.1B AUM0.92%$13M557.1KQ2 2021
LMR Partners LLP$45.4B AUM0.20%$13M546.5KQ2 2021
Burleson & Company, LLC$401M AUM1.78%$12M514.3KQ2 2021
MARSHALL WACE, LLP$100.4B AUM0.03%$7M200.0KQ2 2021
Jefferies Group LLC$12.0B AUM0.04%$7M289.1KQ2 2021
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$5M200.0KQ2 2021
ZAZOVE ASSOCIATES LLC$1.2B AUM0.32%$4M150.1KQ2 2021
Marathon Trading Investment Management LLC$3.7B AUM0.26%$3M110.7KQ2 2021
Taconic Capital Advisors LP$229M AUM0.06%$2M101.1KQ2 2021
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$2M84.8KQ2 2021
Westchester Capital Management, LLC$2.2B AUM0.05%$2M83.5KQ2 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M76.1KQ2 2021
COWEN AND COMPANY, LLC$0 AUM0.07%$1M57.9KQ2 2021
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M57.7KQ2 2021
CVI Holdings, LLC$116M AUM0.06%$818,00034.4KQ2 2021
HRT FINANCIAL LP$40.1B AUM0.01%$782,00032.9KQ2 2021
Yakira Capital Management, Inc.$342M AUM0.07%$447,00018.8KQ2 2021
Walleye Capital LLC$24.0B AUM0.01%$394,00016.6KQ2 2021
Black Maple Capital Management LP$179M AUM0.21%$389,00010.8KQ2 2021
BLUEFIN CAPITAL MANAGEMENT, LLC$156M AUM0.02%$324,00013.6KQ2 2021
Yaupon Capital Management LP$3.2B AUM0.15%$266,00011.2KQ2 2021
UBS Group AG$666.3B AUM0.00%$43,0001.8KQ2 2021
Vestcor Inc$3.6B AUM0.00%$42,0001.8KQ2 2021
Kepos Capital LP$61M AUM0.00%$31,0001.3KQ2 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.