SPROTT ETF TRUST
CUSIP 85210B102
Sprott Etf Trust has 123 institutional holders in Filings Flow’s 13F database, together reporting 2.65M shares worth $198M as of Q1 2026. The largest reported holders are Ubs Group AG, Asset One Wealth Management LLC, and Morgan Stanley.
Institutional Holders
123
Q1 2026
Reported Value
$198M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| HC Advisors, LLC$149M AUM | 2.10% | $3M | 41.6K | Q1 2026OLDER |
| Asset One Wealth Management LLC$904M AUM | 2.00% | $18M | 235.8K | Q1 2026OLDER |
| THOR INVESTMENT MANAGEMENT INC /OH/ /ADV$188M AUM | 1.86% | $3M | 46.3K | Q2 2026 |
| Riggs Asset Managment Co. Inc.$486M AUM | 0.82% | $4M | 52.8K | Q1 2026OLDER |
| ADE, LLC$209M AUM | 0.71% | $1M | 19.6K | Q1 2026OLDER |
| Auxano Advisors, LLC$501M AUM | 0.64% | $3M | 42.5K | Q1 2026OLDER |
| Bayshore Capital Advisors, LLC$237M AUM | 0.52% | $1M | 16.4K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$678M AUM | 0.29% | $2M | 63.8K | Q2 2026 |
| New Harbor Financial Group, LLC$567M AUM | 0.28% | $2M | 20.8K | Q1 2026OLDER |
| OPTIMUM INVESTMENT ADVISORS$252M AUM | 0.26% | $663,400 | 10.7K | Q3 2025OLDER |
| Rossby Financial, LCC$489M AUM | 0.24% | $1M | 14.8K | Q1 2026OLDER |
| Pekin Hardy Strauss, Inc.$957M AUM | 0.24% | $2M | 30.3K | Q1 2026OLDER |
| BAROMETER CAPITAL MANAGEMENT INC.$292M AUM | 0.22% | $656,763 | 8.7K | Q1 2026OLDER |
| Capital Wealth Alliance, LLC$221M AUM | 0.22% | $485,099 | 6.4K | Q1 2026OLDER |
| Beirne Wealth Consulting Services, LLC$354M AUM | 0.15% | $528,430 | 7.0K | Q1 2026OLDER |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC$237M AUM | 0.14% | $306,999 | 4.4K | Q4 2025OLDER |
| Dempze Nancy E$182M AUM | 0.13% | $245,342 | 3.3K | Q1 2026OLDER |
| Hara Capital LLC$200M AUM | 0.11% | $230,245 | 3.0K | Q1 2026OLDER |
| Barry Investment Advisors, LLC$478M AUM | 0.10% | $486,362 | 7.7K | Q2 2026 |
| Meridian Wealth Advisors, LLC$756M AUM | 0.10% | $754,900 | 10.0K | Q1 2026OLDER |
| Centurion Wealth Management LLC$418M AUM | 0.10% | $407,617 | 6.5K | Q2 2026 |
| 180 WEALTH ADVISORS, LLC$997M AUM | 0.10% | $962,889 | 15.3K | Q2 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV$115M AUM | 0.10% | $110,065 | 1.5K | Q1 2026OLDER |
| SATOVSKY ASSET MANAGEMENT LLC$566M AUM | 0.09% | $535,620 | 7.1K | Q1 2026OLDER |
| Montis Financial, LLC$484M AUM | 0.07% | $347,254 | 4.6K | Q1 2026OLDER |
| SPROTT INC.$3.4B AUM | 0.07% | $2M | 30.1K | Q1 2026OLDER |
| PFG Investments, LLC$2.1B AUM | 0.06% | $1M | 17.2K | Q1 2026OLDER |
| EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM | 0.06% | $3M | 36.0K | Q1 2026OLDER |
| Wealth Alliance Advisory Group, LLC$632M AUM | 0.05% | $334,043 | 4.4K | Q1 2026OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.05% | $2M | 27.4K | Q1 2026OLDER |
| Sovereign Financial Group, Inc.$576M AUM | 0.05% | $292,524 | 3.9K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.05% | $951,341 | 12.0K | Q1 2026OLDER |
| Beaumont Financial Advisors, LLC$1.5B AUM | 0.04% | $612,452 | 8.1K | Q1 2026OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.03% | $297,204 | 3.9K | Q1 2026OLDER |
| CWA Asset Management Group, LLC$2.9B AUM | 0.03% | $1M | 13.4K | Q1 2026OLDER |
| VestGen Advisors, LLC$3.8B AUM | 0.03% | $1M | 13.2K | Q1 2026OLDER |
| Premier Financial Group$587M AUM | 0.03% | $160,720 | 2.0K | Q1 2026OLDER |
| AlphaStar Capital Management, LLC$1.4B AUM | 0.03% | $356,766 | 4.7K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.02% | $14M | 188.5K | Q1 2026OLDER |
| Synergy Investment Management, LLC$306M AUM | 0.02% | $73,753 | 977 | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.02% | $4M | 51.5K | Q1 2026OLDER |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.02% | $551,898 | 7.3K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.02% | $605,958 | 8.0K | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.02% | $409,156 | 5.4K | Q1 2026OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.02% | $310,582 | 4.1K | Q1 2026OLDER |
| Legacy Wealth Managment, LLC/ID$201M AUM | 0.02% | $35,481 | 470 | Q1 2026OLDER |
| NICOLET ADVISORY SERVICES, LLC$1.5B AUM | 0.02% | $256,080 | 3.3K | Q4 2025OLDER |
| Hilltop National Bank$468M AUM | 0.02% | $78,588 | 1.3K | Q2 2026 |
| Destiny Wealth Partners, LLC$914M AUM | 0.02% | $152,112 | 2.0K | Q1 2026OLDER |
| FWL INVESTMENT MANAGEMENT, LLC$456M AUM | 0.02% | $75,490 | 1.0K | Q1 2026OLDER |
| Evelyn Partners Investment Management (Europe) Ltd$291M AUM | 0.01% | $38,364 | 848 | Q3 2025OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.01% | $436,418 | 6.3K | Q4 2025OLDER |
| Evanson Asset Management, LLC$1.9B AUM | 0.01% | $232,660 | 3.1K | Q1 2026OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.01% | $848,475 | 11.2K | Q1 2026OLDER |
| NICOLET BANKSHARES INC$2.7B AUM | 0.01% | $261,096 | 3.3K | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.01% | $472,279 | 7.5K | Q2 2026 |
| HighPoint Advisor Group LLC$2.4B AUM | 0.01% | $209,711 | 2.8K | Q1 2026OLDER |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM | 0.01% | $1M | 17.0K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $5M | 70.2K | Q1 2026OLDER |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.01% | $1M | 19.1K | Q1 2026OLDER |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC$2.9B AUM | 0.01% | $221,436 | 2.9K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.01% | $436,283 | 5.8K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.01% | $2M | 23.0K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $2M | 30.6K | Q1 2026OLDER |
| Caitlin John, LLC$167M AUM | 0.01% | $10,569 | 140 | Q1 2026OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.01% | $258,147 | 3.7K | Q4 2025OLDER |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.01% | $2M | 22.5K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.01% | $478,693 | 6.3K | Q1 2026OLDER |
| WOLFF WIESE MAGANA LLC$181M AUM | 0.01% | $10,494 | 139 | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.01% | $6M | 82.6K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.01% | $232,509 | 3.1K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $5M | 64.0K | Q1 2026OLDER |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $264,215 | 3.5K | Q1 2026OLDER |
| NewEdge Wealth, LLC$8.4B AUM | 0.00% | $398,980 | 5.7K | Q4 2025OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.00% | $323,202 | 4.3K | Q1 2026OLDER |
| ORG Partners LLC$568M AUM | 0.00% | $20,888 | 300 | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $24M | 324.1K | Q1 2026OLDER |
| Gen-Wealth Partners Inc$317M AUM | 0.00% | $11,324 | 150 | Q1 2026OLDER |
| West Branch Capital LLC$373M AUM | 0.00% | $12,660 | 168 | Q1 2026OLDER |
| FIDUCIARY TRUST CO$8.5B AUM | 0.00% | $269,349 | 3.6K | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $2M | 25.6K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $2M | 28.4K | Q1 2026OLDER |
| Costello Asset Management, INC$289M AUM | 0.00% | $7,549 | 100 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $684,037 | 9.1K | Q2 2026 |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $293,539 | 3.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $9M | 113.8K | Q1 2026OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.00% | $274,311 | 3.6K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $7M | 87.9K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $397,242 | 5.3K | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.00% | $11,324 | 150 | Q1 2026OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $606,354 | 5.7K | Q1 2026OLDER |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC.$566M AUM | 0.00% | $9,682 | 154 | Q2 2026 |
| Parkside Financial Bank & Trust$1.3B AUM | 0.00% | $17,076 | 226 | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $235,453 | 3.1K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $6M | 83.4K | Q2 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $6M | 85.3K | Q1 2026OLDER |
| EP Wealth Advisors, LLC$20.3B AUM | 0.00% | $229,414 | 3.0K | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $13,588 | 180 | Q1 2026OLDER |
| BROADWATER CAPITAL MANAGEMENT LLC$128M AUM | 0.00% | $1,302 | 21 | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $15M | 221.7K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $161,851 | 2.1K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $89,168 | 1.1K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $62,257 | 825 | Q1 2026OLDER |
| Stonehage Fleming Financial Services Holdings Ltd$2.7B AUM | 0.00% | $22,571 | 299 | Q1 2026OLDER |
| Colonial Trust Co / SC$735M AUM | 0.00% | $5,649 | 80 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $139,260 | 2.0K | Q4 2025OLDER |
| BLAIR WILLIAM & CO/IL$34.9B AUM | 0.00% | $265,758 | 3.5K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $192,634 | 3.1K | Q3 2025OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $4M | 58.8K | Q1 2026OLDER |
| HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM | 0.00% | $9,431 | 150 | Q2 2026 |
| City State Bank$385M AUM | 0.00% | $2,491 | 33 | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $21,439 | 341 | Q2 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $8M | 109.7K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $323,956 | 4.3K | Q1 2026OLDER |
| Belvedere Trading LLC$84.4B AUM | 0.00% | $455,809 | 6.0K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $2M | 30.5K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $417,274 | 5.5K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $3M | 33.4K | Q1 2026OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $324,682 | 4.3K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $303,463 | 4.0K | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $158,617 | 2.3K | Q4 2025OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $22,647 | 300 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $78,154 | 1.0K | Q1 2026OLDER |
| ROTHSCHILD INVESTMENT LLC$1.9B AUM | 0.00% | $3,020 | 40 | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $23,327 | 309 | Q1 2026OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $81,816 | 34.1K | Q4 2025OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $1,798 | 29 | Q3 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $26,968 | 357 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $302,623 | 4.0K | Q1 2026OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $116,028 | 1.5K | Q1 2026OLDER |
| TCTC Holdings, LLC$3.5B AUM | 0.00% | $2,480 | 40 | Q3 2025OLDER |
| Versant Capital Management, Inc$1.1B AUM | 0.00% | $209 | 3 | Q4 2025OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $18,498 | 245 | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $158 | 2 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $38,356 | 508 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $4,237 | 60 | Q1 2026OLDER |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $1,283 | 17 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.