SEC 13F Intelligence

SOURCE CAP INC

CUSIP 836144105

Source Cap Inc has 33 institutional holders in Filings Flow’s 13F database, together reporting 893.7K shares worth $33M as of Q4 2022. The largest reported holders are Dkm Wealth Management, Inc., D.a. Davidson & Co., and Mesirow Financial Investment Management, Inc..

Institutional Holders
33
Q4 2022
Reported Value
$33M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 43Q4 ’18Q1 ’19: 43Q1 ’19Q2 ’19: 38Q2 ’19Q3 ’19: 40Q3 ’19Q2 ’21: 30Q2 ’21Q4 ’21: 26Q4 ’21Q4 ’22: 33Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $155MQ4 ’18Q1 ’19: $40MQ1 ’19Q2 ’19: $39MQ2 ’19Q3 ’19: $44MQ3 ’19Q2 ’21: $38MQ2 ’21Q4 ’21: $28MQ4 ’21Q4 ’22: $33MQ4 ’22filingsflow.com

Holders

Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
DKM Wealth Management, Inc.$139M AUM11.31%$12M274.3KQ4 2024OLDER
Smith Asset Management Co., LLC$127M AUM1.15%$1M27.1KQ2 2025OLDER
Chemistry Wealth Management LLC$625M AUM0.59%$3M57.6KQ4 2024OLDER
Shaker Financial Services, LLC$287M AUM0.34%$883,83018.0KQ4 2024OLDER
PECAUT & CO.$308M AUM0.22%$625,65514.4KQ4 2024OLDER
Anchor Investment Management, LLC$1.2B AUM0.11%$1M27.4KQ4 2024OLDER
Waypoint Wealth Partners Inc.$411M AUM0.08%$311,1327.2KQ4 2024OLDER
Mesirow Financial Investment Management, Inc.$6.2B AUM0.07%$3M77.1KQ4 2024OLDER
Capital Investment Counsel, Inc$816M AUM0.06%$415,83310.0KQ1 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.06%$7M157.0KQ4 2024OLDER
Mraz, Amerine & Associates, Inc.$678M AUM0.05%$305,7387.0KQ4 2024OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.05%$1M26.1KQ4 2024OLDER
Baltimore-Washington Financial Advisors, Inc.$2.3B AUM0.03%$650,40015.0KQ4 2024OLDER
LAKE STREET ADVISORS GROUP, LLC$2.2B AUM0.03%$711,88615.4KQ4 2024OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.02%$340,7057.8KQ4 2024OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.02%$711,76116.4KQ4 2024OLDER
Colonial Trust Co / SC$735M AUM0.01%$111,0712.6KQ3 2025
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.01%$241,6475.6KQ4 2024OLDER
CW Advisors, LLC$10.3B AUM0.00%$357,4048.2KQ4 2024OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$626,28514.9KQ4 2024OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$313,8677.2KQ4 2024OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$3M65.8KQ4 2024OLDER
SILVERCREST ASSET MANAGEMENT GROUP LLC$13.8B AUM0.00%$339,3567.8KQ4 2024OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$376,7728.7KQ4 2024OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$314,5907.2KQ4 2024OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$8,698200Q4 2024OLDER
US BANCORP \DE\$82.4B AUM0.00%$1M24.8KQ4 2024OLDER
Colonial Trust Advisors$1.3B AUM0.00%$13,047300Q4 2024OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M51.3KQ4 2024OLDER
Elequin Capital, LP$1.2B AUM0.00%$9,785225Q4 2024OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$3M72.7KQ4 2024OLDER
Towne Trust Company, N.A$311M AUM0.00%$1,78341Q4 2024OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$218,8195.0KQ2 2025OLDER
Spire Wealth Management$3.3B AUM0.00%$8,698200Q4 2024OLDER
UBS Group AG$666.3B AUM0.00%$1M27.0KQ4 2024OLDER
Invesco Ltd.$653.3B AUM0.00%$1M24.9KQ4 2024OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$206,4904.7KQ4 2024OLDER
MAI Capital Management$17.7B AUM0.00%$22,181510Q4 2024OLDER
Venturi Wealth Management, LLC$2.2B AUM0.00%$3,26275Q4 2024OLDER
LPL Financial LLC$376.6B AUM0.00%$323,1657.4KQ4 2024OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$7,560174Q4 2024OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$8,698200Q4 2024OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$471.1KQ4 2024OLDER
ASSETMARK, INC$49.0B AUM0.00%$14,439332Q4 2024OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$30,443700Q4 2024OLDER
CWM, LLC$38.1B AUM0.00%$367Q4 2024OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$2,17550Q4 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.