CDXSIMPLIFY EXCHANGE TRADED FUN
CUSIP 82889N830 · Yahoo Finance ↗ · Google Finance ↗
Simplify Exchange Traded Fun (CDX) has 86 institutional holders in Filings Flow’s 13F database, together reporting 14.34M shares worth $306M as of Q1 2026. The largest reported holders are Signature Estate & Investment Advisors LLC, Envestnet Asset Management Inc, and Ae Wealth Management LLC.
Institutional Holders
86
Q1 2026
Reported Value
$306M
Ticker
CDX
Quarters Tracked
17
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM | 0.79% | $39M | 1.82M | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.01% | $32M | 1.50M | Q1 2026 |
| AE Wealth Management LLC$18.5B AUM | 0.15% | $27M | 1.26M | Q1 2026 |
| Altiora Financial Group, LLC$607M AUM | 3.16% | $19M | 899.0K | Q1 2026 |
| Park Edge Advisors, LLC$434M AUM | 3.72% | $16M | 755.9K | Q1 2026 |
| Insight Wealth Strategies, LLC$896M AUM | 1.62% | $15M | 680.1K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $13M | 586.7K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.01% | $9M | 378.6K | Q3 2025OLDER |
| DRIVE WEALTH MANAGEMENT, LLC$474M AUM | 1.79% | $8M | 396.5K | Q1 2026 |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.12% | $8M | 378.4K | Q1 2026 |
| NewEdge Wealth, LLC$8.4B AUM | 0.09% | $8M | 368.2K | Q1 2026 |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.06% | $7M | 333.4K | Q1 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM | 1.14% | $7M | 316.3K | Q1 2026 |
| Meridian Wealth Management, LLC$2.8B AUM | 0.23% | $7M | 308.4K | Q1 2026 |
| Prime Capital Investment Advisors, LLC$8.6B AUM | 0.08% | $7M | 305.4K | Q1 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.27% | $6M | 286.3K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $5M | 243.1K | Q1 2026 |
| Envestnet Portfolio Solutions, Inc.$18.1B AUM | 0.03% | $5M | 241.8K | Q1 2026 |
| Kensington Asset Management, LLC$1.8B AUM | 0.25% | $5M | 218.7K | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.02% | $5M | 226.1K | Q1 2026 |
| Mid-American Wealth Advisory Group, Inc.$277M AUM | 1.98% | $5M | 210.4K | Q1 2026 |
| Security National Bank$838M AUM | 0.68% | $5M | 218.4K | Q1 2026 |
| ADAPT WEALTH ADVISORS, LLC$276M AUM | 1.66% | $5M | 214.2K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $5M | 204.1K | Q4 2025OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $4M | 196.1K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $4M | 189.4K | Q1 2026 |
| WCG Wealth Advisors LLC$3.6B AUM | 0.10% | $4M | 173.2K | Q1 2026 |
| Soltis Investment Advisors LLC$1.6B AUM | 0.23% | $4M | 172.0K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.02% | $3M | 142.9K | Q1 2026 |
| RiverTree Advisors, LLC$158M AUM | 1.84% | $3M | 129.5K | Q4 2025OLDER |
| FIFTH THIRD SECURITIES, INC.$1.5B AUM | 0.18% | $3M | 130.4K | Q1 2026 |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.04% | $3M | 124.7K | Q1 2026 |
| Pekin Hardy Strauss, Inc.$957M AUM | 0.27% | $3M | 119.7K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 107.6K | Q1 2026 |
| Independent Wealth Advisors LLC$102M AUM | 2.15% | $2M | 102.4K | Q1 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $2M | 100.3K | Q1 2026 |
| Centennial Wealth Advisory LLC$413M AUM | 0.51% | $2M | 98.1K | Q1 2026 |
| Almanack Investment Partners, LLC.$592M AUM | 0.31% | $2M | 87.0K | Q1 2026 |
| Janney Montgomery Scott LLC$40.4B AUM | 0.00% | $2M | 71.9K | Q1 2026 |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.10% | $1M | 63.0K | Q1 2026 |
| STEPHENS INC /AR/$8.0B AUM | 0.02% | $1M | 60.6K | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.02% | $1M | 59.3K | Q1 2026 |
| Whalen Wealth Management Inc.$187M AUM | 0.67% | $1M | 56.0K | Q4 2025OLDER |
| Brookstone Capital Management$8.7B AUM | 0.02% | $1M | 53.2K | Q2 2025OLDER |
| RFG Advisory, LLC$5.4B AUM | 0.02% | $1M | 57.2K | Q1 2026 |
| Summit Financial, LLC$7.8B AUM | 0.01% | $1M | 52.5K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $1M | 50.2K | Q1 2026 |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $1M | 48.6K | Q1 2026 |
| AVANTAX ADVISORY SERVICES, INC.$18.2B AUM | 0.01% | $997,157 | 42.8K | Q2 2025OLDER |
| CIBC WORLD MARKET INC.$61.3B AUM | 0.00% | $983,753 | 46.1K | Q1 2026 |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $919,424 | 43.1K | Q1 2026 |
| Retirement Planning Group, LLC$3.2B AUM | 0.03% | $878,707 | 41.2K | Q1 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $849,842 | 38.2K | Q4 2025OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.02% | $680,853 | 31.9K | Q1 2026 |
| Belpointe Asset Management LLC$2.7B AUM | 0.02% | $672,381 | 31.5K | Q1 2026 |
| Cooper Financial Group$1.2B AUM | 0.06% | $640,712 | 30.0K | Q1 2026 |
| Advisor Resource Council$309M AUM | 0.20% | $625,454 | 29.3K | Q1 2026 |
| GKV Capital Management Co., Inc.$267M AUM | 0.23% | $616,990 | 27.7K | Q4 2025OLDER |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $604,933 | 26.1K | Q2 2025OLDER |
| Ankerstar Wealth, LLC$95M AUM | 0.63% | $592,590 | 27.8K | Q1 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.01% | $571,136 | 25.6K | Q4 2025OLDER |
| Worth Asset Management, LLC$313M AUM | 0.21% | $564,592 | 26.5K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.00% | $516,000 | 24.2K | Q1 2026 |
| NAPA WEALTH MANAGEMENT$213M AUM | 0.24% | $513,596 | 22.4K | Q3 2025OLDER |
| SFG Wealth Management, LLC.$243M AUM | 0.21% | $494,890 | 21.6K | Q3 2025OLDER |
| MATHER GROUP, LLC.$10.0B AUM | 0.00% | $460,517 | 21.6K | Q1 2026 |
| PARK AVENUE SECURITIES LLC$12.8B AUM | 0.00% | $451,000 | 21.1K | Q1 2026 |
| Fortis Capital Advisors, LLC$763M AUM | 0.06% | $429,062 | 20.1K | Q1 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV$279M AUM | 0.20% | $414,650 | 17.9K | Q2 2025OLDER |
| LaSalle St. Investment Advisors, LLC$710M AUM | 0.06% | $405,716 | 19.0K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $391,436 | 18.3K | Q1 2026 |
| Cove Street Capital, LLC$77M AUM | 0.50% | $379,779 | 16.6K | Q3 2025OLDER |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $379,000 | 17.1K | Q4 2025OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $371,142 | 16.2K | Q3 2025OLDER |
| WealthCare Asset Management, LLC$94M AUM | 0.38% | $358,540 | 16.8K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $333,671 | 15.0K | Q4 2025OLDER |
| GWN SECURITIES INC.$523M AUM | 0.06% | $320,410 | 13.7K | Q2 2025OLDER |
| StoneX Group Inc.$1.9B AUM | 0.01% | $312,760 | 14.0K | Q4 2025OLDER |
| Trajan Wealth LLC$2.5B AUM | 0.01% | $311,210 | 14.6K | Q1 2026 |
| Heck Capital Advisors, LLC$1.3B AUM | 0.02% | $302,486 | 14.2K | Q1 2026 |
| GFS Advisors, LLC$1.6B AUM | 0.02% | $258,748 | 12.1K | Q1 2026 |
| MBA Advisors LLC$260M AUM | 0.09% | $246,415 | 11.5K | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $243,299 | 11.4K | Q1 2026 |
| BayBridge Capital Group, LLC$161M AUM | 0.14% | $227,533 | 10.2K | Q1 2026 |
| Triumph Capital Management$491M AUM | 0.04% | $210,562 | 9.9K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $204,033 | 9.6K | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $194,322 | 9.1K | Q1 2026 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $172,854 | 8.1K | Q1 2026 |
| Realta Investment Advisors$288M AUM | 0.06% | $172,426 | 8.1K | Q1 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.01% | $77,037 | 3.6K | Q1 2026 |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $53,014 | 2.3K | Q2 2025OLDER |
| Beacon Capital Management, LLC$567M AUM | 0.01% | $41,174 | 1.8K | Q2 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $36,193 | 1.7K | Q1 2026 |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $30,131 | 1.4K | Q4 2025OLDER |
| Wealth Enhancement Trust Services, Inc.$826M AUM | 0.00% | $28,795 | 1.3K | Q4 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $28,050 | 1.3K | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $24,183 | 1.0K | Q2 2025OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $14,297 | 670 | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $11,801 | 553 | Q1 2026 |
| Global Trust Asset Management, LLC$262M AUM | 0.00% | $10,670 | 500 | Q1 2026 |
| STANCE CAPITAL LLC$206M AUM | 0.00% | $9,688 | 454 | Q1 2026 |
| Signature Equity Partners, LLC$186M AUM | 0.00% | $6,005 | 281 | Q1 2026 |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $5,869 | 275 | Q1 2026 |
| HANTZ FINANCIAL SERVICES, INC.$6.6B AUM | 0.00% | $5,000 | 212 | Q1 2026 |
| ASSETMARK, INC$49.0B AUM | 0.00% | $2,433 | 114 | Q1 2026 |
| MORGAN STANLEY$1.66T AUM | 0.00% | $2,019 | 94 | Q1 2026 |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.00% | $1,579 | 74 | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $1,552 | 73 | Q1 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $1,002 | 45 | Q4 2025OLDER |
| Elevated Capital Advisors, LLC$397M AUM | 0.00% | $860 | 40 | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $534 | 25 | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $450 | 21 | Q1 2026 |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $9 | 0 | Q1 2026 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.