SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N772

Simplify Exchange Traded Fun has 61 institutional holders in Filings Flow’s 13F database, together reporting 3.80M shares worth $123M as of Q1 2026. The largest reported holders are Fourpath Capital Management, LLC, Wcg Wealth Advisors LLC, and Lpl Financial LLC.

Institutional Holders
61
Q1 2026
Reported Value
$123M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q4 ’21: 4Q4 ’21Q4 ’22: 23Q4 ’22Q4 ’25: 76Q4 ’25Q1 ’26: 61Q1 ’26Q2 ’26: 1Q2 ’26filingsflow.com
Total reported value
Q4 ’21: $1MQ4 ’21Q4 ’22: $11MQ4 ’22Q4 ’25: $192MQ4 ’25Q1 ’26: $123MQ1 ’26Q2 ’26: $19,575Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
FOURPATH CAPITAL MANAGEMENT, LLC$697M AUM2.41%$18M480.2KQ4 2025OLDER
Copia Wealth Management$146M AUM2.06%$3M88.9KQ1 2026OLDER
SBE LLC DBA CEDAR COVE WEALTH PARTNERS$191M AUM1.97%$4M111.6KQ1 2026OLDER
PRIMORIS WEALTH ADVISORS, LLC$143M AUM1.88%$3M86.1KQ4 2025OLDER
Ironsides Asset Advisors, LLC$399M AUM0.85%$3M100.1KQ1 2026OLDER
Haven Private, LLC$230M AUM0.72%$2M49.1KQ1 2026OLDER
Gambit Capital Management, LLC$145M AUM0.66%$953,45328.3KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.47%$17M503.1KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.43%$12M347.0KQ1 2026OLDER
WMG Financial Advisors, LLC$240M AUM0.42%$1M27.6KQ4 2025OLDER
Flagship Private Wealth, LLC$246M AUM0.38%$945,81328.1KQ1 2026OLDER
LEE DANNER & BASS INC$1.6B AUM0.35%$6M165.5KQ1 2026OLDER
HARMONY ASSET MANAGEMENT LLC$327M AUM0.30%$977,38629.0KQ1 2026OLDER
Cauble & Harre Wealth Management, Inc.$126M AUM0.26%$304,2638.3KQ4 2025OLDER
South Shore Capital Advisors$137M AUM0.21%$292,8008.0KQ4 2025OLDER
Cambridge Advisors Inc.$515M AUM0.21%$1M31.6KQ1 2026OLDER
Blue Water Asset Management$289M AUM0.10%$293,7998.7KQ1 2026OLDER
LeClair Wealth Partners LLC$289M AUM0.10%$293,7998.7KQ1 2026OLDER
JT Stratford LLC$786M AUM0.08%$654,29817.9KQ4 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.07%$2M41.6KQ4 2025OLDER
Holos Integrated Wealth LLC$198M AUM0.06%$126,2023.8KQ1 2026OLDER
GFS Advisors, LLC$1.6B AUM0.06%$461,47913.7KQ1 2026OLDER
Freedom Investment Management, Inc.$337M AUM0.06%$215,5336.8KQ3 2025OLDER
Stratos Wealth Advisors, LLC$1.6B AUM0.05%$849,14925.2KQ1 2026OLDER
Fortis Group Advisors, LLC$605M AUM0.05%$304,5428.7KQ1 2026OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.04%$845,45525.1KQ1 2026OLDER
GRIFFIN ASSET MANAGEMENT, INC.$887M AUM0.04%$335,6599.2KQ4 2025OLDER
Brookwood Investment Group LLC$810M AUM0.03%$274,1227.5KQ4 2025OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.03%$2M64.3KQ4 2025OLDER
Essex Financial Services, Inc.$1.8B AUM0.03%$496,34013.6KQ4 2025OLDER
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.03%$784,88423.3KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.03%$13M370.2KQ1 2026OLDER
Hilltop Holdings Inc.$1.1B AUM0.02%$282,1137.7KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.01%$13M377.9KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$979,67629.1KQ1 2026OLDER
CIBC WORLD MARKET INC.$61.3B AUM0.01%$6M177.7KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$1M39.2KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.01%$339,76410.1KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$326,2168.9KQ4 2025OLDER
Sigma Planning Corp$3.6B AUM0.01%$248,7647.4KQ1 2026OLDER
Stone House Investment Management, LLC$558M AUM0.01%$36,6001.0KQ4 2025OLDER
Versant Capital Management, Inc$1.1B AUM0.01%$55,2321.6KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.01%$392,47611.7KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$49,6821.5KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$908,79024.8KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$16M461.3KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$85,8062.3KQ4 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$19,575500Q2 2026
OPPENHEIMER & CO INC$8.2B AUM0.00%$219,5636.0KQ4 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$9M270.1KQ1 2026OLDER
JFS WEALTH ADVISORS, LLC$1.8B AUM0.00%$37,1491.0KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M38.9KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.00%$221,3526.6KQ1 2026OLDER
Realta Investment Advisors$288M AUM0.00%$5,386160Q1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$24,167718Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$703,85519.2KQ4 2025OLDER
Solstein Capital, LLC$244M AUM0.00%$4,174124Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M54.6KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$1M29.1KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$986,38029.3KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$268,8218.0KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$11,983356Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$187,6555.6KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$353,06410.5KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$55,8131.8KQ3 2025OLDER
FINANCIAL CONSULATE, INC$803M AUM0.00%$6,732200Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$52,5851.6KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$119,2373.3KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$388,63810.6KQ4 2025OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$697,30322.0KQ3 2025OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$54,2401.5KQ4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$10,098300Q1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$3,171100Q3 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$780,39923.2KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M31.7KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$980,00029.1KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M41.1KQ1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$439,85912.0KQ4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$24,572730Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$8,449251Q1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$1,75748Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$635,29918.9KQ1 2026OLDER
True Link Financial Advisors, LLC$1.6B AUM0.00%$94228Q1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$59,8451.8KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$6,732200Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$1,86751Q4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$2,52575Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$7,928250Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$6,799202Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$742Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.