SEC 13F Intelligence

SERIES PORTFOLIOS TR

CUSIP 81752T619

Series Portfolios Tr has 16 institutional holders in Filings Flow’s 13F database, together reporting 179.7K shares worth $5M as of Q1 2026. The largest reported holders are Independent Financial Group, LLC, Janney Montgomery Scott LLC, and Infrastructure Capital Advisors, LLC.

Institutional Holders
16
Q1 2026
Reported Value
$5M
Ticker
unmapped
private placement or foreign
Quarters Tracked
18

Ownership Trend

Institutional holders
Q4 ’21: 1Q4 ’21Q1 ’22: 5Q2 ’22: 6Q3 ’22: 9Q3 ’22Q4 ’22: 9Q1 ’23: 12Q2 ’23: 13Q2 ’23Q3 ’23: 8Q4 ’23: 12Q1 ’24: 11Q1 ’24Q2 ’24: 11Q3 ’24: 9Q4 ’24: 13Q4 ’24Q1 ’25: 9Q2 ’25: 9Q3 ’25: 9Q3 ’25Q4 ’25: 11Q1 ’26: 16filingsflow.com
Total reported value
Q4 ’21: $0Q4 ’21Q1 ’22: $3MQ2 ’22: $4MQ3 ’22: $3MQ3 ’22Q4 ’22: $3MQ1 ’23: $8MQ2 ’23: $9MQ2 ’23Q3 ’23: $10MQ4 ’23: $8MQ1 ’24: $3MQ1 ’24Q2 ’24: $4MQ3 ’24: $1MQ4 ’24: $2MQ4 ’24Q1 ’25: $517,376Q2 ’25: $431,844Q3 ’25: $1MQ3 ’25Q4 ’25: $2MQ1 ’26: $5Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.05%$2M63.0KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$891,00033.9KQ1 2026
INFRASTRUCTURE CAPITAL ADVISORS, LLC$1.4B AUM0.04%$536,54420.4KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$475,55318.1KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$444,09516.9KQ1 2026
Maridea Wealth Management LLC$688M AUM0.05%$373,19514.2KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$216,5588.2KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$49,1101.9KQ1 2026
Allworth Financial LP$24.7B AUM0.00%$32,8881.3KQ1 2026
Trask Adam Roland$106M AUM0.03%$31,5721.2KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$15,786600Q1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$6,000211Q3 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$1,96675Q1 2026
Archer Investment Corp$469M AUM0.00%$1,57860Q1 2026
MORGAN STANLEY$1.66T AUM0.00%$1465Q1 2026
Wealth Watch Advisors, INC$239M AUM0.00%$1395Q4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$733Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$281Q1 2026
CWM, LLC$38.1B AUM0.00%$231Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.