SEC 13F Intelligence

SEELOS THERAPEUTICS INC

CUSIP 81577F109

Seelos Therapeutics Inc has 68 institutional holders in Filings Flow’s 13F database, together reporting 14.39M shares worth $8M as of Q4 2022. The largest reported holders are Sabby Management, LLC, Gendell Jeffrey L, and Wealth Effects LLC.

Institutional Holders
68
Q4 2022
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 1Q4 ’18Q1 ’19: 14Q1 ’19Q2 ’19: 18Q2 ’19Q3 ’19: 24Q3 ’19Q2 ’21: 91Q2 ’21Q4 ’21: 86Q4 ’21Q4 ’22: 68Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $43,000Q4 ’18Q1 ’19: $758,000Q1 ’19Q2 ’19: $3MQ2 ’19Q3 ’19: $2MQ3 ’19Q2 ’21: $89MQ2 ’21Q4 ’21: $79MQ4 ’21Q4 ’22: $8MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
WEALTH EFFECTS LLC$282M AUM0.33%$663,3653.61MQ3 2023OLDER
Uniplan Investment Counsel, Inc.$974M AUM0.10%$1,3421.12MQ2 2023OLDER
GENDELL JEFFREY L$7.3B AUM0.07%$1M6.74MQ3 2023OLDER
1492 Capital Management LLC$263M AUM0.07%$117,18398.1KQ2 2023OLDER
AdvisorShares Investments LLC$549M AUM0.03%$114,322621.3KQ3 2023OLDER
Strategic Family Wealth Counselors, L.L.C.$381M AUM0.01%$27,656150.3KQ3 2023OLDER
Modera Wealth Management, LLC$8.3B AUM0.00%$225,1751.22MQ3 2023OLDER
UNITED BANK$781M AUM0.00%$31,31026.2KQ2 2023OLDER
Stratos Wealth Advisors, LLC$1.6B AUM0.00%$52,992288.0KQ3 2023OLDER
XTX Topco Ltd$5.8B AUM0.00%$18,30399.5KQ3 2023OLDER
Carmichael Hill & Associates, Inc.$282M AUM0.00%$5,70431.0KQ3 2023OLDER
TRUST CO OF TOLEDO NA /OH/$1.1B AUM0.00%$12,13566.0KQ3 2023OLDER
GUARDIAN WEALTH ADVISORS, LLC / NC$1.6B AUM0.00%$12,49310.5KQ2 2023OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$25,09521.0KQ2 2023OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$14,51171.8KQ3 2023OLDER
State of Wyoming$844M AUM0.00%$7,36640.0KQ3 2023OLDER
Woodline Partners LP$26.4B AUM0.00%$133,321724.6KQ3 2023OLDER
MONEYWISE, INC.$229M AUM0.00%$2,34312.7KQ3 2023OLDER
RESOURCE CONSULTING GROUP INC$584M AUM0.00%$6,98237.9KQ3 2023OLDER
Sovereign Financial Group, Inc.$576M AUM0.00%$3,68020.0KQ3 2023OLDER
WealthPLAN Partners, LLC$518M AUM0.00%$10,40256.5KQ3 2023OLDER
Relative Value Partners Group, LLC$772M AUM0.00%$17,92515.0KQ2 2023OLDER
TOCQUEVILLE ASSET MANAGEMENT L.P.$6.7B AUM0.00%$57,36048.0KQ2 2023OLDER
Centric Wealth Management$501M AUM0.00%$2,11611.5KQ3 2023OLDER
Crewe Advisors LLC$1.2B AUM0.00%$5,11127.8KQ3 2023OLDER
Curtis Advisory Group, LLC$464M AUM0.00%$2,06111.2KQ3 2023OLDER
First Heartland Consultants, Inc.$1.5B AUM0.00%$529.2KQ3 2023OLDER
NFSG Corp$608M AUM0.00%$1,1046.0KQ3 2023OLDER
Jump Financial, LLC$7.5B AUM0.00%$14,22011.9KQ2 2023OLDER
Crescent Grove Advisors, LLC$1.0B AUM0.00%$3,68020.0KQ3 2023OLDER
StoneX Group Inc.$1.9B AUM0.00%$314.0KQ3 2023OLDER
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$165,558899.8KQ3 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$10,0528.4KQ2 2023OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$12,51410.5KQ2 2023OLDER
DAVENPORT & Co LLC$18.4B AUM0.00%$28,612155.5KQ3 2023OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$28,83824.1KQ2 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$118,458643.9KQ3 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$51,948282.3KQ3 2023OLDER
Alpha Cubed Investments, LLC$2.9B AUM0.00%$2,02411.0KQ3 2023OLDER
Valeo Financial Advisors, LLC$4.7B AUM0.00%$2,72814.8KQ3 2023OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$4,31623.5KQ3 2023OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$22120.0KQ3 2023OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$4782.6KQ3 2023OLDER
Westside Investment Management, Inc.$653M AUM0.00%$1841.0KQ3 2023OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$2,69114.6KQ3 2023OLDER
Spire Wealth Management$2.9B AUM0.00%$1,0525.8KQ3 2023OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$23,17519.4KQ2 2023OLDER
EP Wealth Advisors, LLC$20.3B AUM0.00%$1,84010.0KQ3 2023OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$2,66514.5KQ3 2023OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$55,792303.2KQ3 2023OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$223,0191.21MQ3 2023OLDER
Mariner, LLC$85.7B AUM0.00%$9,79053.2KQ3 2023OLDER
Venturi Wealth Management, LLC$2.2B AUM0.00%$2951.6KQ3 2023OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$2,31812.6KQ3 2023OLDER
FinTrust Capital Advisors, LLC$591M AUM0.00%$92500Q3 2023OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$36,50730.6KQ2 2023OLDER
Hudson Bay Capital Management LP$29.0B AUM0.00%$1,84010.0KQ3 2023OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$527.9KQ3 2023OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$6,58735.8KQ3 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$48,370266.4KQ3 2023OLDER
IFP Advisors, Inc$4.8B AUM0.00%$2191.2KQ3 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$37,150201.9KQ3 2023OLDER
FIRST MANHATTAN CO. LLC.$36.1B AUM0.00%$2,05611.2KQ3 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$37,876205.8KQ3 2023OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$6,46535.9KQ3 2023OLDER
CWM, LLC$38.1B AUM0.00%$1500Q2 2023OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$18,28299.4KQ3 2023OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$156849Q1 2024
TD Waterhouse Canada Inc.$33.7B AUM0.00%$4862.4KQ3 2023OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$317.0KQ3 2023OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$3,20217.4KQ3 2023OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$2,49813.6KQ3 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$7,99543.5KQ3 2023OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5,52030.0KQ3 2023OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$9,72452.9KQ3 2023OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$1891.0KQ3 2023OLDER
UBS Group AG$666.3B AUM0.00%$4102.2KQ3 2023OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$58316Q3 2023OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$1371Q3 2023OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$13Q3 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM$02Q3 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.