SEC 13F Intelligence

SPDR SER TR

CUSIP 78468R713

Spdr Ser Tr has 1 institutional holders in Filings Flow’s 13F database, together reporting 1.3K shares worth $29,000 as of Q2 2021. The largest reported holders are Kestra Advisory Services, LLC, Prospera Financial Services Inc, and Commonwealth Equity Services, LLC.

Institutional Holders
1
Q2 2021
Reported Value
$29,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q4 ’18: 22Q4 ’18Q1 ’19: 15Q1 ’19Q2 ’19: 15Q2 ’19Q3 ’19: 20Q3 ’19Q2 ’21: 1Q2 ’21filingsflow.com
Total reported value
Q4 ’18: $63MQ4 ’18Q1 ’19: $40MQ1 ’19Q2 ’19: $78MQ2 ’19Q3 ’19: $74MQ3 ’19Q2 ’21: $29,000Q2 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Prospera Financial Services Inc$6.2B AUM2.25%$33M1.24MQ4 2020OLDER
ATWOOD & PALMER INC$1.9B AUM0.78%$7M275.4KQ4 2020OLDER
Western Wealth Management, LLC$2.6B AUM0.30%$2M77.6KQ4 2020OLDER
NewEdge Advisors, LLC$27.7B AUM0.06%$2M69.1KQ4 2020OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.05%$15M589.4KQ4 2020OLDER
Retirement Group, LLC$279M AUM0.02%$29,0001.3KQ2 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$6M210.3KQ4 2020OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.01%$401,00016.5KQ3 2020OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$387M14.7KQ4 2020OLDER
LPL Financial LLC$376.6B AUM0.00%$2M70.7KQ4 2020OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M48.5KQ4 2020OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$2M58.0KQ4 2020OLDER
UBS Group AG$666.3B AUM0.00%$4M144.9KQ4 2020OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$885,00033.7KQ4 2020OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$259,0009.9KQ4 2020OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$388,00016.0KQ3 2020OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$375,00014.3KQ4 2020OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$2,00071Q4 2020OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.