NEOS ETF TRUST
CUSIP 78433H402
Neos Etf Trust has 30 institutional holders in Filings Flow’s 13F database, together reporting 2.56M shares worth $119M as of Q1 2026. The largest reported holders are Retirement Planning Group, LLC, Lpl Financial LLC, and Carter Financial Group, Inc..
Institutional Holders
30
Q1 2026
Reported Value
$119M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Retirement Planning Group, LLC$3.2B AUM | 2.94% | $95M | 2.01M | Q1 2026OLDER |
| Carter Financial Group, INC.$162M AUM | 2.92% | $5M | 99.9K | Q1 2026OLDER |
| Camarda Financial Advisors, LLC$190M AUM | 0.74% | $1M | 29.7K | Q1 2026OLDER |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM | 0.34% | $2M | 42.3K | Q1 2026OLDER |
| FSA Advisors, Inc.$152M AUM | 0.25% | $375,136 | 7.9K | Q1 2026OLDER |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC$237M AUM | 0.24% | $501,381 | 10.5K | Q3 2025OLDER |
| MADDEN SECURITIES Corp$333M AUM | 0.13% | $436,211 | 9.2K | Q1 2026OLDER |
| Navis Wealth Advisors, LLC$196M AUM | 0.12% | $241,612 | 5.1K | Q1 2026OLDER |
| Signal Advisors Wealth, LLC$1.5B AUM | 0.06% | $910,701 | 19.3K | Q1 2026OLDER |
| Coastal Bridge Advisors, LLC$1.4B AUM | 0.05% | $661,019 | 14.0K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.04% | $1M | 24.8K | Q1 2026OLDER |
| Berger Financial Group, Inc$1.8B AUM | 0.03% | $558,591 | 11.8K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.02% | $203,191 | 4.3K | Q1 2026OLDER |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM | 0.01% | $453,197 | 9.5K | Q4 2025OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.01% | $826,073 | 17.5K | Q1 2026OLDER |
| TUCKER ASSET MANAGEMENT LLC$343M AUM | 0.00% | $11,319 | 238 | Q4 2025OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.00% | $429,039 | 9.0K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $134,910 | 2.8K | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $567,540 | 12.0K | Q2 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $7M | 141.9K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $899,754 | 19.1K | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.00% | $2,596 | 55 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $254,846 | 5.4K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $60,466 | 1.3K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $14,912 | 317 | Q2 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 29.4K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $953,085 | 20.2K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $25,026 | 526 | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $31,907 | 676 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $255,865 | 5.4K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $311,370 | 6.6K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $661 | 14 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $37 | 1 | Q2 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $53 | 1 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | — | $0 | 0 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.