SEC 13F Intelligence

ROTH CH ACQUISITION IV CO

CUSIP 77867P112

Roth Ch Acquisition IV Co has 25 institutional holders in Filings Flow’s 13F database, together reporting 4.38M shares worth $1M as of Q1 2023. The largest reported holders are Shaolin Capital Management LLC, K2 Principal Fund, L.P., and Periscope Capital Inc..

Institutional Holders
25
Q1 2023
Reported Value
$1M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q3 ’21: 11Q3 ’21Q4 ’21: 23Q4 ’21Q1 ’22: 25Q1 ’22Q2 ’22: 24Q2 ’22Q3 ’22: 26Q3 ’22Q4 ’22: 28Q4 ’22Q1 ’23: 25Q1 ’23filingsflow.com
Total reported value
Q3 ’21: $856,000Q3 ’21Q4 ’21: $3MQ4 ’21Q1 ’22: $1MQ1 ’22Q2 ’22: $787,000Q2 ’22Q3 ’22: $745,000Q3 ’22Q4 ’22: $1MQ4 ’22Q1 ’23: $1MQ1 ’23filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shaolin Capital Management LLC$2.7B AUM0.01%$188,000666.8KQ1 2023
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.02%$172,999613.7KQ1 2023
PERISCOPE CAPITAL INC.$902M AUM0.01%$126,184447.6KQ1 2023
Polar Asset Management Partners Inc.$5.0B AUM0.00%$104,671371.3KQ1 2023
Exos TFP Holdings LLC$162M AUM0.02%$97,967347.5KQ1 2023
1492 Capital Management LLC$263M AUM0.04%$58,165212.3KQ1 2023
683 Capital Management, LLC$1.9B AUM0.00%$56,380200.0KQ1 2023
Owl Creek Asset Management, L.P.$1.4B AUM0.00%$56,380200.0KQ1 2023
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.00%$56,380200.0KQ1 2023
Q Global Advisors, LLC$113M AUM0.04%$52,000185.9KQ1 2023
COWEN AND COMPANY, LLC$0 AUM0.00%$37,013131.3KQ1 2023
Calamos Advisors LLC$28.2B AUM0.00%$34,250125.0KQ1 2023
FIR TREE CAPITAL MANAGEMENT LP$22M AUM0.00%$33,000200.0KQ2 2022OLDER
Parallax Volatility Advisers, L.P.$38.6B AUM0.00%$32,599143.4KQ4 2022OLDER
Walleye Capital LLC$24.0B AUM0.00%$30,920109.7KQ1 2023
AQR Arbitrage LLC$6.1B AUM0.00%$28,494104.0KQ1 2023
MMCAP International Inc. SPC$1.2B AUM0.01%$28,190100.0KQ1 2023
Kepos Capital LP$61M AUM0.00%$27,000120.4KQ4 2022OLDER
Magnetar Financial LLC$9.8B AUM0.00%$24,000173.1KQ3 2022OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.00%$22,55280.0KQ1 2023
GABELLI FUNDS LLC$14.8B AUM0.00%$15,64855.5KQ1 2023
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$14,00050.0KQ1 2023
WHITEBOX ADVISORS LLC$8.1B AUM0.00%$12,68645.0KQ1 2023
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.00%$12,54144.5KQ1 2023
Walleye Trading LLC$60.0B AUM0.00%$11,15339.6KQ1 2023
Lynwood Capital Management Inc.$17M AUM0.01%$11,00045.0KQ4 2022OLDER
CLEAR STREET LLC$25.1B AUM0.00%$9,89635.1KQ1 2023
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$6,96624.7KQ1 2023
CVI Holdings, LLC$116M AUM0.00%$6,86725.1KQ1 2023
FLOW TRADERS U.S. LLC$3.2B AUM0.00%$3,00011.7KQ1 2023
DIFESA CAPITAL MANAGEMENT, LP$0 AUM0.00%$2,64811.0KQ4 2022OLDER
UBS Group AG$666.3B AUM0.00%$8613.9KQ4 2022OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q1 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.