RAND CAP CORP
CUSIP 752185108
Rand Cap Corp has 11 institutional holders in Filings Flow’s 13F database, together reporting 470.9K shares worth $123M as of Q3 2019. The largest reported holders are Winthrop Partners - Wny, LLC, Shufro Rose & Co LLC, and Emancipation Management LLC.
Institutional Holders
11
Q3 2019
Reported Value
$123M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| RAFFLES ASSOCIATES LP$115M AUM | 0.16% | $89,000 | 39.8K | Q1 2020 |
| Winthrop Partners - WNY, LLC$188M AUM | 0.08% | $121M | 48.6K | Q3 2019OLDER |
| SHUFRO ROSE & CO LLC$1.5B AUM | 0.04% | $376,000 | 167.6K | Q1 2020 |
| Minerva Advisors LLC$155M AUM | 0.02% | $34,000 | 12.5K | Q4 2019OLDER |
| COURIER CAPITAL LLC$1.8B AUM | 0.01% | $67,000 | 26.3K | Q3 2019OLDER |
| BLAIR WILLIAM & CO/IL$34.9B AUM | 0.00% | $67,000 | 30.0K | Q1 2020 |
| M&T BANK CORP$29.2B AUM | 0.00% | $41,000 | 15.3K | Q4 2019OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $1,000 | 206 | Q4 2019OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $19,000 | 8.6K | Q1 2020 |
| LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM | 0.00% | $1,000 | 200 | Q4 2019OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | — | $0 | 200 | Q1 2020 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.